10590 IEEE TRANSACTIONS ONVEHICULAR TECHNOLOGY, VOL. 66, NO. 11, NOVEMBER 2017
Performance Analysis of Nonorthogonal Multiple Access
for Downlink Networks With Antenna Selection Over
Nakagami-m Fading Channels
Yangyang Zhang , Jianhua Ge, Member, IEEE,
and Erchin Serpedin , Fellow, IEEE
Abstract—We investigate the system performance of a nonorthogonal
multiple access (NOMA) based downlink amplify-and-forward relay net-
work over Nakagami-m fading channels with imperfect channel state in-
formation, where the base station and all users are provided with multiple
antennas, while the relay is equipped with a single antenna. Two special
conditions of interest (e.g., Nakagami-1, i.e., Rayleigh and Nakagami-2) are
analyzed, and closed-form expression for the system outage probability is
derived. Moreover, tight lower and upper bounds of the outage probabil-
ity, and the outage probability in the high signal-to-interference-and-noise
ratio regime, i.e., in the presence of error floor, which exists due to the
channel estimation errors, are obtained. Finally, computer simulations are
conducted to verify the accuracy of the numerical analysis and to confirm
the superiority of the antenna selection and NOMA scheme.
Index Terms—Antenna selection, imperfect channel state information,
non-orthogonal multiple access, Nakagami-m fading, outage probability.
I. INTRODUCTION
Non-orthogonal multiple access (NOMA) has been considered as a
promising signaling scheme in 5G wireless networks, due to its high
radio-frequency spectrum efficiency and potential features to secure
user fairness [1]. In [2], the outage performance was investigated in a
hybrid relaying network, where NOMA as well as orthogonal multi-
ple access (OMA) were utilized within user pairing groups and among
each group, respectively. In [3], the study in [2] was extended to demon-
strate the superior level of NOMA over OMA under two conditions, i.e.,
permanent power allocation and cognitive radio. More practical analog
networks were considered in [4], where the performance of NOMA was
compared with OMA and the superiority of NOMA scheme was con-
firmed. In addition, in [5], the successive interference canceller (SIC)
was used in a NOMA-based multiple-input multiple-output (MIMO)
wireless system with a single user to analyze the system performance.
However, so far, no in-depth study has been reported on the
performance of multiple-antenna NOMA-based relaying networks
over Nakagami-m fading channels. Reference [6] studied the system
Manuscript received May 9, 2017; revised August 2, 2017; accepted Septem-
ber 20, 2017. Date of publication September 26, 2017; date of current version
November 10, 2017. This work was supported in part by the National Basic
Research Program of China (973 Program) under Grant 2012CB316100, in part
by the “111” project under Grant B08038, and in part by the National Natural
Science Foundation of China under Grant 61501347. The review of this paper
was coordinated by Dr. N.-D. D´ ao. (Corresponding author: Yangyang Zhang.)
Y. Zhang and J. Ge are with the State Key Laboratory of Integrated Ser-
vice Networks, Xidian University, Xi’an 710071 China (e-mail: zyy_xidian@
126.com; jhge@xidian.edu.cn).
E. Serpedin is with the Department of Electrical and Computer Engineering,
Texas A&M University, College Station, TX 77840, USA (e-mail: serpedin@
ece.tamu.edu).
Digital Object Identifier 10.1109/TVT.2017.2756442
performance under Nakagami-m fading, yet, single antenna is unprac-
tical in the actual networks. In this paper,
1
we pursue a performance
analysis of a downlink multiple-antenna NOMA-based relaying net-
work by considering independent and identically distributed (i.i.d.)
Nakagami-m fading for its potential to capture the time-variations of
propagation channel. The main contributions of this paper are summa-
rized as follows:
1) A general multiple-antenna dual-hop relaying network with the
actual channel estimation error is considered in this paper. De-
tailed system performance analyses are conducted in terms of the
outage probability. Closed-form expression of the system outage
probability is derived.
2) To determine the influence on the design parameters, such as
the degree of decline and the number of antennas, tight lower
and upper bounds for the outage probability are derived and the
diversity order is determined.
3) The value of error floor (EF) is computed. Simulation results
corroborate the existence of EF and highlight the importance of
considering imperfect channel state information (ICSI) in the
analysis of the system performance.
Throughout this paper, Pr(·) denotes probability, F
Z
(·) and
f
Z
(·) symbolize the cumulative distribution function (CDF) and
the probability density function (PDF) of a random variable Z ,
respectively.
II. SYSTEM MODEL
In this paper, we focus on a downlink relaying network, where
a N
B
-antenna base station B and NN
U
-antenna mobile users U
exchange information via the help of a single-antenna relay R. As
described above, this model has its practical applications, such as in
cellular communication systems and wireless sensor networks. Our
paper mainly studies a homogeneous network topology, where all users
are clustered relatively close together. As in the general circumstance,
we assume that the direct path between B and U does not exist because
of its long distance or the heavy shadow. All the nodes operate in a
half-duplex mode and all channels undergo Nakagami-m fading with
integer m. The transmit power at B and R are denoted by P
B
and P
R
,
respectively.
In the first phase, B will combine the coded symbol of N mobile
users and transmit the summation signal x
B
to R using the best an-
tenna that can maximize the SINR in R. The unit signal is expressed
as x
B
=
∑
N
n = 1
√
P
B
a
n
x
n
, where a
n
2
and x
n
denote the power allo-
cation coefficient and the coded signal of the n-th user, respectively,
n = 1, 2, ··· N , a
1
2
≥ a
2
2
≥···≥ a
N
2
and
∑
N
n = 1
a
n
2
= 1 is satis-
fied. The received signal at R is given by
y
R
= g
max
BR
N
n = 1
P
B
a
n
x
n
+ n
R
, (1)
where n
R
∼ CN (0,σ
R
2
) denotes the additive white Gaussian noise
(AWGN) at R, and |g
max
BR
| = max
1≤n
B
≤N
B
|g
n
B
BR
| represents the real
channel coefficient of the selected channel between B and R. Let
1
Considering lowering the system complexity and improving the realizable
system capacity as design measures for the considered system model, two
techniques of antenna selection are employed at the two source nodes as in
Section II.
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