The Innovativeness and Heterogeneity of
Foreign-Invested High-Tech Companies
in Shanghai
INGO LIEFNER, YEHUA DENNIS WEI, AND GANG ZENG
ABSTRACT China has taken a foreign direct investment-based approach toward increasing its
capital and knowledge base, and developing into an innovative economy. However, little quantitative
evidence exists about the factors that drive innovations of foreign-invested enterprises (FIEs) there.
This paper uses survey data from high-technology firms in Shanghai to discuss factors affecting their
innovativeness. It takes the concepts of absorptive capacity, export orientation, and innovation-
related cooperation as a starting point. It highlights how the interplay of strategies and resources
affects innovativeness and heterogeneity of FIEs.The most innovative FIEs are endowed with a
strong human capital base and R&D activities, which at the same time target export markets and
whose cooperative partners involve firms other than their parent company.The results underline the
necessity to differentiate between the different types of FIEs when examining their innovativeness.
A
central pillar of China’s economic development strategy is foreign direct
investment (FDI) (Görg and Greenaway 2004; Kim 1991; Wei and Liefner
2012). Foreign investors are offered access to the country’s huge market and
benefit from a range of preferential policies. In exchange, the Chinese government
expects a substantial knowledge transfer from transnational companies (TNCs) to
their Chinese subsidiaries (Hayter and Han 1998). The intention is that the sub-
sidiaries (also known as foreign-invested enterprises, FIEs) contribute to innova-
tions generated in China.
However, the literature does not address the extent to which FIEs produce
innovations in China. Empirical results often contain contradictions. Niosi and
Ingo Liefner is a professor in Justus Liebig University Giessen, Giessen, Germany. His e-mail
address is: Ingo.Liefner@geogr.uni-giessen.de. Yehua DennisWei is a professor in the University of
Utah, Salt Lake City, UT, USA. His e-mail address is: wei@geog.utah.edu. Gang Zeng is a professor
in East China Normal University, Shanghai, China. His e-mail address is: gzeng@re.ecnu.edu.cn. The
authors like to acknowledge the funding of the Alexander von Humboldt foundation (3.1 TCVERL-
DEU/1131699) and the German Research Foundation (Scha198/42-1). We also like to thank the
reviewers for helpful comments.
Growth and Change
Vol. 44 No. 3 (September 2013), pp. 522–549
Submitted December 2010; revised January 2011; accepted March 2012.
© 2013 Wiley Periodicals, Inc