Original Paper
Cerebrovasc Dis 2003;16:151–157
DOI: 10.1159/000070595
Noninvasive Assessment of Spontaneous
Baroreflex Sensitivity and Heart Rate Variability
in Patients with Carotid Stenosis
A.C. Chao
a
C.M. Chern
c
T.B. Kuo
b
C.H. Chou
c
Y.M. Chuang
c
W.J. Wong
c
H.H. Hu
c
a
Department of Neurology, Kaohsiung Medical University and Hospital, Kaohsiung,
b
Institute of Neuroscience,
Tzu Chi College of Medicine and Humanities, Hualien,
c
Neurovascular Section, Neurological Institute,
Taipei Veterans General Hospital and National Yang-Ming University, Taipei, Taiwan
Received: May 10, 2002
Accepted: October 9, 2002
Han-Hwa Hu, MD
Neurological Institute
Taipei Veterans General Hospital
Taipei 11217 (Taiwan)
Tel. +886 2 28757046, Fax +886 2 28739241, E-Mail hhhu@vghtpe.gov.tw
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Key Words
Baroreflex sensitivity W Heart rate variability W Carotid
stenosis
Abstract
Background: Previous limited observations have sug-
gested that atherosclerosis may affect the distensibility
of the carotid sinus and then impair the baroreflex sensi-
tivity (BRS). No studies have been done to compare the
BRS and heart rate variability (HRV) in patients with
carotid stenosis and normal controls. Methods: A conve-
nience-consecutive sample of 118 patients with transient
ischemic attack or minor stroke 3 months to 1 year before
(mean 6 months) who met the study criteria were re-
ferred to the neurovascular laboratory of the study hos-
pital. Forty-three age-matched healthy adults were re-
cruited as the normal controls. The inclusion criteria for
participation were (1) no diabetes mellitus, (2) no history,
symptoms or ECG signs of coronary artery disease or
myocardial infarction, and (3) presence of carotid steno-
sis greater than or equal to 50%. The diagnosis of carotid
stenosis was made using color-coded duplex ultrasound
with published criteria. We categorized the patients into
two groups: group 1 had moderate stenosis (50–75%)
and group 2 had high-grade stenosis (75–99%). Instanta-
neous systolic blood pressure (SBP) and heart rate of all
participants were assessed noninvasively using servo-
controlled infrared finger plethysmography. The fluctua-
tion in SBP as well as the interpulse interval (IPI) was
divided into three components at specific frequency
ranges by fast Fourier transform as high frequency (HF;
0.15–0.4 Hz), low frequency (LF; 0.04–0.15 Hz) and very
low frequency (VLF; 0.004–0.04 Hz). The BRS was ex-
pressed as (1) transfer function with its magnitude in the
HF and LF ranges, (2) BRS index alpha, and (3) regression
coefficient by sequence analysis. The HRV was ex-
pressed as total power and power in the three frequency
ranges (HF, LF and VLF). Results: The final analysis
included 99 patients (mean age 72 B 6 years, 79 male)
and 43 healthy controls (mean age 68 B 7 years, 30
male). Forty-three patients were classified as group 1
(stenosis 50–75%) and 56 as group 2 (stenosis 75–99%).
There was no significant difference in the IPI between
patients and controls (p value = 0.8637). We observed a
significant decrease in all three HRV components (VLF,