pharmaceutics
Article
Drying Behavior and Kinetics of Drying Process of Plant-Based
Enteric Hard Capsules
Chuqi He
1,2
, Haodong Wang
1,2
, Yucheng Yang
1,2
, Yayan Huang
1,2
, Xueqin Zhang
1,2
, Moses Arowo
3
,
Jing Ye
1,2
, Na Zhang
1,2,
* and Meitian Xiao
1,2,
*
Citation: He, C.; Wang, H.; Yang, Y.;
Huang, Y.; Zhang, X.; Arowo, M.; Ye, J.;
Zhang, N.; Xiao, M. Drying Behavior
and Kinetics of Drying Process of
Plant-Based Enteric Hard Capsules.
Pharmaceutics 2021, 13, 335. https://
doi.org/10.3390/pharmaceutics
13030335
Received: 3 February 2021
Accepted: 26 February 2021
Published: 5 March 2021
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1
College of Chemical Engineering, Huaqiao University, Xiamen 361021, China; he-sylvi@stu.hqu.edu.cn (C.H.);
ishdwang@126.com(H.W.); yangyc@hqu.edu.cn (Y.Y.); yyhuang@hqu.edu.cn (Y.H.);
xqzhang2009@hqu.edu.cn (X.Z.); yejenny@hqu.edu.cn (J.Y.)
2
Xiamen Engineering and Technological Research Center for Comprehensive Utilization of Marine Biological
Resources, Xiamen 361021, China
3
Department of Chemical & Process Engineering, Moi University, 3900-30100 Eldoret, Kenya;
musarowo@yahoo.com
* Correspondence: zhangna@hqu.edu.cn (N.Z.); mtxiao@hqu.edu.cn (M.X.)
Abstract: The drying process is a significant step in the manufacturing process of enteric hard
capsules, which affects the physical and chemical properties of the capsules. Thus, the drying
characteristics of plant-based enteric hard capsules were investigated at a constant air velocity of
2 m/s in a bench scale hot-air dryer under a temperature range of 25 to 45
◦
C and relative humidity
of 40 to 80%. Results indicate that the drying process of the capsules mainly occur in a falling-rate
period, implying that moisture transfer in the capsules is governed by internal moisture diffusion
rate. High temperature and low relative humidity reduce drying time but increase the drying rate of
the capsules. Investigation results of the mechanical properties and storage stability of the capsules,
however, reveal that a fast drying rate leads to plant-based enteric hard capsules of low quality.
Scanning electron microscopy further demonstrates that more layered cracks appear in capsules
produced under a faster drying rate. The Page model yielded the best fit for describing thin-layer
drying of the capsules based on the coefficient of determination and reduced chi-square. Moreover, it
was established that the effective moisture diffusivity of the capsules increases with an increase in
drying temperature or reduction in relative humidity.
Keywords: plant-based enteric hard capsules; hot-air drying; drying characteristics; modeling
1. Introduction
The word capsule originates from the Latin word “capsula” and its original meaning is
“small box.” The development of capsules has nearly 173 years of history since James Mur-
dock patented the two-piece hard capsules in 1847 [1]. Enteric hard capsules have attracted
attention because of their role in targeted drug release [2], where they are designed to
remain intact in the stomach and then release the active substance in the upper intestine [3].
Nonetheless, gelatin capsules have deficient physicochemical properties and safety issues
such as risks of animal disease [4], cross-linking with aldehyde materials and ability to get
soft and brittle under extreme conditions [5–7]. Moreover, the process of coating enteric
material on the gelatin capsule’s surface is complicated so that the distribution of enteric
coated materials on the surface of gelatin capsules is poor [8]. Meanwhile enteric coated
materials are also relatively expensive [9]. Therefore, much attention has been paid to
the development of plant-based enteric hard capsules [10]. The enteric coated materials
that have been developed for plant-based capsules are usually anionic polymethacrylate,
cellulose acetate phthalate or polyvinyl acetate phthalate. Huyghebaert et al. had used
each of the three materials to make enteric-coated hydroxypropyl methylcellulose (HPMC)
capsules [11]. But calcified coating is one of the emerging simple methods of preparing
Pharmaceutics 2021, 13, 335. https://doi.org/10.3390/pharmaceutics13030335 https://www.mdpi.com/journal/pharmaceutics