Ego Depletion and Self-Regulation Failure: A Resource
Model of Self-Control
Roy F. Baumeister
Effective self-regulation is an important key to successful functioning in many spheres, and failed
self-regulation may be centrally conducive to substance abuse and addiction. The program of research
summarized here indicates that self-regulation operates as a limited resource, akin to strength or energy,
especially insofar as it becomes depleted after use–leaving the depleted self subsequently vulnerable to
impulsive and undercontrolled behaviors (including increased consumption of alcohol). The self’s re-
sources, which are also used for decision-making and active responding, can be replenished by rest and
positive emotions.
Key Words: Ego Depletion, Self-Regulation, Self-Control.
S
ELF-REGULATION IS AN important key to success
in life. Human beings far exceed other animals in the
capacity to override their responses, alter their inner states,
and in other ways change the course of their behavior. This
capacity for self-regulation has allowed human behavior to
attain a range of flexibility and complexity that is remark-
able. Yet human self-regulation remains limited and some-
times ineffective despite its superiority to what other ani-
mals have achieved.
Just as self-regulation is a key to living successfully in
human culture, failure of self-regulation is central to
many–in fact, probably the majority– of the problems and
difficulties that people encounter. Substance abuse, includ-
ing alcohol and drug addiction, constitutes one clear in-
stance in which many people feel unable or unwilling to
bring their behavior in line with their ideals and standards
and people find themselves yielding to problematic im-
pulses instead of controlling them. Self-regulation failure is
also implicated in sexually transmitted diseases, including
AIDS; unwanted pregnancy; underachievement in school;
crime and criminality; violence, including domestic abuse;
eating disorders; obesity; lack of exercise; gambling prob-
lems; failure to save money and excessive personal debt;
procrastination; cigarette smoking; marital conflict; and
many other problems.
My interest in self-regulation was stimulated in part by
recognition of the central importance of self-regulation in
many personal and social problems but also in part by its
central relevance to theory of self. Multiple authors have
recognized that self-regulation is one of the most crucial
and far-reaching aspects of selfhood (Carver and Scheier,
1981; Higgins, 1996). Understanding how the self manages
and controls itself is indispensable to any adequate theory
of self (Baumeister, 1998).
THREE THEORIES OF SELF-REGULATION
How does self-regulation operate? Based on a literature
review, three types of theories were identified, each of
which seemed inherently plausible and has its adherents
(Baumeister et al., 1994).
The first theory is based on traditional concepts of will-
power. It assumes that self-regulation depends on a kind of
energy or strength, which is used when the self performs
some regulating activity. A tempting impulse may have
some degree of strength and so, to overcome it, the self
must have an equal or greater amount of strength.
A second theory would treat self-regulation as primarily
a cognitive process. In this view, the self contains a stock of
knowledge about itself and about the environment and so it
processes behavioral options by analyzing the situation and
determining the correct course of action, which may entail
overriding some motivations or other possible courses of
action.
The third theory treats self-regulation as a skill. Devel-
opmental psychologists often view the course of child de-
velopment as a matter of acquiring skills and learning to
manage oneself may comprise an important set of such
skills.
From the Department of Psychology, Case Western Reserve University,
Cleveland, Ohio.
Received for publication November 11, 2002; accepted November 27,
2002.
This research was supported by research grant MH 57039 from the Na-
tional Institutes of Health.
Reprint requests: Roy F. Baumeister, Department of Psychology, Florida
State University, Tallahassee, FL 32306-1270; E-mail: baumeister@darwin.psy.
fsu.edu
This manuscript is based on an invited address given at the 2002 RSA
Meeting in San Francisco, California.
Copyright © 2003 by the Research Society on Alcoholism.
DOI: 10.1097/01.ALC.0000060879.61384.A4
0145-6008/03/2702-0281$03.00/0
ALCOHOLISM:CLINICAL AND EXPERIMENTAL RESEARCH
Vol. 27, No. 2
February 2003
Alcohol Clin Exp Res, Vol 27, No 2, 2003: pp 281–284 281