EVIDENCE OF A SUFFOCATION ALARM SYSTEM WITHIN THE
PERIAQUEDUCTAL GRAY MATTER OF THE RAT
F. G. SCHIMITEL,
a
G. M. DE ALMEIDA,
a
D. N. PITOL,
a
R. S. ARMINI,
a
S. TUFIK
b
AND L. C. SCHENBERG
a
*
a
Department of Physiological Sciences, Federal University of Espírito
Santo, Vitória, ES, Brazil
b
Department of Psychobiology, Federal University of São Paulo, São
Paulo, SP, Brazil
Abstract—Dyspnea, hunger for air, and urge to flee are the
cardinal symptoms of panic attacks. Patients also show
baseline respiratory abnormalities and a higher rate of co-
morbid and antecedent respiratory diseases. Panic attacks
are also precipitated by infusion of sodium lactate and inha-
lation of 5% CO
2
in predisposed patients but not in healthy
volunteers or patients without panic disorder. Accordingly,
Klein [Klein (1993) Arch Gen Psychiatry 50:306 –317] sug-
gested that clinical panic is the misfiring of an as-yet-uniden-
tified suffocation alarm system. In rats, selective anoxia of
chemoreceptor cells by potassium cyanide (KCN) and elec-
trical and chemical stimulations of periaqueductal gray mat-
ter (PAG) produce defensive behaviors, which resemble
panic attacks. Thus, here we examined the effects of single or
combined administrations of CO
2
(8% and 13%) and KCN
(10 – 80 g, i.v.) on spontaneous and PAG-evoked behaviors
of rats either intact or bearing electrolytic lesions of PAG.
Exposure to CO
2
alone reduced grooming while increased
exophthalmus, suggesting an arousal response to non-visual
cues of environment. Unexpectedly, however, CO
2
attenu-
ated PAG-evoked immobility, trotting, and galloping while
facilitated defecation and micturition. Conversely, KCN pro-
duced all defensive behaviors of the rat and facilitated PAG-
evoked trotting, galloping, and defecation. There were also
facilitatory trends in PAG-evoked exophthalmus, immobility,
and jumping. Moreover, whereas the KCN-evoked defensive
behaviors were attenuated or even suppressed by discrete
lesions of PAG, they were markedly facilitated by CO
2
.
Authors suggest that the PAG harbors an anoxia-sensitive
suffocation alarm system which activation precipitates
panic attacks and potentiates the subject responses to
hypercapnia. © 2011 IBRO. Published by Elsevier Ltd. All
rights reserved.
Key words: periaqueductal gray, defensive behaviors, panic
disorder, hypoxia, hypercapnia, cyanide.
Klein (1993) suggested that clinical panic is bound to the
fear of suffocation produced by the misfiring of an as-yet-
unidentified suffocation alarm system. This would result in
a sudden dyspnea followed by a brief hyperventilation,
panic, and the urge to flee. Klein (1993) argued that the
false suffocation alarm hypothesis is a consistent explana-
tion of the hypersensitivity of panic patients to sodium
lactate and CO
2
, of panic attacks during relaxation and
sleep, of the increased frequency of panic attacks in the
late luteal phase dysphoric disorder and, conversely, its
reduction in pregnancy, delivery, and lactation. Indeed,
CO
2
- and lactate-induced panic attacks remain the best
models of clinical panic insofar that they are not precipi-
tated in healthy subjects (Pitts and McClure, 1967; Klein,
1993) or patients with obsessive-compulsive disorder
(Griez and Schruers, 1998), social phobia (Liebowitz et al.,
1985b) and, less certainly, generalized anxiety disorder
(Lapierre et al., 1984). Moreover, whereas CO
2
- and lac-
tate-induced panics are blocked by chronic treatment with
tricyclic antidepressants (Rifkin et al., 1981; Liebowitz et
al., 1985a; Woods et al., 1990; Yeragani et al., 1988;
Gorman et al., 1997), -carboline and yohimbine precipi-
tate panic attacks in healthy subjects that are blocked by
low doses of diazepam but not tricyclics (Dorow et al.,
1983; Klein, 1993). Recently, Preter and Klein (2008) ex-
panded the suffocation false alarm hypothesis suggesting
that the high comorbidity of panic disorder with childhood
separation anxiety is related to a dysfunction of an endog-
enous opioidergic system common to both conditions. In-
deed, Preter and collaborators (2011) showed that nalox-
one-treated healthy volunteers present panic-like respira-
tory responses to intravenous infusions of sodium lactate.
The presumptive link of suffocation alarm system and
childhood separation anxiety was further supported by
recent studies showing that rats subjected to neonatal
mother separation present a sex-dependent facilitation of
respiratory responses to both hypoxia (males) and hyper-
capnia (females) in adult life (Genest et al., 2004, 2007a,b;
Dumont et al., 2011).
On the other hand, electrical and chemical stimulations
of periaqueductal gray matter (PAG) produce defensive
behaviors in animals (Bittencourt et al., 2004; Schenberg
et al., 2005) and emotional feelings and symptoms in
humans (Nashold et al., 1969; Young, 1989), which resem-
ble panic attacks (Deakin and Graeff, 1991; Jenck et al.,
1995; Schenberg et al., 2001). Interestingly, PAG stimula-
tions in humans were also reported to produce smothering
*Corresponding author. Tel: +55(27)3335-7332; fax: +55(27)3335-7330.
E-mail address: schenber@npd.ufes.br (L. C. Schenberg).
Abbreviations: Bar, Barrington’s nucleus; CeA, central amygdala;
CUN, cuneiform nucleus; DEF, defecation; DLPAG, dorsolateral peri-
aqueductal gray; DMH, dorsomedial hypothalamus; DMPAG, dorso-
medial periaqueductal gray; DPAG, dorsal periaqueductal gray; DR,
dorsal raphe nucleus; ED
50
, median effective dose; EXO, exophthal-
mus; GLP, galloping; I
50
, median effective intensity; IMO, immobility;
JMP, jumping; KCN, potassium cyanide; LC, locus coeruleus; LPAG,
lateral periaqueductal gray; MIC, micturition; MPAG, medial periaque-
ductal gray matter; NTS, nucleus of the solitary tract; PAG, periaque-
ductal gray matter; PBA, parabrachial area; PET, positron emission
tomography; PH, posterior hypothalamus; PMC, pontine micturition
center (or M-region); PMD, premammillary dorsal nucleus; PPT, pe-
dunculopontine tegmental nucleus; RA, nucleus retroambiguus; TRT,
trotting; VLPAG, ventrolateral periaqueductal gray;
2
, chi-square.
Neuroscience 200 (2012) 59–73
0306-4522/12 $36.00 © 2011 IBRO. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.neuroscience.2011.10.032
59