Vol.:(0123456789) 1 3
Socio-Ecological Practice Research (2019) 1:125–138
https://doi.org/10.1007/s42532-019-00017-3
RESEARCH ARTICLE
California’s success in the socio‑ecological practice of a forest carbon
ofset credit option to mitigate greenhouse gas emissions
Chaeri Kim
1
· Thomas Daniels
1
Received: 7 January 2019 / Accepted: 28 May 2019 / Published online: 11 June 2019
© Springer Nature Singapore Pte Ltd. 2019
Abstract
The mitigation of climate change through the reduction in greenhouse gas emissions has become a central goal of interna-
tional policy. An estimated 27 cap-and-trade programs to reduce carbon emissions exist worldwide. But only a small number
of them use a forest carbon ofset credit option. In 2012, California created a forest carbon ofset credit option as part of
its greenhouse gas cap-and-trade program. The ofset credits have come primarily from US forests that meet requirements
for additional, verifable increases in carbon storage through improved forest management. California, with the help of its
cap-and-trade program and modest carbon ofset option, has met its initial goal for lower carbon emissions. This case study
reveals a gap in socio-ecological practice research on a forest carbon ofset credit option by identifying seven measures of
success. These seven measures show how a forest carbon ofset credit option can enhance a cap-and-trade program to reduce
greenhouse gas emissions. Countries and regions that are using or contemplating the use of a forest carbon ofset credit option
can employ these seven measures to design, evaluate, or upgrade their forest carbon ofset programs.
Keywords California · Cap-and-trade · Carbon · Forest carbon ofset credits · Greenhouse gas emission · Ofsets ·
Mitigation · Socio-ecological practice research
1 California’s cap‑and‑trade program
and forest carbon ofset credits
Scientists have formulated the theory of climate change to
explain that increasing concentrations of greenhouse gases
are producing warmer global temperatures, and to predict
catastrophic results to life on earth if the concentration of
greenhouse gases reaches a level of 500 parts per million
of carbon dioxide (CO
2
), the main greenhouse gas (Jones
2017). By 2017, CO
2
concentrations topped 410 parts per
million for the frst time in millions of years (Kahn 2017, p.
1). The Paris Agreement of 2015 underscored the urgency
of mitigating greenhouse gas (GHG) emissions to limit the
increase in global temperatures to less than 1.5 degrees
Celsius over pre-industrial levels (The White House 2015;
UNFCCC 2015, p. 4). The Intergovernmental Panel on Cli-
mate Change has sounded the alarm that “Global warming is
likely to reach 1.5 °C between 2030 and 2052 if it continues
to increase at the current rate” (IPCC 2018, p. 10).
So far, two general approaches have been advocated to
incentivize GHG mitigation: a cap-and-trade program and
a carbon tax. Although a carbon tax has won the support of
most economists, such a tax has proved politically unpopu-
lar, especially in the USA (Gleckman 2018). A cap-and-
trade program to reduce GHG emissions was frst adopted by
the European Union in 2005 (European Commission 2019).
As of 2019, 27 GHG cap-and-trade emissions trading pro-
grams have been put in place (ICAP 2019, p. 4).
1.1 The cap‑and‑trade program in California
Under a cap-and-trade program, an emitter is given or must
purchase an amount of annual emissions allowances known
as the cap. The emitter can reduce its emissions below the
cap and sell the remaining allowances, or if the emitter
has exceeded the emissions cap, the emitter must purchase
allowances from other emitters who have created allowances
by reducing emissions below their caps or else face a fne.
To be efective, the annual emissions caps must decline
over time to compel emitters to reduce overall emissions.
* Thomas Daniels
thomasld@design.upenn.edu
1
Department of City and Regional Planning, School
of Design, University of Pennsylvania, 127 Meyerson Hall,
210 South 34th Street, Philadelphia, PA 19104-6311, USA