Copyright © 2019 by the author(s). Published here under license by the Resilience Alliance.
Neudert, R., A. Salzer, N. Allahverdiyeva, J. Etzold, and V. Beckmann. 2019. Archetypes of common village pasture problems in the
South Caucasus: insights from comparative case studies in Georgia and Azerbaijan. Ecology and Society 24(3):5. https://doi.
org/10.5751/ES-10921-240305
Research, part of a Special Feature on Archetype Analysis in Sustainability Research
Archetypes of common village pasture problems in the South Caucasus:
insights from comparative case studies in Georgia and Azerbaijan
Regina Neudert
1
, Anja Salzer
1
, Naiba Allahverdiyeva
2,3
, Jonathan Etzold
1
and Volker Beckmann
1
ABSTRACT. Complex social-ecological systems (SES), especially systems with common pool resources, often exhibit system dynamics
characterized by emergence, where system properties cannot be fully explained by input variables. This causes challenges when it comes
to explaining resource use problems because problem dynamics can differ from case to case despite similar input variables. Archetype
analysis with its focus on identifying building blocks of nature-society relations might provide a means to tackle emergence and
complexity in the analysis of resource use problems in SES. Using data from inter- and transdisciplinary research investigating
comparative case studies on common village pasture management in the Caucasus region, we use the archetype approach with a focus
on system archetypes that place particular emphasis on recognizing recurrent structures and internal dynamics. We apply three system
archetypes, the Tragedy of the Commons, Shifting the Burden, and Success to the Successful, to different aspects of interlinked
management problems that occur repeatedly in the case study data. Using SES variables characterizing the cases, we discuss variable
combinations that may trigger specific dynamics. Moreover, we explore interlinkages between archetypical problems and discuss possible
solutions based on self-governance. We find that the archetype approach with a focus on system archetypes resulted in consistent
explanations of problem dynamics leading to important additional insights into root causes and internal archetypical dynamics
compared with existing knowledge. Regarding problem solutions and policy recommendations, we show that viewing archetypical
problems as interlinked in their actual case-study context leads to different recommendations than when each archetype is viewed on
its own.
Key Words: archetypes; common management; common pool resources; comparative case studies; degradation; pasture; rangeland
management; rangelands; system archetypes; system dynamics; Tragedy of the Commons
INTRODUCTION
Complex social-ecological systems (SES) often exhibit system
dynamics characterized by emergence, where system properties,
like state or output variables, cannot be fully explained by input
variables (Trosper 2005). Systems encompassing common pool
resources are particularly complex because the SES involves
multiple users and nested governance structures. Following the
work of Ostrom (1990), a multitude of case studies have been
conducted to analyze problems, patterns, and determinants of
sustainable use in common pool resource systems. Whereas the
SES framework (Ostrom 2009) already provides guidance on
analyzing all components of a system in a structured way in order
to make case-specific data comparable, approaches for meta-
analyses and building explanatory models lag behind. Emergence
and complexity cause particular challenges for unravelling
resource use problems and their causes because problem dynamics
might differ from case to case despite similar input variables. Thus,
a stronger focus on the system itself and its dynamics is necessary
while input variables might be relegated to important factors.
The archetype approach with a focus on system dynamics might
thus provide a means to tackle emergence and complexity in the
analysis of resource use problems in SES. The archetype approach
aims to identify “building blocks of society-nature interaction
that reappear in multiple case studies” (Eisenack, Lüdeke, and
Kropp 2006:1, unpublished manuscript, https://www.uni-
oldenburg.de/fileadmin/user_upload/wire/fachgebiete/envdev/download/
arch-eisenack3.pdf). In keeping with this understanding,
archetypes can explain the outcomes of particular factor
combinations. Several archetypes might occur simultaneously in
one case or represent rival outcomes of slightly different factor
combinations. Therefore, the archetype approach can bridge the
gap between case-specific constellations and grand theory by
allowing a medium level of abstraction and multiple
constellations of attributes and outcomes (Eisenack et al. 2019).
Thus, the complexity of problems can be taken into account
without the need to find a “one size fits all” explanation.
Approaches to identify archetypes have been conducted for
different units of analysis and using qualitative or quantitative
methods (Václavik et al. 2013, Oberlack et al. 2016, Hartel et al.
2018, Oberlack and Eisenack 2018, Vidal Merino et al. 2018; see
also Oberlack et al. 2019 for further references).
We use the archetype approach with a focus on system archetypes
that aim at recognizing recurrent structures and internal dynamics
of a system (Senge 2006). Instead of describing linear causal
relationships, system researchers focus on feedback loops
producing and explaining particular characteristics of the system.
Thus, the approach is especially suited to tackling characteristics
of emergence. System archetypes are defined as basic, recurrent
patterns of feedback loops in the system that can produce similar
dynamics in different contexts (Wolstenholme 2004, Senge 2006).
Until now, up to 10 system archetypes are described in the
literature (Kim and Anderson 1998), among them, e.g., Tragedy
of the Commons, Drifting Goals, or Fixes that Fail. These have
already been applied to explain different environment and
resource-related problems in social-ecological systems (e.g.,
Prusty et al. 2014, Brzezina et al. 2017), and also to land use
changes (Banson et al. 2016, Turner et al. 2016, Tenza et al. 2017).
These authors mainly analyzed single case studies, while multiple
and comparative case studies using system archetypes have not
been, to the best of our knowledge, yet conducted. Thus, none of
1
Faculty of Law and Economics & Institute of Botany and Landscape Ecology, University of Greifswald, Germany,
2
Department of Farm
Management, Faculty of Organic Agricultural Sciences, University of Kassel, Germany,
3
Department of Economics and Finance Theory,
Azerbaijan State Agrarian University, Ganja, Azerbaijan