Applied Economics, 2012, 44, 39-47
Substitutability among undesirable
outputs
Rolf Fare
a
, Shawna Grosskopf
b
, Carl A. Pasurka Jr
c
,* and
William L. Weber
d
a Department of Economics and Department of Agriculture and Resource
Economics, Oregon State University, Corvallis, OR, USA
b Department of Economics, Oregon State University, Corvallis, OR, USA
cus Environmental Protection Agency (1809T) , Office of Policy,
Economics and Innovation, 1200 Pennsylvania Ave., NW Washington,
DC 20460, USA
d Department of Economics and Finance, Southeast Missouri State
University, Cape Girardeau, MO, USA
In recent years, economists have started to move beyond calculating
regulatory effects on a pollutant-by-pollutant basis since their interaction
is important. In this study, we take up this issue. To allow for joint
production of multiple pollutants and marketable output, we specify our
technology using a directional distance function. This allows us to treat
pollutants as joint outputs, yet accounts for their 'undesirability'. We
estimate the distance function for a sample of coal-fired electric power
plants from 1985 to 1998, which includes the first 4 years of Phase I of the
Clean Air Act Amendments of 1990. We focus on the interaction between
S02 and NO
x
, as they became more highly regulated and estimate shadow
prices of the pollutants and the Morishima elasticity of transformation
between two pollutants, NO
x
and SOb as well as with respect to the
desirable output, kilowatt-hours of electricity. As expected, we find that
power plants increase NO
x
emissions as they decrease S02, i.e. they are
substitutes.
I. Introduction
Technologies like coal-fired electric utilities and steel
plants produce, in general, more than one pollutant
or bad (undesirable) output. Early efforts to evaluate
regulatory impacts proceeded on a pollutant-
by-pollutant basis. In recent years, however, econo-
mists have moved beyond calculating the effect of
single pollutants in recognition of the fact that the
interaction among pollutants is important, especially
from a policy perspective.
1
For instance, increasingly
tight regulations on S02 (sulphur dioxide) emissions
might cause electric power plants to substitute (i.e.
assign fewer inputs to abate) a less regulated pollut-
ant, such as NO
x
(nitrogen oxides), or reduce the
production of electricity.
*Corresponding author. E-mail: pasurka.carl@epa.gov
Researchers have used a variety of strategies to
calculate whether reducing the production of one bad
output may result in the increase of another bad
output (Greenstone, 2003; Gamper-Rabindran,
2006). As an example, Burtraw et al. (2003) calculate
the reduction III undesirable or bad output
1 Montero (2001) and Schmieman et al. (2002) developed theoretical models of joint abatement.
Applied Economics ISSN 0003-6846 print/ISSN 1466-4283 online © 2012 Taylor & Francis
http://www.informaworld.com
DOl: 10.1080/00036846.2010.498368
39