The Laryngoscope
Lippincott Williams & Wilkins, Inc.
© 2007 The American Laryngological,
Rhinological and Otological Society, Inc.
Dysphagia After Endoscopic Repair
of Zenker’s Diverticulum
Andrew D. Palmer, MS; Heather C. Herrington, MD; Ionel C. Rad, MD; James I. Cohen, MD, PhD, FACS
Objectives/Hypothesis: To determine whether pa-
tient outcomes after endoscopic staple-assisted di-
verticulectomy (ESD) were correlated with demo-
graphic or disease-specific patient characteristics.
Study Design: Retrospective chart review with follow-
up. Methods: A survey was sent to all eligible subjects
who had undergone ESD from February 1995 to June
2004 to gather information about their postoperative
weight, diet, dysphagia symptoms, distress, and over-
all satisfaction. Results: Thirty-five individuals re-
sponded (49% response rate) at a mean of 29 (range,
3– 83) months postoperative. There was a significant
reduction in the following symptoms: food avoidance,
regurgitation, dysphagia for pills, choking, coughing,
difficulty finishing a meal, heartburn/reflux, and ha-
litosis. There was no significant difference for dys-
phonia. Swallow-related distress had decreased from
a preoperative level of 7.86 to 2.23 at follow-up (P <
.001). Overall satisfaction with the surgery was high.
There were no significant differences in outcome by
any demographic characteristic, duration of preoper-
ative symptoms, presence of gastroesophageal reflux
disease, Zenker’s diverticulum size, time since sur-
gery, or number of surgeries. Ninety-one percent of
subjects reported improvement in their swallowing
after surgery, but 22% reported some decline since
that time. Symptomatic subjects reported signifi-
cantly higher swallow-related distress and lower sat-
isfaction (P < .01). Preoperative variables were not
correlated with a return of symptoms. Individuals
who underwent multiple procedures had similar lev-
els of benefit and satisfaction as those who under-
went a single ESD procedure. Conclusion: ESD results
in high levels of patient satisfaction, significant re-
duction in postoperative symptoms, low levels of com-
plications, and the opportunity to safely and success-
fully repeat the procedure if necessary. Key Words:
Zenker’s diverticulum, endoscopic diverticulostomy,
cricopharyngeal myotomy, dysphagia.
Laryngoscope, 117:617– 622, 2007
INTRODUCTION
Occurring in an area of natural weakness between
the fibers of the inferior pharyngeal constrictor and the
cricopharyngeus muscle known as Killian’s dehiscence, a
Zenker’s diverticulum (ZD) is a well-known clinical entity.
Numerous methods of managing the diverticular sac have
been tried over the course of the 20th century with varying
levels of success.
1
Recently, endoscopic staple-assisted di-
verticulectomy (ESD) has gained popularity as a treat-
ment method because of the relatively high success levels
and low complication rates.
2
Nonetheless, there is general
agreement that ESD is not the intervention of choice for
all patients: exclusionary criteria have included reduced
jaw-opening and limited neck extension because of diffi-
culties with exposure
3
and diverticula that are either very
small
4,5
or very large.
6,7
To date, there have been numer-
ous studies that have compared outcomes and patient
satisfaction across different procedures, but there is little
information regarding whether preoperative patient char-
acteristics are predictive of differences in outcomes.
MATERIALS AND METHODS
Patient Population
A retrospective chart review of all patients with a ZD who
had been scheduled for ESD at Oregon Health and Science Uni-
versity (OHSU) between February 1995 and June 2004 was per-
formed with the approval of the institutional review board at
OHSU. The names of 105 individuals were obtained by this
means. Of these, a total of 33 were excluded from further analysis
because the endoscopic approach had been aborted (n = 9), the
patient had undergone an open ZD at a later date (n = 6), the
patient had a medical comorbidity associated with dysphagia
(n = 5), or the patient was deceased (n = 13). Thus, a total of 72
patients were eligible for inclusion in the follow-up study.
Procedure
All patients included in the study underwent ESD, as has
been previously described.
3
After the administration of general
anesthesia, the bivalved diverticuloscope is introduced transor-
ally, and the ZD is exposed. Ideally, the anterior blade of the
diverticuloscope is introduced into the introitus of the esophagus,
and with opening of the distal portion of the scope, the posterior
From the Department of Otolaryngology–Head and Neck Surgery
(A.D.P., J.I.C.), Oregon Health and Science University, Portland, Oregon;
Oregon Health and Science University (H.C.H.), Portland, Oregon; and the
Department of Surgery (I.C.R.), University of Southern California, Los
Angeles, California.
Editor’s Note: This Manuscript was accepted for publication Novem-
ber 29, 2006.
Send correspondence to Dr. James I. Cohen, Department of Otolar-
yngology–Head and Neck Surgery, Oregon Health and Science University,
3181 SW Sam Jackson Park Road, PV-01, Portland, OR 97239-3098.
E-mail: cohenj@ohsu.edu
DOI: 10.1097/MLG.0b013e3180305061
Laryngoscope 117: April 2007 Palmer et al.: Dysphagia After Diverticulectomy
617