E-Mail karger@karger.com
Special Article
Psychother Psychosom 2017;86:332–340
DOI: 10.1159/000480038
The Clinical Inadequacy of the Placebo
Model and the Development of an
Alternative Conceptual Framework
Giovanni A. Fava
a, b
Jenny Guidi
a
Chiara Rafanelli
a
Karl Rickels
c
a
Department of Psychology, University of Bologna, Bologna, Italy;
b
Department of Psychiatry, State University of
New York at Buffalo, Buffalo, NY, and
c
Department of Psychiatry, University of Pennsylvania, Philadelphia, PA, USA
lead to worsening of the condition. Maximizing patients’ ex-
pectations does not necessarily result in sustained effects
and, in due course, may actually lead to worsening of the
condition (violation of expectations). In this paper, we out-
line a multifactorial conceptual model that may have impli-
cations for the design of clinical trials as well as for clinical
practice, with special reference to psychopharmacology
and psychotherapy. The effects of drug treatment may be
potentiated by specific nonpharmacological treatment
strategies, and this synergism may disclose significant dif-
ferences against placebo. Medical outcomes may be unsat-
isfactory not because technical interventions are missing,
but because our conceptual models and thinking are inad-
equate. © 2017 S. Karger AG, Basel
Introduction
The mechanisms of the placebo effect in medical and
psychological therapies have been an endless source of
debate. A recent comprehensive review of placebo re-
sponses [1] suggested that they are mediated by expecta-
tions, associative learning processes, and the quality of
the patient-physician interaction. These components
Keywords
Placebo · Drug treatment · Psychotherapy · Illness
behavior · Self-management · Treatment setting ·
Tolerance · Evidence-based medicine
Abstract
Placebo effects are often attributed to clinical interactions
and contextual factors that affect expectations of the pa-
tient about the treatment and result in symptom changes.
The prevailing conceptualization consists of an undifferen-
tiated placebo response that needs to be minimized in con-
trolled investigations and maximized in clinical practice.
However, treatment outcome is the cumulative result of the
interaction of several classes of variables with a selected
treatment: living conditions (housing, nutrition, work envi-
ronment, social support), patient characteristics (age, sex,
genetics, general health conditions, personality, well-be-
ing), illness features and previous therapeutic experience,
self-management, and treatment setting (physician’s atti-
tude and attention, illness behavior). Such variables may be
therapeutic or countertherapeutic, and are unlikely to be
simply additive. In certain patients their interactive combi-
nation may lead to clinical improvement, whereas in other
cases it may produce no effect, and, in a third group, it may
Received: May 20, 2017
Accepted after revision: August 7, 2017
Published online: November 3, 2017
Giovanni A. Fava, MD
Department of Psychology, University of Bologna
Viale Berti Pichat 5
IT–40127 Bologna (Italy)
E-Mail giovanniandrea.fava @ unibo.it
© 2017 S. Karger AG, Basel
www.karger.com/pps