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Chemical Engineering & Processing: Process Intensification
journal homepage: www.elsevier.com/locate/cep
PVP/flavonoid coprecipitation by supercritical antisolvent process
Gulay Ozkan
a
, Paola Franco
b
, Esra Capanoglu
a
, Iolanda De Marco
b,
*
a
Department of Food Engineering, Faculty of Chemical and Metallurgical Engineering, Istanbul Technical University, 34469 Maslak, Istanbul, Turkey
b
Department of Industrial Engineering, University of Salerno, Via Giovanni Paolo II, 132, 84084, Fisciano SA, Italy
ARTICLE INFO
Keywords:
Quercetin
Rutin
Polyphenols
Polyvinylpyrrolidone
Coprecipitated microparticles
SAS process
ABSTRACT
To date, various delivery systems have been developed to improve chemical stability and increase the bioa-
vailability of polyphenolic compounds. In the present study, the micronization of two flavonoids, quercetin and
rutin, and their coprecipitation with polyvinylpyrrolidone (PVP) were studied using the supercritical antisolvent
process (SAS). SAS process parameters were optimized with the aim of obtaining composite microspheres with
controlled mean size and particle size distribution. Spherical microparticles (with mean diameters in the range
between 0.47 and 9.52 μm for PVP/quercetin and in the range 0.84–8.17 μm for PVP/rutin) were precipitated,
depending on the operating conditions. In correspondence of the best operating conditions, the entrapment
efficiency in PVP, for both flavonoids, was 99.8% and the dissolution rate from the coprecipitated powders was
10 and 3.19 times faster compared to the dissolution rates of unprocessed flavonoids for quercetin and rutin,
respectively.
1. Introduction
Quercetin is a flavonoid compound, belonging to the class of fla-
vonols [1]. A variety of foods and vegetables [2], particularly onions,
peppers, cranberries, blueberries, apples, cherries and grapes are con-
sidered to be rich sources of quercetin [3]. Dietary sources rich of
quercetin are also flowers, tea, nuts, tomatoes, many seeds, barks,
leaves as well as medicinal botanicals, including Ginkgo biloba, Hyper-
icum perforatum, and Sambucus Canadensis [4,5]. In plants, quercetin
(structural formula shown in Fig. 1a) is commonly found in the form of
glycosides [6]; among them, rutin (Fig. 1b) is the most widespread
glycoside form of quercetin [7]. The use of these compounds has been
associated with a wide range of biological activities, including anti-
oxidant, anti-inflammatory, anticancer, antiviral as well as to prevent
cardiovascular, pancreas and liver diseases [8–10]. On the other hand,
quercetin and rutin undergo many chemical changes during food pro-
cessing and storage, due to the effects of oxygen, temperature, pH, etc.
Besides, these flavonoids show a poor water solubility and, thus, a re-
duced bioavailability [8].
Considering that they are very interesting in the pharmaceutical and
nutraceutical fields because of their numerous benefits to human
health, flavonoids are frequently taken as supplements, and functional
foods. Therefore, in order to preserve their properties and improve their
bioavailability, different delivery systems, based on the coprecipitation
of flavonoids with a suitable polymer, have been developed [11].
Indeed, the active compound can be entrapped, impregnated in a
polymer matrix, or encapsulated through a polymeric coating [12–14].
Some conventional micronization techniques, such as, for example,
spray-drying, emulsification/solvent evaporation, centrifugal extrusion,
freeze-drying and coacervation have been used to obtain coprecipitated
particles [15]; however, using these processes, several limitations have
been identified. Indeed, it is not easy to control the particle size dis-
tribution, the product can be degraded because high temperatures and
elevated quantities of residual solvent can cause the loss of its biological
activity [16]. Techniques assisted by supercritical fluids, in particular
supercritical carbon dioxide (scCO
2
), can overcome these limitations
[17,18]. Different processes have been proposed as an efficient alter-
native to conventional ones for the micronization and coprecipitation of
compounds belonging to different categories, such as products in
agricultural, biomedical, pharmaceutical, food and cosmetic fields
[19–21]. Supercritical carbon dioxide based techniques may be classi-
fied according to the role played by the scCO
2
: indeed, it can play the
role of solvent (like in the RESS, rapid expansion from supercritical
solutions) [22], of antisolvent (like in the SAS, supercritical antisolvent
process) [23], or of co-solvent (like in the SAA, supercritical assisted
atomization process) [24]. In the SAS process, carbon dioxide is used as
the antisolvent for the product to be micronized or coprecipitated
[25,26]. Using the SAS technique, a wide variety of morphologies has
been obtained, such as nanostructured filaments, nanoparticles with
mean diameters in the range of 30–200 nm, spherical microparticles in
https://doi.org/10.1016/j.cep.2019.107689
Received 2 September 2019; Received in revised form 4 October 2019; Accepted 17 October 2019
⁎
Corresponding author.
E-mail addresses: ozkangula@itu.edu.tr (G. Ozkan), pfranco@unisa.it (P. Franco), capanogl@itu.edu.tr (E. Capanoglu), idemarco@unisa.it (I. De Marco).
Chemical Engineering & Processing: Process Intensification xxx (xxxx) xxxx
0255-2701/ © 2019 Elsevier B.V. All rights reserved.
Please cite this article as: Gulay Ozkan, et al., Chemical Engineering & Processing: Process Intensification,
https://doi.org/10.1016/j.cep.2019.107689