Volume 3 • Issue 2 • 1000147
J Pulmon Resp Med
ISSN: 2161-105X JPRM, an open access journal
Chen et al., J Pulmon Resp Med 2013, 3:2
DOI: 10.4172/2161-105X.1000147
Research Article Open Access
Postural Change of FVC in Patients with Neuromuscular Disease: Relation
to Initiating Non-Invasive Ventilation
Joe Chen
1
, Nathan Nguyen
2
, Matt Soong
2
and Ahmet Baydur
1
*
1
Division of Pulmonary and Critical Care Medicine
2
Division of General Medicine, Keck School of Medicine, University of Southern California, USA
Abstract
Background: Forced Vital Capacity (FVC) has been used to assess respiratory muscle strength in patients with
Neuromuscular Disease (NMD). However, postural changes to FVC have not been assessed in relation to the start of
Non-Invasive Ventilation (NIV). This study aims to assess the changes to postural FVC for indications of NIV.
Methods: The records of spirometry performed in seated and supine posture were retrospectively reviewed in 33
patients with NMD [18 breathing spontaneously (SB), 15 receiving NIV]. The change in FVC (in L) between seated
(sit) and supine (sup) positions was expressed as %∆FVC (sit – sup) = [{FVC(L)
sit
– FVC(L)
sup
}/FVC(L)
sit
]. The postural
change in forced expiratory fow (FEF), % FEF (sit – sup) was similarly computed.
Results: %ΔFVC (sit – sup) in patients receiving NIV exceeded the %ΔFVC (sit – sup) of SB patients by 14-fold
(p = 0.001). %ΔFEF (sit–sup) however, did not reach statistical signifcance between cohorts. There was a negative
correlation between %ΔFVC (sit-sup) and FVC
sit
(% pred) (R = -0.40, p = 0.02), and a direct correlation between
%ΔFVC(sit-sup) and %ΔFEF(sit-sup) (R = 0.72, p<0.0001) amongst all patients.
Conclusions: Postural change of FVC in patients with neuromuscular disease placed on noninvasive ventilation
is signifcantly greater than in those still able to breathe spontaneously.
A prospective longitudinal study designed to assess the predictive value of ΔFVC (sit – sup), and if possible, a
threshold value for initiating NIV may provide a guideline more precise than the seated FVC.
*Corresponding author: Baydur A, Division of Pulmonary and Critical Care
Medicine, Keck School of Medicine, University of Southern California, IRD 723, 2020
Zonal Avenue, Los Angeles, CA 90033, USA, E-mail: baydur@usc.edu
Received April 04, 2013; Accepted May 06, 2013; Published May 08, 2013
Citation: Chen J, Nguyen N, Soong M, Baydur A (2013) Postural Change of
FVC in Patients with Neuromuscular Disease: Relation to Initiating Non-Invasive
Ventilation. J Pulmon Resp Med 3: 147. doi:10.4172/2161-105X. 1000147
Copyright: © 2013 Chen J, et al. This is an open-access article distributed under
the terms of the Creative Commons Attribution License, which permits unrestricted
use, distribution, and reproduction in any medium, provided the original author and
source are credited.
Keywords: Postural change in vital capacity; Assisted ventilation;
Neuromuscular disorders
Introduction
Te forced vital capacity (FVC) and maximal respiratory pressures
are commonly used to assess respiratory muscle strength in patients
with neuromuscular disorders (NMD) [1-4]. Te FVC and lung volumes
decrease with progression of the disease. Orthopnea is associated with
diaphragmatic weakness or paralysis [3]. Indications for initiation
of non-invasive ventilation (NIV) include dyspnea, orthopnea,
drowsiness, decreased cognitive function, hypercapnia, and decline in
FVC to usually below 50% predicted [4]. Respiratory muscle weakness
can also be assessed by measuring the diference in FVC between sitting
and supine positions (FVC
sit
and FVC
sup
, respectively) [5-14], a more
sensitive index than upright FVC. In normal subjects, vital capacity
changes insignifcantly (about 5%) upon assuming the supine position
[5-9], while greater decreases in VC have been documented in patients
with NMD [10-13]. Te value of this index as it relates to the need for
NIV, however, has not been assessed. Te forced expiratory fow (FEF)
has been used to quantify the individual’s ability to cough and eliminate
airway secretions. Postural change in FEF, however, has also not been
assessed in relation to initiating NIV. Tis retrospective exploratory
study aimed to assess the relationship of the postural changes in FVC
and FEF with initiation of NIV in patients with NMD.
Methods
The records of patients with NMD evaluated in the outpatient
respiratory clinic at Keck Medical Center, University of Southern
California between January 1998 and June 2011 were reviewed.
Spirometric values obtained closest to the time of initiating
NIV were recorded. Patients who could not perform spirometry
according to ATS/ERS criteria were excluded [14]. Individuals with
difficulty in clearing airway secretions and/or who exhibited seated
forced expiratory flow rates (FEFs) less than or equal to 160 L/min
were provided cough-assist devices, and their caregivers instructed
in the provision of mechanical and manual cough techniques [15].
The study was approved by the Institutional Review Board of the
University of Southern California Health Sciences Campus (IRB
Proposal #HS-13-00080).
Patients underwent spirometry (Medgraphics Elite Dx, St. Paul,
Minnesota) in seated and supine postures while seated comfortably
in a reclining chair that could be converted into a horizontal position.
Maximal inspiratory and expiratory pressure measurements (Pimax
and Pemax, respectively), available in 8 SB and 6 NIV subjects, were
measured in seated position according to the method of Black and
Hyatt [16,17]. Arterial blood gases were obtained in the seated position
while breathing room air (Rapidlab 1265, Siemens, Tarreytown, NY).
Reference values for FEV
1
and FVC were from Morris et al. [18], and
Forced Expiratory Flow (FEF) from Te National Health and Nutrition
Examination Survey (NHANES) III [19].
Te change in FVC between seated (sit) and supine (sup) positions
was expressed as %ΔFVC(sit – sup) = [{FVC(L)
sit
– FVC(L)
sup
}/FVC(L)
sit
]. Te postural change in FEF was expressed as % ΔFEF(sit – sup) =
[{FEF(L/sec)
sit
– FEF(L/sec)
sup
}/FEF(L/sec)
sit
].
Statistical Analysis
Because of non-normal distribution of subjects, tabulated values
were expressed as median and Interquantile Range (IQR). Comparison
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ISSN: 2161-105X
Journal of Pulmonary & Respiratory
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