Int. J. Innovation and Learning, Vol. 14, Nos. 3/4, 2013 405
Copyright © 2013 Inderscience Enterprises Ltd.
The creation of new technology-based firms at the
Spanish public research institutions: an analysis of
their financial statements
David Rodeiro*, Sara Fernández,
Milagros Vivel and Maria Jesús Rodríguez
Faculty of Economics and Business,
University of Santiago de Compostela,
15.782-Santiago de Compostela, Spain
E-mail: david.rodeiro@usc.es
E-mail: sara.fernandez.lopez@usc.es
E-mail: mila.vivel@usc.es
E-mail: mariajesus.rodriguez.gulias@usc.es
*Corresponding author
Abstract: Recently, several studies have suggested that spin-off firms are not
the most useful of the available pathways for transferring scientific knowledge
from public research institutions to industry, even in the countries where the
spin-off phenomenon is more extended. This paper carries out a descriptive
analysis of the financial statements of 72 new technology-based firms created
by the Spanish universities and the Spanish National Research Council between
the years 1998 and 2006. We find that, although public research-based
spin-offs show positive asset and employment growth rates, they tend to remain
relatively small and fail to generate positive returns to their investors. Several
directions for redesigning spin-off policy follow from this analysis.
Keywords: spin-offs; new technology-based firms; NTBFs; Spanish University
System; Spanish National Research Council; CSIC; size; balance sheet; income
statement; return on assets; return on equity; job creation; policy.
Reference to this paper should be made as follows: Rodeiro, D., Fernández, S.,
Vivel, M. and Rodríguez, M.J. (2013) ‘The creation of new technology-based
firms at the Spanish public research institutions: an analysis of their financial
statements’, Int. J. Innovation and Learning, Vol. 14, Nos. 3/4, pp.405–421.
Biographical notes: David Rodeiro joined University of Santiago de
Compostela, Spain as an Associate Professor in 2009, after seven years of
working as a Lecturer and Researcher. He has his PhD from the University of
Santiago in 2008. His research interests are academic entrepreneurship and
venture capital. He is an author and co-author of several books on
entrepreneurship. He has around 20 internationally refereed papers. Recently,
he has published in the journals Czech Journal of Economics and Finance,
Advances in Management & Applied Economics, Revista de Economía
Mundial, Journal of Enterprising Culture or Academia Revista
Latinoamericana de Administración, most of them included in JCR.
Sara Fernández joined University of Santiago de Compostela, Spain as an
Associate Professor in 2006, after 11 years of working as a Lecturer and
Researcher. She has her PhD from the University of Santiago in 2001. Her
research interests are in two main areas: international finance and academic