Copyright © 2014 by the author(s). Published here under license by the Resilience Alliance.
Hanspach, J., T. Hartel, A. I. Milcu, F. Mikulcak, I. Dorresteijn, J. Loos, H. von Wehrden, T. Kuemmerle, D. Abson, A. Kovács-
Hostyánszki, A. Báldi, and J. Fischer. 2014. A holistic approach to studying social-ecological systems and its application to southern
Transylvania. Ecology and Society 19(4): 32. http://dx.doi.org/10.5751/ES-06915-190432
Research, part of a Special Feature on Programme on Ecosystem Change and Society (PECS): Knowledge for Sustainable
Stewardship of Social-ecological Systems
A holistic approach to studying social-ecological systems and its application
to southern Transylvania
Jan Hanspach
1
, Tibor Hartel
2
, Andra I. Milcu
1
, Friederike Mikulcak
1
, Ine Dorresteijn
1
, Jacqueline Loos
1
, Henrik von Wehrden
3,4
,
Tobias Kuemmerle
5
, David Abson
6
, Anikó Kovács-Hostyánszki
7
, András Báldi
7
and Joern Fischer
1
ABSTRACT. Global change presents risks and opportunities for social-ecological systems worldwide. Key challenges for sustainability
science are to identify plausible future changes in social-ecological systems and find ways to reach socially and environmentally desirable
conditions. In this context, regional-scale studies are important, but to date, many such studies have focused on a narrow set of issues
or applied a narrow set of tools. Here, we present a holistic approach to work through the complexity posed by cross-scale interactions,
spatial heterogeneity, and multiple uncertainties facing regional social-ecological systems. Our approach is spatially explicit and involves
assessments of social conditions and natural capital bundles, social-ecological system dynamics, and current development trends. The
resulting understanding is used in combination with scenario planning to map how current development trends might be amplified or
dampened in the future. We illustrate this approach via a detailed case study in southern Transylvania, Romania, one of Europe’s most
significant biocultural refugia. Our goal was to understand current social-ecological dynamics and assess risks and opportunities for
sustainable development. Our findings show that historical events have strongly shaped current conditions and current development
trends in southern Transylvania. Moreover, although external drivers (including EU policies) set the general direction of regional
development trajectories, local factors, including education, leadership, and the presence of bridging organizations, can enhance or
counteract their effects. Our holistic approach was useful for generating an in-depth understanding of a regional social-ecological
system and could be transferred to other parts of the world.
Key Words: ecosystem service bundles; landscape sustainability science; Programme on Ecosystem Change and Society; regional scale;
Romania; scenario planning
INTRODUCTION
The Anthropocene is characterized by unprecedented, rapid, and
uncertain socioeconomic and environmental changes (Schröter
et al. 2005, Rockström et al. 2009). A major challenge for
sustainability science is to identify plausible changes that may
occur in the future of a given system, and identify ways to reach
or maintain socially and environmentally desirable system states
(Gibson 2006). The concept of social-ecological systems (also
termed human-environment systems or coupled human and
natural systems) highlights that people and nature are
interconnected, with their inter-relationships constantly co-
evolving, thus making them analytically inseparable (Folke 2006,
Liu et al. 2007). Although social-ecological systems are
characterized by dynamic complexity, many are fundamentally
shaped by a relatively small number of variables (Walker et al.
2006). Identifying and investigating the relationships between
such key variables reduces the often seemingly intractable
complexity of the systems studied, allowing useful scientific and
policy insights.
Landscape and regional scales (spanning hundreds to thousands
of square kilometers) have been suggested as particularly useful
for studying social-ecological systems (Liu et al. 2007, Carpenter
et al. 2012). Regions are also often the scale at which policy is
implemented, and they represent institutional, social, and
physical “spaces” that are tangible and meaningful for humans
(Brown and Raymond 2007, Angelstam et al. 2013). However,
most research to date has investigated future development
pathways either at the global scale or at very fine scales (e.g.,
individual villages) while intermediate scales have been neglected
(Rounsevell et al. 2012). Many studies that have been conducted
at landscape or regional scales have focused on relatively narrow
sets of issues or applied a relatively narrow set of methodological
tools.
Here, we present a holistic analytical approach to study the risks
and opportunities facing social-ecological systems. This approach
considers cross-scale interactions, spatial heterogeneity, and
multiple uncertainties (Fig. 1), and could be usefully applied to a
wide range of social-ecological systems worldwide. It
systematically combines several tools, namely the documentation
of system dynamics (Allison and Hobbs 2004, Liu et al. 2007),
scenario planning (Enfors et al. 2008, Palomo et al. 2011), and
spatial mapping (Anderson et al. 2009, Nelson et al. 2009). The
documentation of system dynamics involves identifying the most
important variables in a given system and evaluating (qualitatively
or quantitatively) how they interact with one another (Walker and
Salt 2006, Meadows 2009). It provides an understanding of the
current state of a system and its functional relationships, but not
necessarily of its plausible future pathways or people’s aspirations
to alter the system. For this reason, we combine our assessment
of systems dynamics with scenario planning, a foresight
methodology specifically used to envision future pathways of a
given system (Peterson et al. 2003, Biggs et al. 2010). Scenario
planning provides a structured approach to identify different
plausible developments for the future, typically to evaluate the
possible outcomes of alternative management options (e.g.,
Henrichs et al. 2010, Palomo et al. 2011). Finally, because social-
ecological changes in any given region are typically spatially
heterogeneous, spatially explicit mapping offers additional
1
Faculty of Sustainability, Leuphana University Lüneburg,
2
Department of Environmental Sciences, Sapientia University,
3
Institute of Ecology,
Faculty of Sustainability & Centre for Methods, Leuphana University Lüneburg,
4
Research Institute of Wildlife Ecology, Austria,
5
Geography
Department, Humboldt-Universität zu Berlin,
6
FuturES Research Center, Leuphana University Lüneburg,
7
MTA Centre for Ecological Research