Essay
A fair approach to discounting future effects:
taking a societal perspective
Werner Brouwer, Ben van Hout, Frans Rutten
Institute for Medical Technology Assessment, Erasmus University Rotterdam, The Netherlands
It is recommended that future costs and health effects are discounted at the same rate, usually 5%. In this
paper It IS argued that, from a societal perspective, this approach may be inappropriate for health effects. Instead of
the discount rate for health on that for costs, it should be based on the real change in the (societal)
valuation of health effects over time. Such valuation may change because of increasing life-expectancy and
diminishing marginal utility of additional health effects over time.
Journal of Health Services REsearch & Policy Vol 5 No 2, 2000: 114-118 © The Royal Society of Medicine Press Ltd 2000
Introduction
In economic evaluations, discounting is an issue of
considerable debate when health programmes yield
costs or health effects in the future. Normally, compar-
isons between different health programmes are made by
way of cost-effectiveness ratios containing present values
of future costs and effects. Correcting costs and effects
for the time at which they occur, by weighting them and
calculating a present value, is called discounting.
However, which discount rates should be used is not
an easily answered question, nor whether a constant
discount rate should be applied.l-f In recently published
guidelines for cost-effectiveness analysis (CEA) ,3,4 the
prominent view is that one discount rate should be used
for both costs and effects.
Discounting future lives saved remains a controversial
issue because it is not clear why the value of lives saved in
the future should be less than that of those now. This is
especially so when dealing with future generations.
Finding an appropriate discount rate for health effects is
important since the procedure of discounting can alter
the results of a CEA considerably. This paper provides a
theoretical background for addressing this issue from a
societal perspective using a relaxed version of the
Rawlsian theory of justice." First, the current views on
discounting are discussed. Then, how taking a societal
perspective in CEA may be operationalised and how
health effects may be discounted from a societal
perspective are described. Finally, both a solution for
Werner Brouwer PhD, EUR-fellow, Researcher Ben van Hout PhD
Assistant Professor, Frans Rutten PhD, Professo;, Institute for Medical
Technology Assessment, Erasmus University Rotterdam, PO Box 1738,
3000 DR Rotterdam, The Netherlands.
Correspondence to: WB.
114 J Health Serv Res Policy Vol 5 No 2 April 2000
presenting future effects and future research areas are
considered.
Current views on discounting
The procedure of discounting, reflecting a lower weight
attached to things that happen in the future than those
happening now, can alter the results of an economic
evaluation substantially and therefore also alter the
subsequent decision-making process.f When costs or
effects occur far in the future, the effect of discounting
becomes apparent. To illustrate this: discounting future
effects with a discount rate of 5% implies that a life-year
in 40 years counts as only one-seventh of a life-year
gained now (because 1/(1.05)4°=0.149 or about 1/7).
Thus, a vaccination programme, with costs this year and
health gains in the future, will be seen as less cost-
effective than a programme costing the same but
yielding the same amount of health effects this year,
because the future effects receive less weight.
There is, at least at the practical level, a broad
consensus that one discount rate (generally 5%) should
be used both for costs and effects.
3,4
This has been
supported by three economic arguments, all of which
can be challenged.
First, 'economic theory implies that, in a perfectly
competitive, risk-free, tax-free world in which all
commodities (including something called 'health') are
perfectly divisible - so that individual decision-makers
could precisely adapt their consumption of goods and
services over time - there would be but one discount
rate.,3 In this situation, therefore, the discount rate for
costs would be the same as for effects. However, these
conditions are clearly not met in reality, especially not in
health care.
Second, there is the so-called postponing paradox," as
explained in Box 1. In the paradox, infinite postponing