Contents lists available at ScienceDirect
Ecological Economics
journal homepage: www.elsevier.com/locate/ecolecon
Analysis
Economics of underproduction: A polycentric approach for a depopulated
commons in Japan
Ashutosh Sarker
Department of Economics, School of Business, Monash University (Malaysia Campus), 47500 Sunway City, Selangor, Malaysia
ARTICLE INFO
JEL classification:
Q57
Q58
H41
H44
Keywords:
Polycentric approach
Ostrom
Underproduction
Depopulated commons
Behavioural economics
Japan
ABSTRACT
This study investigates whether a polycentric approach can exceed its traditional aim of overproduction and
address underproduction in a depopulated commons. Secondary data linked to a depopulated commons were
analysed in a polycentric framework traditionally used by economists to address overproduction when numerous
individuals collectively manage populated economic commons. The study focuses on Japan's rice terraces, which
are emerging as depopulated new commons and generating positive externalities such as valuable ecosystem
services. Results show that a polycentric approach comprising local, regional and national stakeholders can
potentially address underproduction in depopulated rice terrace commons. Individuals produce rice in terraces
despite incurring economic losses due to high production costs, a phenomenon that is difcult to explain using
neoclassical economic theory. This study provides practical implications for utilising a polycentric approach to
address a depopulated commons generating valuable ecosystem services.
1. Introduction
The polycentric approach has traditionally been used to address
overproduction in complex, large-scale economic commons such as
grazing land, fsheries and irrigation systems, where many competing
users collectively utilise the commons in a populated setting (Ostrom
et al., 1961; Ostrom, 2010, 2014).
1
Box 1 provides an overview of the
important terms and concepts used herein.
The polycentric literature has not, however, systematically docu-
mented whether this approach can move beyond the conventional
setting of overproduction and address underproduction in a depopulated
commons. To this end, this study investigates the polycentric approach's
potential to account for underproduction in rice terraces, which are
emerging in Japan as a new depopulated commons. In this study, un-
derproduction refers to an inadequate production of ecosystem services
such as rice and scenic views of rice terraces, which are the most pic-
turesque and aesthetically pleasing part of a satoyama (a mountain
village) in Japan. I demonstrate that despite being private goods, rice
terraces were historically considered commons (Ishihara, 2015;
Ishihara et al., 2017) and are currently emerging as a new commons or,
more specifcally, near-public goods. As the underproduction of eco-
system services in rice terraces afects a wide range of non-farmer
stakeholders, the terraces are strategically emerging as a new commons.
McConnell et al. (2017) defne near-public goods are private goods that
provide positive externalities to the public. In Japan, a satoyama is also
known as a commons that consists of multiple commons, such as rice
terraces, secondary woodlands, irrigation ponds and ditches, pastures
and grasslands and human settlements (Takeuchi et al., 2003; Takeuchi,
2010; Duraiappah, 2012; Fukamachi, 2017). Rice terraces are con-
sidered an indispensable part of the satoyama, which accounts for ap-
proximately 40% of the nation's land (International Partnership
Satoyama Initiative (IPSI), 2019).
The main cause of underproduction is the widespread land aban-
donment in satoyamas, arising from the massive depopulation in Japan,
which has been triggered by rapid industrialisation and globalisation,
leading to underproduction in many rice terraces (Takeuchi et al., 2003;
Takeuchi, 2010; Takeuchi et al., 2016; Kobayashi and Harada, 2010).
Some urban dwellers with deep cultural, ancestral, spiritual and
https://doi.org/10.1016/j.ecolecon.2020.106597
Received 8 August 2019; Received in revised form 3 January 2020; Accepted 20 January 2020
E-mail address: ashutosh.sarker@monash.edu.
URLs: https://www.monash.edu.my/business/about/school/academic/economics/dr-ashutosh-sarker, https://sites.google.com/site/sarkerashutoshsarker/
home/cv
1
Friedman (1971) used the term ‘overproduction’ (p. 855) to refer to overuse or overexploitation of the commons. He noted that overproduction occurs in
commons when users compete to exploit resources from non-renewable natural commons. Subsequent studies (e.g. Ostrom, 2002; Druzin, 2016) also use the term
overproduction to refer to overuse in the commons. Some studies (e.g. Druzin, 2016) use the term underproduction as the antonym of overproduction.
Ecological Economics 171 (2020) 106597
Available online 06 February 2020
0921-8009/ © 2020 Elsevier B.V. All rights reserved.
T