ORIGINAL ARTICLE
Buccal administration of human colostrum: impact on the oral
microbiota of premature infants
K Sohn
1
, KM Kalanetra
2
, DA Mills
2
and MA Underwood
1
OBJECTIVE: To determine whether the administration of mother’s colostrum into the buccal pouch in the first days of life alters the
oral microbiota compared with control infants.
STUDY DESIGN: In this pilot study, 12 very low birth weight (VLBW) infants were randomly assigned to receive either colostrum
from their mothers directly into the buccal pouch every 2 h for 46 h or standard care. We analyzed the oral microbiota at initiation
and 48 and 96 h later using next-generation sequencing.
RESULT: The oral microbiota changed markedly over the 96 h period in all babies. Patterns of colonization differed between groups
with Planococcaceae, the dominant family at 48 and 96 h in the colostrum group, and Moraxellaceae and Staphylococcaceae, the
dominant families at 48 and 96 h, respectively, in the control group.
CONCLUSION: Buccal administration of mother’s colostrum to VLBW infants influenced the colonization of the oral cavity with
differences persisting 48 h after completion of the intervention.
Journal of Perinatology (2016) 36, 106–111; doi:10.1038/jp.2015.157; published online 10 December 2015
INTRODUCTION
Human colostrum contains cytokines, antimicrobial peptides and
proteins, hormones, cellular immune components and other
biological substances that have immunomodulatory effects upon
lymphoid tissues.
1–3
These benefits may be especially important
for very low birth weight (VLBW) infants, who are at greatly
increased risk for infection due to prematurity. Ingested colostrum
shapes the gut microbiota, decreases the risk of necrotizing
enterocolitis
4,5
and provides protective anti-inflammatory
molecules with the potential to blunt the often exuberant
inflammatory response of premature infants.
6
However, many
small premature infants are not fed for several days after birth.
Administration of small volumes of colostrum directly into the
buccal cavity of intubated premature infants has been shown to
be feasible and safe.
7,8
One study suggested that buccal colostrum
may be nutritionally beneficial leading to improved growth,
8
while
another demonstrated a decreased risk of clinical sepsis
(though this study was not powered to examine sepsis as an
outcome).
9
Additional theoretical benefits of buccal colostrum include
stimulation of the oropharyngeal-associated lymphatic tissues,
10
decreased risk of ventilator-associated pneumonia
11
and altera-
tion of the oral microbiota. Several neonatal intensive care units
have adopted this practice
12
although evidence for benefit is
limited. Oral swabbing with chlorhexidine has been shown to
decrease the risk of ventilator-associated pneumonia in adult
intensive care unit patients.
13
A recent retrospective cohort study
of mechanically ventilated VLBW infants found oral care with
mother’s own milk (colostrum, transitional milk and mature milk)
was feasible and safe, however there were no differences in health
outcomes (rate of positive tracheal aspirates, positive blood
cultures, the number of ventilator days and length of stay)
between the 68 infants receiving the intervention and the 70
infants that did not.
14
The largest retrospective cohort study
to date, comparing 89 premature infants who received
‘oropharyngeal’ colostrum and 280 premature infants who did
not, demonstrated no differences in the incidence of necrotizing
enterocolitis or nosocomial infection.
8
To date, there is no
evidence that oral care with colostrum alters the oral microbiota
or decreases the risk of ventilator-associated pneumonia in
premature infants. We sought to add to the literature by
conducting a pilot study of the impact of colostrum on the
composition of the oral microbiota in premature infants.
METHODS
Study design
We conducted a randomized controlled clinical trial from November 2013
to October 2014 in the neonatal intensive care unit of the University
of California Davis Children’s Hospital in Sacramento, California. The
University Institutional Review Board reviewed and approved the protocol.
The trial was registered at clinicaltrials.gov (NCT02306980). For this pilot
study, a sample size of 12 patients was chosen based on feasibility of
completion with recognition that such a study is only powered to
demonstrate large differences in the primary outcome but is useful for the
generation of preliminary data to more accurately justify a larger study. For
example, assuming alpha 0.05 a sample size of six in each group could
identify a change in the percentage of a single bacterial taxon from 95 to
8% with power 0.80.
Participants
Neonates were screened upon admission to the neonatal intensive care
unit to determine eligibility. Inclusion criteria included birth weight
o1500 g, age o7 days, intubation within 48 h of birth and availability of
maternal colostrum. Neonates with a lethal medical condition were
excluded. One of two investigators met with parents of eligible infants
in person to inform them of the purpose of the study, describe the
intervention and explain possible benefits and risks. Their questions were
answered and additional meetings were arranged as needed to answer
1
Division of Neonatology, Department of Pediatrics, University of California Davis, Sacramento, CA, USA and
2
Department of Food Science and Technology, University of
California Davis, Davis, CA, USA. Correspondence: Dr MA Underwood, Division of Neonatology, Department of Pediatrics, University of California Davis, 2516 Stockton Boulevard,
Sacramento, CA 95817, USA. E-mail: munderwood@ucdavis.edu
Received 22 July 2015; revised 12 September 2015; accepted 21 September 2015; published online 10 December 2015
Journal of Perinatology (2016) 36, 106 – 111
© 2016 Nature America, Inc. All rights reserved 0743-8346/16
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