International Journal of Data Envelopment Analysis and *Operations Research*, 2014, Vol. 1, No. 3, 40-48
Available online at http://pubs.sciepub.com/ijdeaor/1/3/1
© Science and Education Publishing
DOI:10.12691/ijdeaor-1-3-1
Global Economic Crisis and Productivity Changes of
Banks in India: A DEA-MPI Analysis
R. Madhanagopal
*
, R. Chandrasekaran
Department of Statistics, Madras Christian College, Chennai, Tamil Nadu, India
*Corresponding author: madhan.stat@gmail.com
Received July 31, 2014; Revised September 09, 2014; Accepted September 12, 2014
Abstract The present study explores the relationship between Global economic crisis (GEC) and productivity
growth of Indian banking sector using data envelopment analysis based malmquist index (DEA-MI) for the study
period 2005 to 2012, which are partition into three different period viz., pre-crisis, crisis and post-crisis. The
empirical result showed that total factor productivity (TFP) for pre and crisis regressed by 7 and 0.6% respectively
and post by a slight progress of 0.3%. Comparing technical and technological efficiency changes over the study
periods, during pre-crisis, improvements in productivity of Indian banking sector was influenced by technological
innovation whereas it went down and technical efficiency influenced the productivity in crisis and post-crisis periods.
This may be due to effect of economic crisis and banks would have struggled for survival and hard to concentrate on
new technological innovations.
Keywords: productivity changes, Malmquist index, data envelopment analysis, Indian banking sector, Global
economic crisis, technical and technological efficiency
Cite This Article: R. Madhanagopal, and R. Chandrasekaran, “Global Economic Crisis and Productivity
Changes of Banks in India: A DEA-MPI Analysis.” International Journal of Data Envelopment Analysis and
*Operations Research*, vol. 1, no. 3 (2014): 40-48. doi: 10.12691/ijdeaor-1-3-1.
1. Introduction
Economic status of a country is fully depends on its
financial system. Banking sector is predominate and plays
a key role in the financial system of modern economy.
Growth of banks accelerates financial system positively
and contributes more in development of a nation. Many
researches bear out countries with well equipped banking
system develops very faster than weaken one. Indian
financial system was very strong due to many reforms and
policy changes undertaken by the rulers of the nation over
the years. Liberalization, privatization and globalization
policy integrated Indian economy with the global
economy, which brought many structural changes in major
sectors (primary, secondary and tertiary). Indian banking
system also changed with technological innovations like
internet banking, mobile banking, Automated teller
machine (ATM), tele-banking and anywhere and anytime
banking. These technical changes made Indian banks to
cut their business boundaries and to penetrate into foreign
market.
For the past few years’ Indian economy showed fast
growth but unexpected global meltdown occurred in 2008-
09 turned it to downwards trend. It was strongly believed
that Global economic crisis (GEC) did not affected Indian
banking sector directly, due to limited operations outside
India and not directly exposed to sub-prime mortgage
assets, and also strong policies and regulations coined by
both government and central bank of India. However,
Indian banks would have affected indirectly, since, Indian
economy was linked strongly with global economy and
therefore it is impossible to think India to remain immune
to the GEC. Crisis affected India in three different ways
viz., financial markets, trade flows and exchange rates.
Banking sector, external commercial borrowings and
equity markets falls under financial sector and Collapse of
Lehman Brothers squeeze the liquidity of global market
which made companies to shift their credit demands from
external to domestic market and a sudden increase of
internal credit demand raised inter-bank call money rate.
Credit crisis and collapse of large banks in USA increased
the risk aversion of Indian banks and eventually harm
credit expansion in the domestic market [1]. With this
background it was believed, that there would have been an
impact of the crisis on productivity changes of Indian
commercial banks. Therefore, the present study was
focused to explore productivity growth of Indian banking
sector during recent global financial crisis. For this
purpose, Malmquist productivity index (MPI) based on
DEA was used. MPI estimates the growth of Total factor
productivity (TFP), which was a combination of product
of technical efficiency change (EC) (Catch-up) and
technology change (TEC) (Innovation). Further, EC was
subdivided into product of Pure technical efficiency
change (PTEC) and Scale efficiency change (SEC). These
technical changes will provide a clear picture on the
source of productive change and also enables to explore
main source for efficiency change (either changes due to
improvement in management practices or towards optimal
size of commercial banks in India).