Symmetry based analysis of the Kohn anomaly and electron-phonon interaction
in graphene and carbon nanotubes
I. Milošević,
1,
* N. Kepčija,
1
E. Dobardžić,
1
M. Mohr,
2
J. Maultzsch,
2
C. Thomsen,
2
and M. Damnjanović
1
1
NanoLab, Faculty of Physics, University of Belgrade, Studentski Trg 12, 11001 Belgrade, Serbia
2
Institut für Festkörperphysik, Technische Universität Berlin, Hardenbergstrasse 36, 10623 Berlin, Germany
Received 20 March 2010; revised manuscript received 3 June 2010; published 30 June 2010
Symmetry based analysis of the electron-phonon coupling in graphene and carbon nanotubes is performed
and Kohn anomalies, their Brillouin-zone positions together with the complete set of good quantum numbers
are predicted. Interestingly, graphene dynamical representation is found to contain only a small portion of quite
a large set of inequivalent irreducible representations of the relevant full symmetry group. Besides, vanishing
of the electron-phonon interaction for majority of the normal displacements is also shown to be a consequence
of the symmetry. The results are further numerically confirmed within full and tight-binding density-functional
calculations and force constants model and enhanced coupling to the Fermi level electrons of the Dirac point
A
1g
mode with respect to the point E
2g
mode is confirmed. Finally, energy dispersion of the kink phonon
spectrum is analytically evaluated and compared to the classical phonon spectrum.
DOI: 10.1103/PhysRevB.81.233410 PACS numbers: 81.05.ue, 88.30.rh, 31.15.xh, 63.22.Rc
Graphene
1,2
being an exciting and unusual material in
many respects and having prospects of a new technological
marvel attracts tremendous attention of quite a wide spec-
trum of researches. Kohn anomaly
3
pertains to the most im-
portant fundamental topics of graphene physics due to its
relevance for Raman spectroscopy which has an essential
role in investigating this, in many ways unique two-
dimensional 2D surface being thus easily accessible to Ra-
man scattering measurements.
4
Namely, electron-phonon
coupling is particularly interesting in graphitic materials due
to their specific pointlike Fermi surface. In graphene it is
electron-phonon coupling which strongly softens phonon fre-
quencies giving rise to Kohn anomalies which occur for
phonons having wave number q such that there are two elec-
tronic states k
1
and k
2
= k
1
+ q at the Fermi surface. In the
phononic spectrum of a metal a Kohn anomaly is manifested
as discontinuity in the derivative of the dispersion relation
that occurs at certain points of the Brillouin zone BZ, pro-
duced by the abrupt change in the screening of lattice vibra-
tions by conduction electrons. In graphene, the electronic
gap vanishes only at the two equivalent K Brillouin-zone
points the so called Dirac points because of the linear dis-
persion corresponding to the massless Dirac fermions which
are connected by the vector K. Thus, Kohn anomalies can
occur for central, point phonons and q = K, Dirac point
phonons. Also, in metallic single-wall carbon nanotubes the
Fermi surface consists of only two points and Kohn anoma-
lies occur only for phonons with zero wave vector or with
the wave vector q connecting these two Fermi-surface points.
Due to their quasi-one-dimensionality the armchair carbon
nanotubes are expected to exhibit stronger Kohn anomaly
than graphene.
5,6
In this Brief Report we use full symmetry of graphene
7
and carbon nanotubes
8
in order to discuss electron-phonon
interaction and to point out the direct consequences of sym-
metry, completely independent on the model of dynamics
used. The symmetry-based results are further numerically
confirmed within full and tight-binding density-functional
calculations and force constants model.
Graphene, one-atom-thick allotrope of carbon with a hon-
eycomb structure made out of hexagons, is a two-
dimensional crystal with diperiodic symmetry
9
group DG80
= TD
6h
the symmetry generators are shown in Fig. 1. For
considerations restricted to the in-plane modes, horizontal
mirror symmetry can be ignored and normal subgroup C
6v
of
the full symmetry group D
6h
can be used
10
. Note that DG80
is not a subgroup of the nonsymmorphic space group
P6
3
/ mmc of graphite.
11
Graphene is a single orbit system,
generated by the subgroup DG3 = TC
2
, with the stabilizer
isomorphic to D
3h
. Despite this large stabilizer with twelve
elements, graphene is not invariant under any Euclidean su-
pergroup. However, its dynamical representation D
dyn
con-
tains only a small portion of quite a large set of inequivalent
irreducible representations of DG80. It is symmetry which
also predicts vanishing of the electron-phonon interaction for
many normal displacements.
Decomposition of the dynamical representation onto the
irreducible components
7
is
FIG. 1. Right panel: Brillouin zone and irreducible domain of
graphene. Notation of the high symmetry lines and points, as well
as of the interior domain, are introduced. Left panel: graphene sym-
metry generators: 2D translations, rotation for / 3, horizontal and
vertical mirror reflections.
PHYSICAL REVIEW B 81, 233410 2010
1098-0121/2010/8123/2334104 ©2010 The American Physical Society 233410-1