Two lasing thresholds in semiconductor lasers with a quantum-confined active region Levon V. Asryan a) State University of New York at Stony Brook, Stony Brook, New York11794-2350 and Ioffe Physico-Technical Institute, St. Petersburg 194021, Russia Serge Luryi b) State University of New York at Stony Brook, Stony Brook, New York11794-2350 Received 22 July 2003; accepted 30 October 2003 We show that the free-carrier-density dependence of internal optical loss gives rise, in general, to the existence of a second lasing threshold above the conventional threshold. Above the second threshold, the light-current characteristic is two-valued up to a maximum current at which the lasing is quenched. © 2003 American Institute of Physics. DOI: 10.1063/1.1636245 Internal optical loss adversely affects operating charac- teristics of semiconductor lasers. Because of the lower value of the optical confinement factor, the effect of internal loss is stronger for lasers with a reduced-dimensionality active re- gion, such as quantum well QW, quantum wire QWR, and quantum dot QDlasers, than for bulk lasers. 1 All different processes contributing to the internal loss can be grouped into two categories: one, such as free-carrier absorption in the optical confinement layer OCL, or simply waveguide, dependent on the injection carrier density; the other, such as interface scattering or absorption in the clad- ding layers, insensitive to this density. Absorption in the ac- tive region of QW and QWR lasers is relatively small com- pared to absorption in the OCL, at least at high injection currents j or high temperatures T see Refs. 2 and 3. The analogous process in the active region of QD lasers—which is carrier photoexcitation from the discrete levels to the continuous-spectrum states—is also small. 4,5 Neglecting these processes, we must be concerned only with the free- carrier density n in the OCL. Therefore, we need a relation between n and the occupancy of states in the quantum- confined active region, involved in the lasing transition. At sufficiently high temperatures and below the lasing thresh- old, this relation is given by equilibrium statistics and is of the form 4 n =n 1 f n 1 - f n , 1 where n 1 =N c OCI exp(-E n /T), N c OCL =2( m c OCL T /2 2 ) 3/2 , E n is the carrier excitation energy from a reduced- dimensionality active region, and the temperature T is mea- sured in units of energy. The function f n is the Fermi–Dirac distribution, describing the occupancy of the confined states. For QW or QWR lasers, f n is the occupancy of the subband- edge level, involved into the lasing transitions. For a QD laser, f n is the occupancy of the discrete level. Assuming equal electron and hole occupancies ( f n = f p ), and writing the total net internal loss coefficient int the quantity we shall refer to simply as the internal lossas the sum of a constant 0 and a component linear in n , the lasing threshold condition is brought into the form g max 2 f n -1 =+ 0 + int n 1 f n 1 - f n , 2 where g max is the maximum saturationvalue of the modal gain g ( f n ) =g max (2 f n -1), is the mirror loss, and int =const(n) can be viewed as an effective cross section for all absorption loss processes for the type of carrier that domi- nates absorption. The solutions of Eq. 2are Fig. 1a f n 1,n 2 = f n crit f n crit 2 - f n 0 - 1 2 0 g max , 3 where f n crit = 1 2 1 + f n 0 + 1 2 0 g max - 1 2 int n 1 g max 4 is the ‘‘critical’’ solution when the cavity length equals its minimum tolerable value see Eq. 13, and f n 0 = 1 2 1 + g max 5 is the solution in the absence of internal loss. Both solutions 3are physically meaningful and de- scribe two distinct lasing thresholds. The lower solution ( f n 1 ) is the conventional threshold, similar to f n 0 but modi- fied by int The second solution ( f n 2 ) appears purely as a consequence of the carrier-density-dependent int in the OCL. In the absence of lasing, the injection current density has the following relation to f n : 4,6 j = j spon active f n +ebBn 1 2 f n 2 1 - f n 2 , 6 a Electronic mail: asryan@ece.sunysb.edu; URL: http://www.ioffe.rssi.ru/ DepTM/asryan.html b Electronic mail: Serge.Luryi@sunysb.edu; URL: http://www.ece.sunysb.edu/serge APPLIED PHYSICS LETTERS VOLUME 83, NUMBER 26 29 DECEMBER 2003 5368 0003-6951/2003/83(26)/5368/3/$20.00 © 2003 American Institute of Physics