1123 Ther. Deliv. (2014) 5(10), 1123–1142 ISSN 2041-5990
Therapeutic
Delivery
Review
part of
10.4155/TDE.14.68 © 2014 Future Science Ltd
The active pharmaceutical ingredient (API) of a dosage form is affected by number of
mechanical and environmental factors which have a tendency to alter its crystalline
state. Polymorphic transitions have been observed to occur during various unit
operations like granulation, milling and compression. Forces of pressure, shear and
temperature have an ability to induce alterations in crystal habit. A conversion in
polymorphic form during a unit operation is very likely to affect the handling of
API in the subsequent unit operation. Transitions have also been observed during
storage of formulations where the relative humidity and temperature play a major
role. An increase in temperature during storage can dehydrate or desolvate the
crystal and hence produce crystal defects, whilst, high humidity conditions produce
higher molecular mobility leading to either crystallization of API or alteration of its
crystalline form.
Background
The phenomenon of a solid to crystallize in
forms having different arrangements of mol-
ecules in the crystal is referred to as polymor-
phism. Polymorphism comes from the Greek
word ‘Polus’ meaning many and ‘morphs’
meaning shape. A substance may exist in
different polymorphic forms due to differ-
ences in crystal lattice structure. This even-
tually results in molecules having different
arrangements in the unit cell of the crystal.
It is important to recognize the fact that
different polymorphs or its solvates and
hydrates, (pseudopolymorphs) may or may
not manifest different shapes (crystal habits).
Difference in crystal structure may result in
signifcantly different physiochemical proper-
ties, absorption rates and sometimes, different
pharmacological activities. The accompany-
ing changes in crystal habit of polymorphs
or pseudopolymorphs make the situation
even more challenging due to the ability of
different crystal shapes to infuence porosity
[1] , powder fow [2,3] , packing, compaction
[4,5] and dissolution of solid dosage forms [6]
as well as syringability and sedimentation rate
of suspension dosage forms [7,8] .
History remembers the defeat of Napolean
Bonaparte, the French military and politi-
cal leader in the chilling winter of 1812 in
Moscow. His defeat was attributed to poly-
morphic change of stable white tin to grey
tin below 18°C that resulted in crumbling of
dress buttons and spoilage of canned food.
Pharmaceuticals, especially the active phar-
maceutical ingredients (APIs), are character-
ized for their polymorphic state right at the
initial stage of their discovery. However, the
possibility of encountering new polymor-
phic forms of APIs during their processing
into dosage forms cannot be ruled out due
to the infuence of different types of stress
that are inficted on them during subsequent
formulation phase. A precise understanding
of the effect of various process and stress
conditions on APIs and their after effects
on subsequent processes and the fnal prod-
uct helps us in designing process param-
eters providing or maintaining the desired
polymorphic form.
Despite wide recognition of the infuence of
polymorphic state of APIs on physicochemical
properties and performance of dosage forms,
these changes often skip the attention of for-
Understanding pharmaceutical
polymorphic transformations I: influence of
process variables and storage conditions
Jatin Sood
1
, Bharti Sapra
1
,
Sameer Bhandari
1
, Manish
Jindal
2
& Ashok K Tiwary*
,1
1
Pharmaceutics Division, Department
of Pharmaceutical Sciences & Drug
Research, Punjabi University,
Patiala 147 002, India
2
Chitkara College of Pharmacy, Chitkara
University, Rajpura, Punjab, India
*Author for correspondence:
aktiwary2@rediffmail.com
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