Copyright © 1997, Elsevier Science Ltd. All rights reserved. 0166 - 2236/97/$17.00 PII: S0166-2236(96)10075-8 TINS Vol. 20, No. 3, 1997 125
T
O CARRY OUT any cognitive or motor task, be it
memory formation or the execution of a move-
ment, action potentials must occur in specific sets of
neurons at the right time. To accomplish this, neurons
of the CNS continuously evaluate their inputs,
arriving in the form of ever-changing combinations
of synaptic potentials, to determine if and when an
action potential should be initiated. Fundamental to
an understanding of this process of synaptic inte-
gration is the knowledge of where within a neuron
these synaptic inputs sum to initiate a neuron’s main
output signal – the action potential.
Work in the 1950s suggested that action potential
initiation in neurons of the CNS occurs in the axon
initial segment (for review, see Ref. 1), the unmyeli-
nated region, which forms the beginning of the axon
(Fig. 1). As the axon usually originates from the soma
of these neurons, this site provides a natural focal
point for summation of synaptic inputs from different
locations in the dendritic tree. Over the years, how-
ever, many studies have suggested that action poten-
tials can also be initiated within dendrites
2–16
. This
idea has gained appeal in recent years following evi-
dence that the dendrites of many neurons in the CNS
are electrically active (for review, see Ref. 17). This
review summarizes recent findings pertaining to the
debate concerning the site of action potential initi-
ation in neurons of the mammalian CNS (Ref. 18),
and describes how, once initiated, action potentials
propagate within the dendritic tree.
Axonal or dendritic action potential initiation:
what is the difference?
Action potentials are regenerative electrical events,
usually mediated by voltage-activated Na
+
channels,
which are initiated following depolarization of the
membrane potential to a threshold level. During the
normal functioning of the CNS this threshold is
reached after temporal or spatial summation of synap-
tic inputs made largely on to a neuron’s dendritic tree.
The ability of a synaptic event to influence action
potential initiation (its efficacy) will therefore depend
on the location of the activated synapse in relation to
the site of action potential initiation, and on how this
synaptic event is shaped by the active and passive
properties of the dendritic tree. If action potential in-
itiation can occur only in the axon, and the dendritic
tree behaves passively, the efficacy of each synaptic
input will be related to its electrotonic distance from
the axon
19
.
Conversely, if action potentials can also be initiated
in the dendrites, then local interactions in the den-
dritic tree (both active and passive) will play a more
important role. While such a neuron could have
increased computational power, to utilize this would
require tight control over the precise timing of acti-
vation of synaptic inputs to particular parts of the
dendritic tree
20
. In addition, to transfer fully the infor-
mation contained within a dendritic action potential
to other neurons, dendritic action potentials would
need to propagate reliably from their site of initiation
to the axon – normally the sole output pathway for
action potentials in neurons. This would require
dendritic voltage-activated Na
+
(or Ca
2+
) channels at
densities sufficient to support both the initiation and
propagation of dendritic action potentials to the axon.
A consequence of such an arrangement would be that
once threshold for an action potential is reached
somewhere in the neuron no more integration in the
neuron would be possible, as this action potential
would propagate everywhere, resetting the membrane
potential over the entire dendritic tree. Furthermore,
the information contained in action potentials initiated
in distal parts of the dendritic tree would sometimes
G. Stuart et al. – Initiation and spread of action potentials R EVIEW
Action potential initiation and
backpropagation in neurons of the
mammalian CNS
Greg Stuart, Nelson Spruston, Bert Sakmann and Michael Häusser
Most neurons in the mammalian CNS encode and transmit information via action potentials.
Knowledge of where these electrical events are initiated and how they propagate within
neurons is therefore fundamental to an understanding of neuronal function.While work from the
1950s suggested that action potentials are initiated in the axon, many subsequent investigations
have suggested that action potentials can also be initiated in the dendrites. Recently,experiments
using simultaneous patch-pipette recordings from different locations on the same neuron have
been used to address this issue directly.These studies show that the site of action potential initiation
is in the axon,even when synaptic activation is powerful enough to elicit dendritic electrogenesis.
Furthermore, these and other studies also show that following initiation, action potentials actively
backpropagate into the dendrites of many neuronal types,providing a retrograde signal of neuronal
output to the dendritic tree.
Trends Neurosci. (1997) 20, 125–131
Greg Stuart is at
the Division of
Neuroscience, John
Curtin School of
Medical Research,
Australian
National
University,
Canberra, ACT
0200, Australia.
Nelson Spruston is
at the Dept of
Neurobiology and
Physiology,
Institute for
Neuroscience,
Northwestern
University,
Evanston,
IL 60208-3520,
USA.
Bert Sakmann
is at Abteilung
Zellphysiologie,
Max-Planck-
Institut für
medizinische
Forschung,
Jahnstr. 29,
69120 Heidelberg,
Germany.
Michael Häusser is
at the Laboratoire
de Neurobiologie,
Ecole Normale
Supérieure,
46 rue d’Ulm,
75005 Paris,
France.