IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 48, NO. 2, FEBRUARY 2000 293
Two-Step Inverse Scattering Method for
One-Dimensional Permittivity Profiles
Valeri A. Mikhnev and Pertti Vainikainen, Member, IEEE
Abstract—A numerical method to invert the dielectric permit-
tivity profile from the Riccati equation using the Newton–Kan-
torovich iterative scheme is described. Instead of handling the
equations in terms of usual geometrical depth, we determine
the profile as a function of the electromagnetic path length since
the convergence and the stability of the solution are found to
be significantly better in this case. The initial profile used as a
starting point for the inversion is obtained by another method
employing successive reconstruction of dielectric interfaces and
homogeneous layers in a step-like form. This method, though not
always accurate, is fast and well suited for the approximate re-
construction of the profile, thus creating ideal starting conditions
for the previous approach. As a result, the computation time is
considerably reduced without using any a priori information. The
approach is applicable to both continuous and discontinuous pro-
files of high contrast and exhibits a good stability of the solution
with respect to noisy input data. A lossy medium profile can also
be inverted provided the overall thickness of the inhomogeneous
slab and the background permittivity are known.
Index Terms—Inverse scattering, nonhomogeneous media.
I. INTRODUCTION
V
ARIOUS methods have been used to reconstruct one-di-
mensional permittivity profiles from electromagnetic re-
flection coefficient data. The first-order Born and Rytov approx-
imations assuming that the medium acts as a small perturbation
on the incident wave [1]–[3], can be applied to accurate imaging
of the quasi-homogeneous objects and produce qualitative im-
ages in other cases. Nevertheless, the methods of this kind are
mostly used in practice because of their simplicity and stability.
A large number of investigations have been carried out using
the Gel’fand–Levitan–Marchenko theory [4]–[7]. Unfortu-
nately, this in principle exact approach is actually very difficult
to implement due to considerable mathematical complexity.
This leads sometimes to failures especially when faced with
the discontinuous profiles of high contrast [6]. A nonlinear
approximation of the Riccati equation allowing its solution in
closed form with subsequent inversion yields in some cases
very accurate reconstructions [8].
Iterative numerical methods based on the exact equations are
also widely used in microwave imaging [9]–[12]. They do not
principally have contrast limitations. Unfortunately, because of
Manuscript received December 27, 1996; revised March 12, 1999.
V. A. Mikhnev was with the Helsinki University of Technology, IRC/Radio
Laboratory, Espoo, FIN 02015 HUT Finland. He is now with the Institute of
Applied Physics, Minsk, 220072 Belarus.
P. Vainikainen is with Helsinki University of Technology, IRC/Radio Labo-
ratory, Espoo, FIN 02015 HUT Finland.
Publisher Item Identifier S 0018-926X(00)01279-5.
ill-posedness of the inverse problem, the convergence, and the
stability of solution essentially depend on the actual contrast
values, deteriorating for highly contrasted discontinuous pro-
files. To improve the reliability of the solution and the conver-
gence rate, as much as possible of a priori knowledge of the
object under test should be included in the inversion procedure.
However, this is not always convenient in practice.
The purpose of this paper is to improve the convergence and
the stability of the iterative optimization scheme for compli-
cated highly contrasted dielectric profiles. No a priori infor-
mation of the reconstructed profile is used in a lossless case,
whereas minimal additional information is needed when con-
ductive losses are taken into account. Besides, angular depen-
dency of the reflected signal is excluded from consideration.
Although multiangle measurements [9], [13], [14] yield addi-
tional input data allowing to get more reliable reconstruction
and to retrieve, e.g., material dispersion, their implementation
results in large and expensive antenna arrangements. Further-
more, the measurement routine becomes time consuming. This
is not always appropriate for many practical applications such
as ground penetrating radar, nondestructive testing in civil engi-
neering, etc. Consequently, the consideration is restricted here
to the case of normal incidence only.
The reconstruction of dielectric half-space is performed using
a new two-step approach. The Newton–Kantorovich iterative
method applied to the Riccati equation is used as the basic re-
construction algorithm. It is shown that a linear integral equa-
tion to obtain the next iterate to the profile is more accurate in
case if the derivation is accomplished in terms of electromag-
netic path length rather than in usual spatial coordinate. This
allows improving the convergence and the stability of the so-
lution. The initial profile needed for the iterative procedure is
obtained by another method employing discrete reconstruction.
At this step, the permittivities and the thicknesses of the layers
can be determined one after another by minimizing the max-
imum of the reflection coefficient in the frequency band of op-
eration. The method yields the exact reconstruction for simple
one- and two-layered profiles, if the reflection data are given
in a wide enough frequency band. Otherwise, the inversion is
approximate. Nevertheless, the difference between the recon-
structed profile and the exact one is quite small. Hence, good
starting conditions are created for the previous approach. Only
a few iterations are needed now to complete the reconstruction,
saving the computation time.
The numerical simulations demonstrate good accuracy, fast
convergence, and robustness of the algorithm for complicated
continuous and discontinuous profiles of high contrast. For a
lossy medium, simultaneous determination of the permittivity
0018–926X/00$10.00 © 2000 IEEE