Australian & New Zealand Journal of Psychiatry
47(4) 391–394
© The Royal Australian and
New Zealand College of Psychiatrists 2013
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Australian & New Zealand Journal of Psychiatry, 47(4)
DSM-5 and the elimination
of the major depression
bereavement exclusion
Richard Porter, Roger Mulder
and Cameron Lacey
DSM Digest
As the American Psychiatric Asso-
ciation approved the final version of
DSM-5, the Chair of the DSM-IV
Task Force Allen Frances declared it
to be the ‘saddest moment’ in his
career, saying that the final version
included ‘changes that seem clearly
unsafe and scientifically unsound’. He
went on in a blog (Frances, 2012) to
list the 10 most potentially harmful
changes, amongst which was the deci-
sion to eliminate the grief exclusion
criterion from the definition of major
depression in DSM-IV, arguing that
the loss of the criterion is likely to
lead to ‘medicalizing and trivializing our
expectable and necessary emotional
reactions to the loss of a loved one and
substituting pills and superficial medical
rituals for the deep consolations of family,
friends, religion, and the resiliency that
comes with time and the acceptance of
the limitations of life’. As a proposal,
this was so controversial that it pre-
cipitated a statement justifying this
decision from Kenneth Kendler,
published on the DSM-5 website
(Kendler, 2012). What was a proposal
is now an approved change, the implica-
tions of which we will have to deal with
until the next DSM edition.
To examine the impact of this
change it is first useful to consider the
exact criterion that has been removed.
This is as follows: ‘The symptoms are not
better accounted for by Bereavement, i.e.,
after the loss of a loved one, the symptoms
persist for longer than 2 months or are
characterized by marked functional
impairment, morbid preoccupation with
worthlessness, suicidal ideation, psychotic
symptoms, or psychomotor retardation’.
Kendler argues that there are many
problems with the criterion and that
the best solution was to remove it.
To consider the implications of
abandoning the criterion, the follow-
ing questions have to be asked. First,
has evidence accumulated that the cri-
terion was useful and valid? Second,
did clinicians understand and use the
concept as it was designed? Third,
was it useful in research settings?
Fourth, are there administrative con-
sequences of abandoning the exclu-
sion, such as implications for insurance
or private health care schemes?
Research evidence
Five studies examining aspects of the
DSM-IV bereavement exclusion crite-
rion have been frequently cited. Kendler
et al. (2008) examined the characteris-
tics of bereavement-related depression
compared with those of depression
related to other life events and reported
no difference. Kendler argues, on the
basis of this and other evidence, that
the specificity of the exclusion to
‘bereavement’ is illogical (www.dsm5.
org). Corruble et al. (2009, 2011a,
2011b) examined a large number of
patients with symptoms of depression
and compared those who had been
given a diagnosis of DSM-IV major
depression and those with depressive
symptoms who had been excluded on
the basis of the bereavement criterion.
Physicians in this study were specifically
not trained in the exact use of the cri-
terion in order to examine its naturalis-
tic use in clinical practice. It could be
argued that this gives a critical insight
into how clinicians use the bereave-
ment caveat. Compared with the
included group, the excluded group
were similar on most measures includ-
ing symptoms, response to treatment
and cognitive function. However, an
important feature of the study was that
in a predominantly general practice set-
ting, the baseline Montgomery–Asberg
Depression Rating Scale score was
around 30, a level of symptomatology
which is surprisingly high and may imply
that patients were self-selected based
on severe symptomatology. The same
could be said of the Kessing et al. (2010)
study in which more than 60% of the
patients were inpatients. Only the
investigation by Karam et al. (2009)
studied a community sample and
DSM-IV bereavement-excluded
patients. Characteristics were similar
between those with depression and
bereavement-excluded patients, but
with the caveat that there were rela-
tively few of the latter. In sum, there is
little evidence of a difference between
bereavement and other life events and
their effects on mood, and little to sug-
gest that there are systematic
Commentaries
Department of Psychological Medicine,
University of Otago, Christchurch,
New Zealand
Corresponding author:
Richard Porter, Department of Psychological
Medicine, University of Otago, Christchurch,
PO Box 4345, Christchurch 8140, New
Zealand.
Email: richard.porter@otago.ac.nz
DOI: 10.1177/0004867413481504
481504ANP 47 4 10.1177/0004867413481504ANZJP CorrespondenceANZJP Correspondence
2013
Commentaries