Editorials
9 MJA 200 (1) · 20 January 2014
The Medical Journal of Australia ISSN: 0025-
729X 20 January 2014 200 1 9-9
©The Medical Journal of Australia 2014
www.mja.com.au
Editorials
amilies and friends play a vital role in the care and
support of people with serious mental illness. How-
ever, caregivers often complain that treating teams do
not adequately inform them of their loved one’s condition
and management plan. Failure or refusal to disclose such
information can be very distressing for those offering sup-
port and, in circumstances where people with mental illness
behave in threatening, violent or self-destructive ways, it
can have serious repercussions.
1
Health care professionals owe a duty of confidentiality to
their patients. As a general rule, clinicians should seek a
patient’s permission before disclosing information to others.
This obligation is enforced in law. If health care profession-
als ignore this obligation, they risk civil liability for breach of
confidentiality or statutory provisions that protect privacy, or
a finding of professional misconduct by a professional
standards tribunal.
2
Generally, if a patient is able to understand the nature and
effect of a disclosure of information and refuses to agree to
that disclosure, it would be both unlawful and unethical to
make the disclosure simply because the professional feels it
to be the better course. On the other hand, the right to
confidentiality and privacy is not without its limits, and it is
widely accepted that confidentiality can be breached if a
higher obligation is involved, such as a serious threat to the
health and safety of the person or others.
Although it occurred in the United States and is not
binding in Australia, the Tarasoff case is often cited as an
example of a situation in which there is an identifiable risk of
harm to others.
1
In October 1969, Prosenjit Poddar stabbed
and killed Tatiana Tarasoff. Poddar had previously told a
clinical psychologist that he was going to kill an unnamed
woman, who was readily identifiable as Tarasoff. The psy-
chologist failed to warn the Tarasoff family, and a California
court found him negligent. In the United Kingdom, a court
held that a psychiatrist who sent a report, commissioned by
a patient’s legal counsel, to the medical director of a secure
hospital cautioning against the patient’s early release was
justified in breaching patient confidentiality.
3
Although
there are no Australian cases of “failure to warn” in the
context of mental illness, some state and territory mental
health Acts permit the disclosure of information where a
clinician reasonably believes that disclosure is necessary to
lessen or prevent a serious threat to public health or safety.
4,5
In addition, some, but not all, mental health Acts in
Australia specifically allow disclosure of less vital informa-
tion (usually about treatment decisions) to specified people
such as close relatives, friends or other people nominated by
the patient.
6
In some circumstances, mental health Acts
impose a duty on the clinician to impart specific informa-
tion, such as involuntary admission of a person, to the
person’s family or supporters.
7
Mental illness might affect a person’s capacity to make
decisions about information disclosure. A patient experienc-
ing persecutory delusions about his or her parents may
refuse to agree to a clinician discussing personal information
with them for that reason. If a patient lacks the capacity to
make the refusal, and disclosure is necessary in the best
interests of the patient, then the disclosure can be made if it
is necessary to discharge the clinician’s duty of care to the
patient.
2
When a patient with mental illness refuses to consent to
disclosure of information to a close family member or
supporter, the clinician should first discuss the issue with
the patient. This allows the patient to reconsider consenting
to disclosure if his or her concerns can be dealt with. It may
be that the refusal is directly linked to features of the
person’s mental illness and that these are impairing his or
her capacity to consent to the disclosure. On the other hand,
the person may have good reasons for wanting to maintain
privacy, though even in these circumstances it may be
possible to negotiate with the patient for some agreed
limited disclosure.
It is important to remember that as long as doctors do
not disclose confidential information, they are still permit-
ted to see a patient’s family members and friends to listen
to their concerns about the person and learn about the
person’s history. Simply receiving information does not
breach confidentiality.
In most cases, legal obligations around confidentiality
and privacy are not valid reasons for clinicians failing to
communicate effectively with families and supporters. Most
patients will understand and agree to clinicians communi-
cating with their close family or friends if the reason for the
communication is carefully explained. Even in those rare
cases where a doctor must keep matters confidential, family
members will usually be satisfied by having an opportunity
to be heard, and most will respect their relative’s right to
privacy. On rare occasions when it is necessary to disclose
information to protect the patient or other people from
harm, this will be permitted without the consent of the
patient — either because the patient does not have capacity
to consent to the disclosure or because the law permits
disclosure in these circumstances.
Competing interests: No relevant disclosures.
Provenance: Commissioned; externally peer reviewed.
1 Tarasoff v Regents of the University of California 551 P.2d 334 (Cal 1976).
2 Kerridge I, Lowe M, Stewart C. Ethics and law for the health professions. 4th ed.
Sydney: Federation Press, 2013.
3 W v Edgell [1990] 1 All ER 835.
4 Mental Health Act 2009 (SA) s 106(2)(e).
5 Mental Health and Related Services Act 1998 (NT) s 91(2)(h).
6 Mental Health Act 1986 (Vic) s 120A(3)(ca).
7 Mental Health Act 2007 (NSW) ss 75, 78. ❏
Communication, confidentiality and
consent in mental health care
Christopher J Ryan
MB BS, MHL, FRANZCP,
Consultation–Liaison
Psychiatrist
1,2
Sascha Callaghan
LLB, MBioeth,
PhD Candidate
2
Matthew M Large
BSc, MB BS, FRANZCP,
Psychiatrist and Clinical
Senior Lecturer
3
1 Discipline of Psychiatry,
University of Sydney,
Sydney, NSW.
2 Centre for Values, Ethics
and the Law in Medicine,
University of Sydney,
Sydney, NSW.
3 School of Psychiatry,
University of New South
Wales, Sydney, NSW.
mmbl@bigpond.com
doi: 10.5694/mja13.11313
Balancing a patient’s right to privacy with the information needs of family and others
F