2 Nanoscience & Nanotechnology-Asia, 2012, 2, 2-10
2210-6820/12 $58.00+.00 © 2012 Bentham Science Publishers
Structures and Stabilities: Quantum-Chemical Study of Au
n
(n = 2-2016)
Nanoclusters by Extended Huckel and DFT Approaches
Bakhtiyor Rasulev
1,
*
, Marquita Watkins
1
, Melissa Theodore
2
, Joany Jackman
2
and Jerzy Leszczynski
1
1
Interdisciplinary Center for Nanotoxicity, Department of Chemistry, Jackson State University, 1400 J. R. Lynch
Street, P. O. Box 17910, Jackson, MS 39217, USA;
2
Applied Physics Laboratory, The Johns Hopkins University,
Laurel, Maryland
Abstract: A fundamental understanding of the physical and chemical properties of gold clusters, namely, the size
dependence of these properties, is necessary for developing wide range of gold clusters’ applications. Having this purpose
in mind, the structural and energetic properties, such as binding energies, relative stability and band gaps ∆E
HL
(HOMO-
LUMO gaps) are evaluated. The gold clusters in a wide range of sizes, Au
n
(n=2 - 2016), were constructed and studied by
Density Functional Theory and Extended Hückel Theory approaches. It was shown that the high values of ∆E
HL
for the
clusters with n= 2, 6, 8, 20 correlate with the highest stability. This finding explains the existence of magic numbers for
gold clusters. The 20 atom tetrahedral cluster stands out as particularly stable, comparing to the other small clusters. The
binding energy E
B
is found to increase with the cluster size. The second difference in energy - ∆
2
E(n) value is used as the
criterion of stability, in addition to ∆E
HL
and also shows a tendency to increase with the cluster size. This behavior
suggests a transition of larger clusters towards bulk metallic properties. Both curves - ∆
2
E(n) and ∆E
HL
show sharp
transformation from high values to close to 0 eV at n=252-504 cluster sizes (it relates to ca 2 nm cluster size).
Keywords: Gold, Clusters, ab initio, Hückel, DFT, Nanoparticle, Modeling.
1. INTRODUCTION
Nanoparticles and particularly, gold clusters, have
received significant attention because of their potential
applications in many areas of industry and medicine [1-5].
The considerable interest in gold clusters in recent years is
motivated in part by the catalytic activity of small clusters
[2,6,7]. Development of fundamental understanding of the
physical and chemical properties of gold clusters, namely,
the size dependence of these properties, is main focus
of research devoted to advancement of wide range of
their applications. However, direct and comprehensive
experimental studies on small gold clusters are difficult to
carry out. Therefore, smaller gold clusters have been
extensively investigated by application of quantum-chemical
computational methods over the past several years [6-21].
Systematic structural studies of gold clusters over wide size
ranges play an important role as the molecular structure
provides the critical information for understanding all other
cluster properties and therefore this molecular characteristic
may be a determining factor in their physical and chemical
behavior.
Though the gold clusters have attracted an attention of
computational chemists for the last ten years, however
mainly small size clusters with n = 2-20 have been
investigated [6,9-14,17-19,22-24]. Starting from semi-
empirical and extended Hückel calculations, with increased
computer power also ab initio methods were used for such
*Address correspondence to this author at the Interdisciplinary Center for
Nanotoxicity, Department of Chemistry, Jackson State University, 1400 J.
R. Lynch Street, P. O. Box 17910, Jackson, MS 39217, USA;
Fax: +1 601 979 7823; E-mail: rasulev@icnanotox.org
studies [12,13]. A DFT investigation was performed for low-
energy electronic structures of small gold clusters with n= 2-
12 where authors discussed various energy trends related to
the cluster size [17]. In the other study [15] the molecular
dynamics method was used for investigation of structural
stability of gold clusters with n=3-555. The author used FCC
generated geometries for the spherical structures of gold
clusters with n 13-555 atoms. Xing [11] studied medium
sized gold clusters with n=11-24 atoms, using electron
diffraction data, DFT and molecular dynamics simulations,
confirming the prevalence of planar structures for ground
states of gold clusters up to Au
16
size. In the following study
[25] the stability of neutral gold clusters with n=15-19 were
investigated using DFT method for calculations.
Recently, Tsunoyama and coworkers [26] experimentally
determined magic numbers for the gold clusters stabilized by
poly-vinylpyrrolidone (PVP). Using the mass-spectra and
statistical analysis they showed that the magic numbers are
approximately as follows: 35±1, 43±1, 58±1, 70±3, 107±4,
130±1 and 150±2. Unfortunately, they did not reveal the
magic numbers for the clusters larger than 150 atoms.
Moreover, the authors noticed that larger magic numbers
107±4, 130±1, and 150±2 obviously deviate from those of
the electronic shell model. They hypothesized that, upon
protection by PVP, the electronic and geometric structures
of the Au
n
cores (n≈107, 130, and 150) are substantially
modified, and the cores become more stable than their
neighbors. Although, it is established that the magic numbers
of free Au clusters are 8, 18, 20, 34, 40, 58, 92, 138,…,
which is explained in terms of closure of the electronic shells
created by spherical potentials.
The authors of the current study for the last few
years have performed a systematic analysis of various