Hydro-chemo-mechanical modelling of tunnels in sulfated rocks
A. RAMON
Ã
, E. E. ALONSO
Ã
and S. OLIVELLA
Ã
A modelling procedure to address the tunnel–anhydritic rock interaction is described in this paper. The
model incorporates the basic physico-chemical phenomena involved in rock swelling, often observed
during excavation and subsequent operation of tunnels. It includes (a) a provision for rock damage
during tunnel excavation, (b) the precipitation of gypsum crystals in discontinuities and (c) a stress-
dependent relationship between swelling strains and mass of gypsum precipitation. The model includes
hydro-mechanical coupling and the transport of sulfate salts dissolved in the massif water. Rock
damage is described by the development of a network of fractures that increases permeability and
allows gypsum crystal growth. Field information, laboratory data and monitoring records available for
Lilla tunnel, located in the province of Tarragona, Spain and excavated in Tertiary anhydritic claystone,
were selected as a convenient benchmark case to test model capabilities. Predictions and measurements
(swelling records of the unlined tunnel floor and swelling pressures against a structural invert) were
found to agree reasonably well.
KEYWORDS: finite-element modelling; monitoring; soft rocks; tunnels & tunnelling
INTRODUCTION AND BACKGROUND
Geological formations rich in anhydrite, when crossed by
tunnels, may experience severe heave displacements, which
usually manifest at floor level. Later, when lining is in place,
recorded swelling pressures on load cells are often high or
very high (one to several MPa). Case histories have been
reported for many decades (Grob, 1972, 1976; Henke, 1976;
Einstein, 1979, 1996; Wittke & Pierau, 1979; Kovári et al.,
1988; Wittke, 1990, 2006; Steiner, 1993; Madsen et al., 1995;
Amstad & Kovári, 2001; Kovári & Descoeudres, 2001;
Wittke-Gattermann & Wittke, 2004; Anagnostou, 2007;
Alonso et al., 2013).
Anhydrite formations belonging to the Triassic Keuper
period are frequent in central Europe. The rock massif
excavated in Lilla tunnel located in the province of
Tarragona, Spain, which will be analysed in this paper, is
a recent Tertiary deposit that exhibits a number of features
(a clay matrix, variable proportions of anhydrite and gypsum
and a history of tectonic deformations) found in Keuper
rocks.
Early attempts to introduce ground swelling into tunnel
design relied on the determination of a ‘swelling law’.
A classic example is the Huder–Amberg procedure to
determine, under oedometric conditions, a relationship
between confining stress and swelling deformation (Huder
& Amberg, 1970; Grob, 1972; Einstein et al., 1972; Kovári
et al., 1988). Madsen (1999) and ISRM (1989) describe
similar procedures to determine the swelling law. Kovári et al.
(1988) derived a simple and clever procedure to find a tunnel
characteristic curve in the case of swelling ground, which
incorporates a swelling law. This contribution opens up the
possibility of designing tunnel linings by requiring compat-
ibility between lining deformations and the ‘swelling charac-
teristic curve’.
Historically, the next step was to introduce the swelling
law as an imposed ‘external deformation’ into numerical
analyses, typically using finite elements; contributions in this
regard are provided by Wittke & Rißler (1976), Gysel (1977,
1987), Fröhlich (1986) and Anagnostou (1992, 1995). Some
researches describe coupled flow–deformation procedures
(Anagnostou, 1993; Wittke-Gattermann, 1998; Heidkamp &
Katz, 2002, 2004; Wittke, 2003; Wahlen & Wittke, 2009;
Schädlich et al., 2013). Swelling laws may include time, refer
to anisotropic conditions and reproduce stress paths expected
by tunnel excavations (Barla, 2008). Kramer & Moore (2005)
describe swelling rock behaviour by means of viscoelastic
models.
The calculation procedures developed for swelling non-
sulfated clay rocks experience significant difficulties in
anhydrite-related swelling. In sulfated rocks, swelling strains
are mainly a consequence of gypsum crystal precipitation in
aqueous solutions (Ramon & Alonso, 2013; Alonso et al.,
2013). This chemical reaction is described by kinetic
equations, which require information on the exposed anhy-
drite and gypsum surfaces to water, the mass rates of
anhydrite dissolution and gypsum precipitation, the current
sulfate and ionic concentration of the massif water and the
saturation concentration of gypsum and anhydrite. The
exposed surfaces of sulfate minerals in a real environment
depend on the structural arrangement of the rock constitu-
ents and also on fissuring, which is, in part, a response to
tunnelling-induced stress changes. These interactions are
representative at the scale of field problems and can hardly
be reproduced by a ‘point’ estimation, which is the
concept behind the formulation of constitutive models.
From a laboratory perspective, the ‘point’ is reproduced by
a small sample and its representativeness is therefore very
limited.
Mass rates of dissolution/precipitation require information
that is sometimes derived from tests involving the direct
interaction of crystals and water – a circumstance far from
the physics of clayey sulfated rocks. Saturation concen-
trations depend on the pressure acting on crystals, tempera-
ture and on the remaining salts dissolved in pore water.
Reproducing all these cross-effects in small ‘representative’
samples therefore appears to be a daunting task. The
‘swelling laws’ proposed for expansive clay rocks are not
Ã
Division of Geotechnical Engineering and Geosciences,
Department of Civil and Environmental Engineering, Universitat
Politecnica de Catalunya, Barcelona, Spain.
Manuscript received 27 February 2017; revised manuscript accepted
10 July 2017. Published online ahead of print 22 August 2017.
Discussion on this paper closes on 1 April 2018, for further details
see p. ii.
Ramon, A. et al. (2017). Géotechnique 67, No. 11, 968–982 [http://dx.doi.org/10.1680/jgeot.SiP17.P.252]
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