Intraoperative Cerebral Autoregulation Assessment Using Ultrasound-Tagged
Near-Infrared-Based Cerebral Blood Flow in Comparison to Transcranial Doppler
Cerebral Flow Velocity: A Pilot Study
John M. Murkin, MD, FRCPC,* Moshe Kamar, MD,† Zmira Silman, MSc,† Michal Balberg, PhD,†
and Sandra J. Adams, RN*
Objective: This was a pilot study comparing the ability of
a new ultrasound-tagged near-infrared (UT-NIR) device to
detect cerebral autoregulation (CA) in comparison to trans-
cranial Doppler (TCD).
Design: An unblinded, prospective, clinical feasibility study.
Setting: Tertiary-care university hospital cardiac surgical
operating rooms.
Participants: Twenty adult patients undergoing cardiac
surgery with cardiopulmonary bypass (CPB).
Interventions: There were no clinical interventions
based on study monitoring devices, but a continuous
correlation analysis of digital data from transcranial
Doppler (TCD) velocity was compared with a novel UT-
NIR device and correlation analysis of change signals
versus mean arterial pressure was performed in order
to detect presence or absence of intact CA and for deter-
mination of the lower limit of cerebral autoregulation
during CPB.
Measurements and Main Results: Similar and highly sig-
nificant concordance (κ ¼ 1.00; p o 0.001) was demon-
strated between the 2 methodologies for determination of
CA, indicating good correlation between the 2 method-
ologies. Intact CA was absent in 2 patients during CPB,
and both devices were able to detect this.
Conclusions: To the authors’ knowledge this is the first
clinical report of a UT-NIR device that shows promise as a
clinically useful modality for detection of CA and the lower
limit of cerebral autoregulation. The utility of UT-NIR was
demonstrated further during times at which extensive usage
of electrocautery or functional absence of the transcranial
window rendered TCD uninterpretable.
& 2015 Elsevier Inc. All rights reserved.
KEY WORDS: cerebral blood flow, CBF, transcranial Doppler,
TCD, ultrasound-tagged near-infrared device, UT-NIR,
cardiopulmonary bypass, CPB, cerebral autoregulation
C
ARDIAC SURGERY employing cardiopulmonary bypass
(CPB) has been associated with a variety of adverse
neurologic and systemic outcomes.
1
Spontaneous and procedural
variations in either cardiac output or pump flow rate during CPB,
as well as changes in PaCO
2
, mean arterial pressure (MAP),
temperature, and cerebral metabolic rate, can produce alterations
in regional and global cerebral blood flow (CBF) and may be
etiologic in neurologic dysfunction.
2
A developing body of
literature is demonstrating a strong correlation between perfusion
below the lower limit of cerebral autoregulation (LLA) and
associated major organ morbidity and mortality.
1,3,4
Although posing technical challenges, relative changes in
CBF can be quantified reliably using transcranial Doppler (TCD)
via insonation of the middle cerebral artery (MCA) to detect
alterations in MCA flow velocity (MCAFV) during conditions
under which MCA diameter remains constant.
5,6
A recently
introduced and commercially available near-infrared (NIR)-
based device incorporating ultrasound (US) phase shifting of
emitted NIR photons (UTLight Flowmetry, Ornim Medical Ltd.,
Kefar Saba, Israel) also allows monitoring of relative changes in
cerebral microcirculatory perfusion (cerebral flow index [CFI]).
7
As a “proof of concept” of the validity of CFI for con-
tinuous noninvasive monitoring of cerebral perfusion, the
authors undertook a study employing time domain-based
correlation analysis between MAP and CFI and MAP and
MCACFV as a means of assessing cerebral autoregulation
(CA) and the LLA in patients undergoing cardiac surgical
procedures employing CPB.
Recognizing that TCD assesses flow velocity in major
cerebral vessels whereas CFI monitors cerebral cortical micro-
circulatory flow, the authors hypothesized that indices of
microcirculatory perfusion, including presence of cerebral
autoregulation and LLA during CPB, would be detected by
UT-NIR flowmetry during conditions under which CBF was
expected to undergo large changes (eg, changes in MAP, CPB
pump flow rate changes, circulatory stasis, etc) and would
correlate with changes in MCAFV.
Because employment of a running correlation analysis
between spontaneous changes in MAP and MCAFV has
been demonstrated to detect presence or absence of CA in
critical care and other clinical settings,
8
the authors further
hypothesized that by using a similar analysis technique,
UT-NIR flowmetry could be investigated to determine if
MCAFV correlated with CFI the ability to evaluate CA and
LLA during nonpulsatile CPB.
9,10
MATERIALS AND METHODS
After receiving approval of the study protocol from the
University Research Ethics Board (#17837; June 7, 2011) and
obtaining written informed consent, 26 patients undergoing
elective cardiac surgery with use of nonpulsatile CPB were
enrolled in the study. Exclusion criteria included age o18
years, emergency surgery, stroke within preceding 3 months,
and off-pump coronary revascularization.
After induction of anesthesia using fentanyl, rocuronium, and
sevoflurane, titrated to maintain the bispectral index (BIS) in a
range between 40 and 60 throughout the intraoperative period, a
From the *Department of Anesthesiology and Perioperative Medi-
cine, Schulich School of Medicine, University of Western Ontario,
London, Canada; and †Ornim Medical, Kfar Saba, Israel.
Address correspondence to John M. Murkin, MD, Rm C3-112
University Hospital, 339 Windermere Rd, London, ON, N6A 5A5,
Canada. E-mail: john.murkin@lhsc.on.ca
© 2015 Elsevier Inc. All rights reserved.
1053-0770/2601-0001$36.00/0
http://dx.doi.org/10.1053/j.jvca.2015.05.201
Journal of Cardiothoracic and Vascular Anesthesia, Vol 29, No 5 (October), 2015: pp 1187–1193 1187