AJR:178, February 2002 393
Videofluoroscopic Assessment of
Patients with Dysphagia: Phar yngeal
Retention Is a Predictive Factor for
Aspiration
OBJECTIVE. This study evaluated the clinical significance of pharyngeal retention to
predict aspiration in patients with dysphagia.
MATERIALS AND METHODS. At videofluoroscopy, pharyngeal retention was found
in 108 (28%; 73 males, 35 females; mean age, 60 years) of 386 patients with a suspected de-
glutition disorder. Swallowing function was assessed videofluoroscopically. The amount of
residual contrast material in the valleculae or piriform sinuses was graded as mild, moderate,
or severe. The frequency, type, and grade of aspiration were assessed.
RESU LT S. Pharyngeal retention was caused by pharyngeal weakness or paresis in 103
(95%) of 108 patients. In 70 patients (65%) with pharyngeal retention, postdeglutitive over-
flow aspiration was found. Aspiration was more often found in patients who had additional
functional abnormalities such as incomplete laryngeal closure or impaired epiglottic tilting (p <
0.05). Postdeglutitive aspiration was diagnosed in 25% patients with mild, in 29% with mod-
erate, and in 89% with severe pharyngeal retention ( p < 0.05).
CONCLUSION. Postdeglutitive overflow aspiration is a frequent finding in patients with
pharyngeal retention, and the risk of aspiration increases markedly with the amount of resi-
due. Functional abnormalities other than pharyngeal weakness, such as impaired laryngeal
closure, may contribute to aspiration.
haryngeal residue in the valleculae
and in the piriform sinuses after
swallowing is seen in up to 20% of
elderly asymptomatic individuals [1]. It is not
clear whether the occurrence of pharyngeal re-
tention in these patients is a normal finding
caused by aging or whether it should be consid-
ered abnormal [1, 2]. Nevertheless, an increased
pharyngeal residual volume represents the car-
dinal feature of impaired or incomplete pharyn-
geal bolus transportation [3, 4]. A potentially
severe complication of pharyngeal retention is
overflow bolus aspiration into the airways after
swallowing [3, 4]. Aspiration is the most serious
abnormality during videofluoroscopic examina-
tion; it can lead to pulmonary complications
such as aspiration pneumonia [5, 6].
Videofluoroscopic examination of swallow-
ing is a valuable and reliable tool for evaluat-
ing the pharyngeal stage of deglutition [7]. To
date, no studies examining the clinical rele-
vance of pharyngeal retention in symptomatic
patients have been performed. The aim of our
study was to evaluate the functional abnormal-
ities associated with pharyngeal retention and
the clinical significance of pharyngeal reten-
tion in patients with dysphagia.
Materials and Methods
Patients
From October 1998 to July 2000, 386 consecu-
tive patients (199 males, 187 females; mean age, 51
years) with symptoms indicative of a deglutition dis-
order were referred to our department for a videoflu-
oroscopic study of the pharynx and esophagus.
Videofluoroscopic and clinical findings and demo-
graphic data for all patients were prospectively en-
tered into a computer database (Excel 97; Microsoft,
Redmond, WA). Through retrospective review of the
computer database, we identified 108 patients (28%)
with pharyngeal residue seen at videofluoroscopy.
The patients were 73 males and 35 females with an
age range of 14–88 years. The presenting symptom
was dysphagia in 42 patients (for solids in 27, for
solids and liquids in 14, for liquids only in one), sus-
pected aspiration in 58, globus sensation in five,
noncardiac chest pain in two, and nasal regurgitation
in one patient. Duration of symptoms ranged from 1
week to 20 years. Underlying diseases or conditions
that are known to cause deglutition disorders were
found in 102 patients (94%). Thirteen patients had a
Edith Eisenhuber
1
Wolfgang Schima
Ewald Schober
Peter Pokieser
Alfred Stadler
Martina Scharitzer
Elisabeth Oschatz
Received June 4, 2001; accepted after revision
September 28, 2001.
Presented at the annual meeting of the American
Roentgen Ray Society, Seattle, April–May 2001.
1
All authors: Department of Radiology and Ludwig
Boltzmann-Institute for Clinical and Experimental
Radiologic Research, University of Vienna, Waehringer
Guertel 18-20, A-1090 Vienna, Austria. Address
correspondence to E. Eisenhuber.
AJR 2002;178:393–398
0361–803X/02/1782–393
© American Roentgen Ray Society
P
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