IEEE SIGNAL PROCESSING LETTERS, VOL. 17, NO. 11, NOVEMBER 2010 953
A Two-Stage Antenna Subset Selection Scheme for
Amplify-and-Forward MIMO Relay Systems
Heesun Park, Student Member, IEEE, and Joohwan Chun, Senior Member, IEEE
Abstract—A two-stage antenna subset selection scheme is pro-
posed to maximize the channel capacity of amplify-and-forward
multiple-input multiple-output relay systems. To reduce the com-
putational complexity of the antenna selection process, the receive
and transmit antenna selections are separated in a two-stage al-
gorithm. In stage 1, a subset of receive antennas is selected at the
relay node. A subset of transmit antennas is then selected at the
relay node in stage 2. The simulation results demonstrate that the
proposed scheme achieves nearly the same channel capacity with
a reduced amount of computational complexity as compared to an
exhaustive search.
Index Terms—Amplify-and-forward multiple-input mul-
tiple-output relay, antenna selection, channel capacity.
I. INTRODUCTION
T
HE use of multiple antennas in wireless relay systems
has been considered in previous literature [1]–[3]. More
specifically, amplify-and-forward (AF) multiple-input multiple-
output (MIMO) relay systems (Fig. 1) have been extensively
studied because AF relay can be easily implemented compared
to decode-and-forward relay [2], [3], [6]–[14]. However, the
cost of multiple RF chains corresponding to multiple antennas
limits the deployment of AF MIMO relay systems, as in the case
of MIMO systems [4], [5]. Furthermore, relays are considered a
means of reducing infrastructure deployment costs [6], and thus,
the number of RF chains available at the relay node is quite lim-
ited in practical communication systems. Thus, for a low-cost
relay system that contains a limited number of RF chains, the
antenna subset selection is an attractive solution with respect to
performance and complexity.
Optimal antenna selection, which exhaustively checks for all
possible candidates of antenna sets, exhibits an exponential in-
crease in computational complexity. Therefore, an exhaustive
search can hardly be considered in practice. To avoid the com-
putational expense of an exhaustive search, several antenna se-
lection schemes have been studied in AF MIMO relay systems
[7]–[12]. In [7], [8], a transmit antenna selection at the source
node (and also at the relay node in [7]) was introduced only
if a single spatial stream is transmitted from the source to the
destination. For a bidirectional relay system with multiple-an-
tenna relay and single-antenna sources, a low complexity relay
Manuscript received July 04, 2010; revised August 27, 2010; accepted
September 05, 2010. Date of publication September 27, 2010; date of current
version October 04, 2010. The associate editor coordinating the review of this
manuscript and approving it for publication was Dr. Yong Liang Guan.
The authors are with the Scientific Computing Laboratory, Department of
Electrical Engineering, Korea Advanced Institute of Science and Technology,
Daejeon 305-701, Korea (e-mail: hspark@sclab.kaist.ac.kr; chun@ee.kaist.ac.
kr).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/LSP.2010.2079328
Fig. 1. AF MIMO relay system.
antenna selection, which achieves full diversity order, was in-
troduced in [9]. A relay antenna subset selection scheme was
proposed to maximize a lower bound of the capacity (not the
exact capacity) in [10]. However, it was assumed that the re-
ceive and transmit antenna sets are the same, and thus, the per-
formance is limited with respect to an optimal selection, which
has no equality constraint on the receive and transmit antenna
sets. If an AF relay system contains multiple relay nodes, each
of which has multiple antennas and a single RF chain, the au-
thors in [11], [12] suggested a greedy relay antenna selection
algorithm (in which the number of selected antennas (relays) is
not fixed) to minimize the mean squared error and to maximize
the capacity, respectively. Furthermore, [10]–[12] exploited a
naive AF scheme that simply amplifies the received signal under
a power constraint at the relay node. Therefore, it is necessary
to consider a relay antenna subset selection if an optimal struc-
ture of the beamforming matrix is applied at the relay node [13],
[14].
In this letter, we propose a two-stage relay antenna subset
selection scheme to maximize the channel capacity of AF
MIMO relay systems, which have an optimal beamforming
structure at the relay node [13]. We separate the receive and
transmit antenna selections in a two-stage algorithm by effi-
ciently dividing the channel capacity into two terms. In stage
1, the receive antennas are selected to maximize the capacity
of the source-relay channel. For the given receive antennas, we
then select the transmit antennas that minimize the capacity
loss caused by the relay-destination channel in stage 2. We also
demonstrate the performance of the proposed scheme; a nearly
optimal channel capacity is achieved with a very low level of
computational complexity as compared to an exhaustive search.
Notation: For a matrix , , , and denote the
conjugate transpose, determinant, and th element of , re-
spectively. The terms and represent the -di-
mensional space with complex- and real-valued elements, re-
spectively. For a vector , denotes the 2-norm of . The
term denotes the identity matrix, and denotes
the statistical expectation.
II. SYSTEM MODEL
We consider an AF MIMO relay system in which the
source node, , has antennas; the relay node, , has
antennas; and the destination node, , has antennas. The
direct channel from to is assumed to be absent, due
to large path loss between and . We also assume that
operates in a half-duplex signaling mode. In addition,
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