One-Step Synthesis of Antibacterial Coatings by Plasma
Electrolytic Oxidation of Aluminum
Janaina S. Santos,* Andressa Rodrigues, Anna P. Simon, Carlise H. Ferreira,
Vidiany A. Q. Santos, Mariana S. Sikora, Nilson C. Cruz, Giovanni P. Mambrini,
and Francisco Trivinho-Strixino
Aluminum oxide films containing small quantities of silver are produced by
plasma electrolytic oxidation of aluminum (97%) in different electrolytes
aiming the synthesis of bactericidal coatings over aluminum for food
packaging applications. Sodium citrate, citric acid, and sodium silicate,
containing Ag nanoparticles (Ag-NPs) or Ag
þ
ions (AgNO
3
) are tested as
electrolyte. The galvanostatic anodization curves are used as diagnostic to
evaluate the production of Ag-alumina coatings in a one-step procedure.
Citric acid and silicate media provide more stability and reproducibility in
coatings production; however, only coatings produced in silicate solution
exhibit antimicrobial effect against Bacillus subtilis bacteria. The oxide films
are characterized by scanning electron microscopy (SEM) and energy
dispersive X-ray spectroscopy (EDS). An irregular porous structure and a
silver content of 0.1–1.9 wt.% in the oxide coatings are observed.
Plasma electrolytic oxidation (PEO) is an anodization performed
under high electric field (10
6
10
8
Vcm
1
) used to produce oxide
coatings on metals improving their mechanical resistance and
corrosion protection.
[1,2]
This short-time synthesis method can
be performed in temperatures close to the room temperature
and it allows to obtain ceramic coatings strongly adhered to the
surface of metallic objects with different geometric shapes.
[2]
In this study, aluminum oxide (Al
2
O
3
, alumina) coatings
containing silver were produced in one step using PEO
technique and a low-cost aluminum (97%) as substrate. The
alumina layer was formed in the anode due to aluminum
oxidation and the silver species from the electrolyte solution
were incorporated into the alumina coatings during the process.
Silver presents antimicrobial properties
and low level of toxicity for humans,
[3]
being
useful for implants, surgical materials, and
food packaging materials. Silver/alumina
composites for bactericidal applications are
usually obtained by deposition of Ag film or
Ag nanoparticles (Ag-NPs) over alumina
substrates. The alumina is commonly
synthetized via chemical routes,
[4]
magne-
tron sputtering,
[5]
or conventional anodiza-
tion,
[6]
whereas the silver can be deposited in
a second step by magnetron sputtering,
[5,7]
chemical reduction,
[7,8]
and impregnation
methods.
[9–11]
In addition, the antimicrobial
tests are generally performed against
pathological agents, as Escherichia coli.
[5–10]
However, in food packaging materials, it is
interesting to carry out inhibition tests using
spoilaging microorganisms and thermore-
sistant spore producers,
[12–15]
as Bacillus subtilis.
[12,15]
These
organisms present high resistance and can persist in food
packaging materials, decreasing the food shelf-life and safety for
humans.
[12,14]
Different from these conventional methods, PEO process
requires a significantly reduced synthesis time, since all
procedures for fabrication of the material can be performed in
one step.
[16]
Under PEO conditions, the system reaches
potential values above dielectric breakdown of the oxide
and the incorporation of electrolyte species into the oxide film
can increase due to localized destruction/rebuilding
processes of oxide caused by electrical discharges, Joule
heating effect, and oxygen evolution.
[17–20]
These processes
affect the morphology, composition, and structure of the
anodic oxide, although they can be controlled by anodization
regime, electrolyte composition, anodization time, and
temperature.
[18,21]
Herein it is described an exploratory analysis of anodizing
conditions for synthesis of Al
2
O
3
films containing silver over
aluminum substrates. The oxide growth was monitored by
anodization curves. The effect of electrolyte composition on
morphological properties and silver content of alumina coatings
was evaluated in sodium citrate, citric acid, and sodium silicate
containing Ag-NPs or Ag
þ
as additives. Antimicrobial tests were
performed using B. subtilis bacteria, as model of sporulated
bacterium,
[12]
which is used in the food industry as package
cleaning indicator.
[15,22]
Dr. J. S. Santos, A. Rodrigues, Prof. Dr. G. P. Mambrini,
Prof. Dr. F. Trivinho-Strixino
Department of Physics, Chemistry and Mathematics
Federal University of S~ ao Carlos (UFSCar)
Via Jo~ ao Leme dos Santos Km 110, 18052-780 Sorocaba, Brazil
E-mail: jsstos@ufscar.br
A. P. Simon, C. H. Ferreira, Dr. V. A. Q. Santos, Prof. Dr. M. S. Sikora
Department of Chemistry
Federal University of Technology Paraná (UTFPR)
Via do Conhecimento Km 1, 85503-390 Pato Branco, Brazil
Prof. Dr. N. C. Cruz
Laboratory of Technological Plasmas
Sao Paulo State University (UNESP)
Av. Tr^ es de MarS co, 511, 18087-180 Sorocaba, Brazil
DOI: 10.1002/adem.201900119
www.aem-journal.com
COMMUNICATION
Adv. Eng. Mater. 2019, 1900119 © 2019 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim 1900119 (1 of 6)