A new numerical approach to the hyperstatic reaction method for
segmental tunnel linings
Ngoc Anh Do
1,4
, Daniel Dias
2,
*
,†
, Pierpaolo Oreste
3
and Irini Djeran-Maigre
1
1
University of Lyon, INSA of Lyon, Laboratory LGCIE, Villeurbanne, France
2
Grenoble Alpes University, Laboratory LTHE, Grenoble, France
3
Politecnico di Torino, Department of Environmental, Land and Infrastructural Engineering, Torino, Italy
4
Hanoi University of Mining and Geology, Faculty of Civil Engineering, Department of Underground and Mining
Construction, Hanoi, Vietnam
SUMMARY
This paper proposes a numerical approach to the hyperstatic reaction method (HRM) for the analysis of
segmental tunnel linings. The influence of segmental joints has been considered directly using a fixity ratio
that is determined on the basis of the rotational stiffness. The parameters necessary for the calculation are
presented. A specific implementation has been developed using a FEM framework. This code is able to
consider the three-dimensional (3D) effect of segment joints in successive rings on the tunnel lining
behaviour. The present HRM allows one to take an arbitrary distribution of segment joints along the tunnel
boundary into consideration. In addition, the rotational stiffness of segment joints has been simulated using
nonlinear behaviour, as it is closer to the true behaviour of a joint than linear or bilinear behaviour.
The numerical results of three hypotheses on ring interaction, which allow the 3D effect of a segmental
tunnel lining to be taken into account, have been compared with data obtained from the shield-driven tunnel
of the Bologna–Florence high-speed railway line project. The numerical results presented in the paper show
that the proposed HRM can be used to effectively estimate the behaviour of a segmental tunnel lining.
Copyright © 2014 John Wiley & Sons, Ltd.
Received 1 April 2013; Revised 18 February 2014; Accepted 19 February 2014
KEY WORDS: segmental tunnel lining; numerical method; hyperstatic reaction method; 3D effect; lining
response
1. INTRODUCTION
The shield-driven tunnelling method is frequently adopted for the construction of urban underground
tunnels in soft ground, because of its flexibility, cost effectiveness and its small impact on the ground
surface. A segmental concrete lining, which generally comprises a sequence of rings placed side by side,
is commonly used in most shield-driven tunnels [1]. These rings are divided into parts, which are called
segments (see Figure 1). Segments are assembled to form a circle, multi-circle or other shapes. A single
circular tunnel is the most useful shape as it generally fulfils the requirements of a construction process.
One of the most important factors in the design of a segmental tunnel lining is the effects of the
segmental joints on its overall behaviour. As reviewed in the work of the same authors [2], these
effects have usually been considered through direct and indirect methods. In indirect methods, the
segmental tunnel lining is taken into consideration using a continuous lining ring embedded in a
continuous soil mass [2–7]. The effect of segmental joints is usually taken into account through the
reduction factor, η, of the flexural rigidity of the lining. In direct methods, segmental joints are
*Correspondence to: Dias Daniel, Grenoble Alpes University, Laboratory LTHE, Grenoble, France.
†
E-mail: daniel.dias@ujf-grenoble.fr
Copyright © 2014 John Wiley & Sons, Ltd.
INTERNATIONAL JOURNAL FOR NUMERICAL AND ANALYTICAL METHODS IN GEOMECHANICS
Int. J. Numer. Anal. Meth. Geomech. 2014; 38:1617–1632
Published online 2 April 2014 in Wiley Online Library (wileyonlinelibrary.com). DOI: 10.1002/nag.2277