PHYSICAL REVIEW A 90, 042110 (2014)
Time-driven quantum master equations and their compatibility
with the fluctuation dissipation theorem
J´ erˆ ome Flakowski, Maksym Osmanov, David Taj,
*
and Hans Christian
¨
Ottinger
Polymer Physics, Department of Materials, Eidgen¨ ossische Technische Hochschule Z¨ urich, CH-8093 Z¨ urich, Switzerland
(Received 16 June 2014; published 17 October 2014)
We contribute to a long-standing debate on the supposed failure of the fluctuation dissipation theorem (FDT)
for the Davies master equation (DME), an important class of Lindblad quantum master equations, describing
time-driven quantum systems weakly coupled to a heat bath. First we propose two simple and natural criteria
on the driving which guarantee compatibility with the FDT. We show through our setting that, contrary to what
is often stated in the literature, the DME is fully compatible with the FDT. We thus argue that the cause of the
dispute lies in the adopted perturbation scheme, rather than in the Lindblad character of the master equation itself.
We confirm our statement by proving that the Grabert master equation, first proposed by Grabert [Projection
Operator Techniques in Nonequilibrium Statistical Mechanics (Springer, Berlin, 1982)] as an alternative linear
dynamics fulfilling the FDT, is nothing else than the incriminated DME. Our criteria for the FDT can also be
used in the analysis of the nonlinear thermodynamical master equation, first obtained in the Brownian motion
limit [H. Grabert, Z. Phys. B 49, 161 (1982)] and later independently rediscovered and generalized on purely
thermodynamic grounds [H. C.
¨
Ottinger, Europhys. Lett. 94, 10006 (2011)].
DOI: 10.1103/PhysRevA.90.042110 PACS number(s): 03.65.Yz, 05.70.Ln, 02.50.Ga
I. INTRODUCTION
Quantum Markovian master equations [1–3] have been
shown to be of paramount importance in modeling decoher-
ence and energy relaxation for open quantum systems for
over 50 years [4–8]. Surely the most commonly found and
adopted master equations are of linear type, in which case
they are often required to have a Lindblad form for positivity
requirements [3]. One of the reasons for this is that the
Davies master equation (DME), which is of Lindblad type,
can be obtained as the weak-coupling limit of a Hamiltonian
model [9] and is also linked to the celebrated Fermi golden
rule [10,11].
However, there has been much dispute around the physical
consistency of a Lindblad dynamics for quantum dissipative
master equations in the past [12–17], which is still ongoing at
present [18–22]. In particular, focus was directed towards the
linear response under a time-dependent external perturbation,
where the Lindblad dynamics was argued to fail in providing
the fluctuation dissipation theorem (FDT) with Kubo canonical
correlations [23,24]. This led to the Lindblad master equation
being ruled out as a physically acceptable dynamics. The
claimed failure of the FDT led some authors to consider
radically new alternative master equations [12,13]. In par-
ticular, the weak-coupling limit procedure was considerably
revised by Grabert in his book [12]. Therein [Chap. 5.4, Eq.
(5.4.48)]. Grabert claimed to have discovered a different linear
master equation (GME), able to properly capture the physics
of the weak coupling. The GME was argued not to be of
the DME type and to be compatible with the FDT. Also, an
important regime different from that of weak coupling was
explored: the Brownian motion regime [13]. This was shown
to lead to yet another kind of master equation, acting non-
linearly on the density matrix. The nonlinear Grabert master
*
david.taj@mat.ethz.ch
equation was indeed originally proposed by Grabert in [13]
and then independently rediscovered and further generalized
with the nonlinear thermodynamic master equation (NLTME)
in the case of a nonequilibrium bath [19,25]. As opposed
to the DME, the latter equation was argued to be consistent
with the FDT [13].
The claimed failure of the FDT for the DME is however at
variance with a number of recent works (see, e.g., [22,26,27]),
and naturally demands to be clarified. This is the main
motivation for the present work.
In this paper we study the linear response to a time-driven
perturbation of a quantum master equation, for a state initially
at thermal equilibrium. We present two simple criteria on the
perturbation, reported in Eqs. (17) and (19), which guarantee
that the dynamics, possibly even nonlinear, is compatible with
the FDT under Kubo-structured correlations. We use those
criteria to analyze the validity of the FDT theorem for the
following three dynamics: the DME, GME, and NLTME. Our
criteria for the perturbation are sufficient, but not necessary,
to obtain the FDT and model adiabatic drivings for dissipative
quantum master equations.
Our main result is that the DME is indeed compatible with
the FDT, and we argue that the claimed flaw of the DME
lies in an inappropriate choice of the perturbation scheme,
which modifies only the Hamiltonian part of the irreversible
dynamics. To further confirm this, and this is our second
result, we show that the GME coincides with the DME. This
supports our main result, as Grabert himself in [12] was
able to propose a perturbation scheme for the GME which
is compatible with the FDT. More directly, we also offer a
natural perturbation scheme for the DME which fulfills our
criteria on the perturbation, thus proving the FDT for the
DME. As a third result, we propose a natural perturbation
scheme for the NLTME, which fulfills our criteria and thus
guarantees the FDT for the NLTME, in agreement with what
was first proven by Grabert in [13]. This shows that our criteria
on the perturbation schemes are able to account for potentially
1050-2947/2014/90(4)/042110(10) 042110-1 ©2014 American Physical Society