Annealing of intrinsic stresses in sputtered TiN films: The role of
thickness-dependent gradients of point defect density
Harald Köstenbauer
a,
⁎
, Gerardo A. Fontalvo
a
, Marianne Kapp
b,c
,
Jozef Keckes
b,c
, Christian Mitterer
a
a
Department of Physical Metallurgy and Materials Testing, University of Leoben, A-8700 Leoben, Austria
b
Erich Schmid Institute of Materials Science, Austrian Academy of Sciences, A-8700 Leoben, Austria
c
Materials Center Leoben, A-8700 Leoben, Austria
Received 3 August 2006; accepted in revised form 10 October 2006
Available online 20 November 2006
Abstract
Morphology, structure and thermal behavior of magnetron sputtered TiN thin films with the thickness in the range 100–2900 nm are
characterized. The films are thermally cycled and the relationship between film thickness, defect density and the intrinsic stress relaxation is
analyzed. The results indicate that the residual stresses in the as-deposited films and the amount of stress relaxation depend decisively on the
specific depth gradient of point defects originating from film evolution during growth. The compressive stresses, representing different driving
forces and the amount of stress relaxation decrease, while the onset temperature of stress relaxation increases with increasing film thickness.
© 2006 Elsevier B.V. All rights reserved.
Keywords: Defects; Reactive sputtering; Titanium nitride; Stress relaxation
1. Introduction
Understanding residual stresses in hard coatings is a pre-
requisite for stress engineering, which could be a powerful tool
to increase the lifetime of wear-protecting coatings on e.g. tools
or engineering components. These stresses are composed of an
intrinsic part resulting from growth defects and a thermal part
caused by the mismatch in thermal expansion coefficients of
coating and substrate. Previously, stress investigations were
conducted on metal films up to 6 μm thickness where tensile
residual stresses caused by grain boundary shrinkage obey a
power law dependence on coating thickness [1,2]. For sputtered
TiN hard coatings above 1 μm thickness a slight stress–
thickness dependence was found [3,4]. The authors related this
effect to the formation of point defects like implanted sputter
gas atoms, self-interstitials, vacancies, line defects like disloca-
tions [5], where the thickness influence was explained by an
increasing coating porosity [4]. According to Kamminga et al.
[3], it can be assumed that in sputtered TiN films point defects
determine the growth stress. Not only residual stresses but also
stress relaxation due to defect annihilation at elevated
temperatures (often referred to as recovery), are of vital
importance for high-temperature applications. Only a few
investigations have been published on stress relaxation of
hard coatings [4,6,7], and essentially nothing is known about
thickness-dependent stress relaxation at elevated temperatures.
Thus, it is the aim of this work to investigate the effect of
thickness-dependent gradients of point defect densities present
in sputtered TiN films in the thickness range between 100 and
2900 nm on residual stress and stress relaxation at elevated
temperatures.
2. Experimental details
TiN films of thicknesses between 100 and 2900 nm were
deposited onto silicon (100) substrates (20 × 7 mm
2
, thick-
nesses: 200, 300 and 450 μm) by reactive sputtering from a Ti
target (∅ 75×6 mm
3
) in an Ar + N
2
atmosphere using a
laboratory-scale unbalanced DC magnetron sputtering system
[8]. There, the substrates are stationary positioned in a distance
of about 6 cm above the target. The substrate temperature and
Surface & Coatings Technology 201 (2007) 4777 – 4780
www.elsevier.com/locate/surfcoat
⁎
Corresponding author.
E-mail address: harald.koestenbauer@mu-leoben.at (H. Köstenbauer).
0257-8972/$ - see front matter © 2006 Elsevier B.V. All rights reserved.
doi:10.1016/j.surfcoat.2006.10.017