IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 62, NO. 9, NOVEMBER 2013 4539
Green Resource Allocation Schemes for
Relay-Enhanced MIMO-OFDM Networks
Tain-Sao Chang, Kai-Ten Feng, Member, IEEE, Jia-Shi Lin, and Li-Chun Wang, Fellow, IEEE
Abstract—This paper studies the problem of joint allocation
of subchannel, transmission power, and phase duration in relay-
enhanced bidirectional multiple-input–multiple-output orthogo-
nal frequency-division multiplexing (MIMO-OFDM) networks.
The goal of resource allocation is to minimize transmission energy
consumption in networks with multiple decode-and-forward relay
stations (RSs) under the data rate constraints of user equipment
(UE). The challenges of this resource allocation problem arise
from the complication of multiple-phase assignments within a sub-
channel since the RS can provide an additional transmission path
from the base station to the UE. Existing research does not fully
take into account all of the influential factors to achieve feasible
resource allocation for relay-enhanced MIMO-OFDM networks.
Green resource allocation (GRA) schemes with reduced computa-
tional complexity are proposed in this paper to develop joint allo-
cation of subchannel, power, and phase duration for the UE with
the consideration of direct and two-hop communications. Both the
separate-downlink (DL)-and-uplink (UL) and mixed-DL-and-UL
relaying assignments and the linear block diagonalization (LBD)
technique are adopted to obtain the solutions for the proposed
GRA schemes. Simulation results show that the proposed GRA
schemes can provide comparably better energy conservation with
the consideration of quality-of-service (QoS) support.
Index Terms—Energy conservation, linear block diagonaliza-
tion (LBD), multiple-input multiple-output orthogonal frequency-
division multiplexing (MIMO-OFDM), relay station (RS),
resource allocation.
I. I NTRODUCTION
R
ESEARCH on a relay-enhanced communication was first
published in [1]. In the relay-based cooperative com-
munication, the relay station (RS) is introduced to provide
an alternative path between the base station (BS) and user
equipment (UE). Recently, cooperative communications have
attracted significant attention due to their potential benefits of
providing wide-range coverage to the UE and achieving spatial
diversity gains. Furthermore, the orthogonal frequency-division
multiplexing (OFDM) system is a key transmission technology
for next-generation wireless communication systems, including
Manuscript received September 9, 2012; revised January 20, 2013 and
March 28, 2013; accepted May 2, 2013. Date of publication June 3, 2013;
date of current version November 6, 2013. This work was supported in part by
the Aim for the Top University and Elite Research Center Development Plan
under Grant NSC 101-2628-E-009-003 and Grant NSC 101-2219-E-009-027;
by the MediaTek Research Center, National Chiao Tung University; and by
Telecommunication Laboratories, Chunghwa Telecom Co. Ltd., Taiwan. The
review of this paper was coordinated by Prof. Y. Zhou.
The authors are with the Department of Electrical and Computer Engineer-
ing, National Chiao Tung University, Hsinchu 300, Taiwan (e-mail: ktfeng@
mail.nctu.edu.tw).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TVT.2013.2265779
the worldwide interoperability for microwave access (WiMAX)
[2] and the downlink (DL) of the Third Generation Partnership
Project Long-Term Evolution (LTE) [3]. The OFDM system
divides the wideband channel into numerous narrowband sub-
channels to provide high spectral efficiency and mitigate the
effects of multipath propagations. The use of an orthogonal
frequency-division multiple-access (OFDMA) technique in the
OFDM system can achieve multiuser diversity by adopting
opportunistic scheduling, which appropriately allocates the
subsets of subchannels to individual UE. Moreover, the
multiple-input–multiple-output (MIMO) system has been ex-
tensively studied in recent years. An intrinsic advantage of
the MIMO system is that the system can support higher data
rates under the same transmission power and bit error rate
(BER) requirements as a single-input–single-output (SISO)
system. On the other hand, the MIMO system requires less
transmission power than a SISO system under the same data
rate requirement. Owing to severe path loss within a channel,
it is important to provide efficient resource allocation for the
relay-enhanced MIMO-OFDM systems to improve throughput,
energy consumption, and outage performances. Resource al-
location of the relay-enhanced MIMO-OFDM system benefits
from spatial and frequency diversity and cooperative multiuser
diversity due to the space and frequency-selective channels. In
this paper, an RS is considered to be half-duplex, and each
subchannel is partitioned into two transmission phases in the
time domain for the relay-enhanced network, including the first
phase to allocate the transmission between the BS and the RS
and the second phase for the RS and UE.
Existing research work has been conducted to investigate
the resource allocation and power control mechanisms for the
OFDM [4], [5] and OFDMA [6]–[9] networks. However, these
schemes cannot be directly applied to the networks with the
assistance of an RS. The problems of resource allocation for a
decode-and-forward (DF) relaying OFDM system to maximize
throughput are studied in [10]–[13]. In [10], power allocation
under total power constraints for the BS and the RS and
subcarrier pairing are studied. However, subcarrier pairing and
power allocation are separately optimized in this work. The
optimal joint subcarrier pairing and power allocation with an
individual power constraint for the BS and the RS is considered
in [11]. In [12], joint subcarrier pairing and power allocation to
maximize the weighted sum rate with both total power and indi-
vidual power constraints is investigated. However, these works
assumed the existence of a single RS in the network. Multiple
RSs are considered in [13], in which allocation of power, sub-
channel, and time duration for multiple UE is studied. Resource
allocation strategies for cooperative OFDM systems with
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