Development of micro-ring resonator-based optical bandpass filter
using SU-8 polymer and optical lithography
Swagata Samanta
a, *
, Pradip K. Dey
a
, Pallab Banerji
b
, Pranabendu Ganguly
a
a
Advanced Technology Development Centre, Indian Institute of Technology, Kharagpur, West Bengal, 721302, India
b
Materials Science Centre, Indian Institute of Technology, Kharagpur, West Bengal, 721302, India
article info
Article history:
Received 5 December 2017
Received in revised form
4 January 2018
Accepted 16 January 2018
Keywords:
SU-8 waveguide
Micro-ring resonator
Chrome mask
Filter
Lithography
abstract
Laterally-coupled SU-8 ridge waveguide-based micro-ring resonator was designed, fabricated and
characterized for optical filtering applications. Fabrication was done by optical lithography using a
patterned chrome mask of SU-8 ridge waveguide and micro-ring resonator structures, which was
replicated onto a plasma enhanced chemical vapour deposited (PECVD) silicon-dioxide layer on a silicon
wafer. Optical characterization showed that the fabricated micro-ring resonator had a free spectral range
(FSR) of ~16nm for a ring radius of 15 mm in TE polarization. A simple semiconductor laser diode and a
monochromator were used for the characterization of the device. The measured through port and drop
port light output for different wavelengths indicate that the device can be used as an optical filter around
1565 nm centre wavelength, with a 3 dB bandwidth of 5.3 nm and an extinction ratio of ~10.5 dB.
© 2018 Elsevier B.V. All rights reserved.
1. Introduction
Optical waveguide device like micro-ring resonator (MRR) is
basically a ring waveguide acting as the resonant cavity with one or
two bus waveguides acting as input and output ports. The coupling
mechanism involved in this device is the evanescent coupling be-
tween ring and adjacent bus waveguide [1]. This may be vertically
coupled or laterally coupled; both configurations have certain pros
and cons. In case of laterally coupled resonator, both the ring and
bus waveguides lay on the same horizontal plane, thus requires
very accurate lithography and etching processes in order to obtain
submicron gap between bus and ring - thereby limiting the flexi-
bility in the device design. On the other hand, ring and bus wave-
guides in vertical configuration don't lie in the same plane. Ring is
placed on top or bottom of the bus waveguides, as a result, the ring
and bus may be of different material, and the thickness need not be
same and can be controlled accurately during deposition e all these
enhances the design freedom. However, this vertical configuration
is expensive due to the additional processing step of the ring in
contrast to lateral configuration which requires only a single layer.
Moreover, fabrication of vertically coupled ring resonators is com-
plex as wafer bonding and regrowth is required to manufacture
these devices; also alignment is an issue as there are two pro-
cessing steps [2,3].
In this work, SU-8 ridge waveguide-based air-cladded micro
ring resonator (lateral configuration) is considered which was
fabricated by photolithography using chrome mask. The choice of
SU-8 polymer was due to its optically transparency both in visible
and telecommunication region of 1300e1600 nm wavelength, thus
can be used for waveguiding purpose; also it is a low cost material
which is easily available [4,5]. In most of the previously reported
research articles [6e8], SU-8 waveguide based MRR were fabri-
cated by costly electron beam lithography, and characterized by
very narrow bandwidth tunable laser source (TLS) and photodiode
(PD) or optical spectrum analyzer (OSA). In Refs. [6,7], researchers
fabricated a free-standing flexible MRR to realize a notch filter. They
peeled-off the SU-8 structure from silicon surface to make a high-
contrast micro-ring. In addition, some researchers [8] used
commercially available UV-15 and OG-125 polymers as lower and
upper cladding layers to obtain single-mode waveguide structures.
P. Girault et al. [9] fabricated MRR by photolithography using
chromium mask, where class 100 clean room and dry etching
process were used. Their ring radius was ~120 mm, which resulted * Corresponding author.
E-mail address: swagata@atdc.iitkgp.ernet.in (S. Samanta).
Contents lists available at ScienceDirect
Optical Materials
journal homepage: www.elsevier.com/locate/optmat
https://doi.org/10.1016/j.optmat.2018.01.024
0925-3467/© 2018 Elsevier B.V. All rights reserved.
Optical Materials 77 (2018) 122e126