Effective Strategies for Recruiting Families Ascertained
Through Alcoholic Probands
Kimberly L. Seaton, Jodi L. Cornell, Kirk C. Wilhelmsen and Cassandra Vieten
Background: Recruiting a large number of participants meeting strict inclusion criteria can be challeng-
ing, particularly when selecting for a condition associated with a social stigma such as alcoholism, when
participation involves collection of medical specimens and sensitive information, and when the participa-
tion of family members or other collaterals is required. Developing and implementing a successful recruit-
ment plan depends upon identifying the most effective recruitment strategies given the available resources.
Methods: Several strategies for recruiting subjects for a large family study on the genetics of alcoholism
were evaluated over a two-year period with regard to participant yield, time and cost expenditure.
Results: Overall effectiveness of a recruitment strategy was determined based on a composite of yield,
cost and time expenditure. The most effective recruitment strategies were direct mail, press release, the
Internet and treatment center collaborations.
Conclusion: Results provide insight into successful strategies for recruiting large numbers of participants
and their family members selected for a condition associated with a social stigma.
Key Words: recruitment, alcoholism, family, genetics, linkage.
R
ECRUITING A LARGE number of participants
meeting specific enrollment criteria is challenging,
particularly when selecting for a condition associated with a
social stigma. In family studies where more than one person
from each family is required to participate, recruiting pro-
bands who extend to informative relatives provides addi-
tional challenges. A comprehensive recruitment plan that
includes specific recruitment strategies, a budget desig-
nated for recruitment, enrollment goals and a time frame
for the recruitment effort is essential to overcoming these
challenges and ensuring a steady flow of participants. The
most successful recruitment plans rely on ongoing monitor-
ing and a flexible approach (Adams et al., 1997, Connett et
al., 1993) allowing for a prompt response to recruitment
needs (Zweben et al., 1994).
A common misconception in recruitment is that the total
population of eligible participants will be predictive of the
number of individuals who volunteer for a study (Hunning-
hake et al., 1987). Enrollment of numbers lower than orig-
inally expected may result from this inaccurate assumption.
A survey of recruitment in clinical studies has shown that
recruiting an appropriate number of participants within the
expected duration rarely occurred (Hunninghake et al.,
1987). In many cases, the time period allocated for recruit-
ment was extended, resulting in elevated recruitment costs
as well as increased costs for the entire study (Hunninghake
et al., 1987 and Valanis et al., 1998). Some studies have
found it necessary to modify their eligibility criteria midway
through the data collection phase to meet their enrollment
goals, potentially impacting the generalizability or specific-
ity of findings, while other studies have been terminated
due to recruitment problems (Hunninghake et al., 1987).
Lack of a sufficient number of participants can negatively
affect not only the length and cost of a study but can also
impact statistical power if the sample size is reduced (Vala-
nis et al., 1998). Difficulty with recruitment can create an
uneven or excessive workload (Lovato et al., 1997) and may
negatively impact staff morale (Valanis et al., 1998). These
problems increase the probability that resources will have
to be diverted to recruitment, thereby reducing availability
for other study functions (Hunninghake et al., 1987). Prob-
lems with recruitment are ameliorated somewhat by offer-
ing easily accessible participation at flexible times and in
locations convenient for the participant (Black and Smith,
1994 and Vollmer et al., 1991), and providing a tangible
incentive (Black and Smith, 1994).
A number of strategies for recruiting individual partici-
pants have been evaluated in the literature. Some studies
have found that direct mail campaigns were successful
enough to become the sole method of recruitment (Con-
nett et al., 1993), as they provided a consistently predictable
Ernest Gallo Clinic and Research Center, University of California, San
Francisco (KLS, JLC, KCW, CV).
October 2, 2002; October 28, 2003.
This research was supported by funds provided by the State of California
for medical research on alcohol and substance abuse through the University
of California, San Francisco.
Reprint requests: Kirk C. Wilhelmsen, MD, PhD, Department of Genetics
and Bowles Center for Alcohol Research, University of North Carolina
Chapel Hill, 4109 Neuroscience Research Building, Chapel Hill, NC
27599-7264.
Copyright © 2004 by the Research Society on Alcoholism.
DOI: 10.1097/01.ALC.0000107200.88229.57
0145-6008/04/2801-0078$03.00/0
ALCOHOLISM:CLINICAL AND EXPERIMENTAL RESEARCH
Vol. 28, No. 1
January 2004
78 Alcohol Clin Exp Res, Vol 28, No 1, 2004: pp 78–84