IEEE PHOTONICS TECHNOLOGY LETTERS, VOL. 30, NO. 2, JANUARY 15, 2018 189
Transmission Filters Utilizing Cavity Resonances in
Bandgap-Engineered Monomaterials
Rajorshi Bandyopadhyay and Rajib Chakraborty
Abstract—A monomaterial-based resonator structure is
proposed here, which can replace the multilayer-based narrow-
band transmission filter. This new concept of introducing the
effect of multilayered structures of different materials into a
single material is based on etching out repeatable structures of
two different dimensions on the same material. As the etched-out
repeatable structures are of different dimensions, it is possible
to obtain periodic layers of two different-effective refractive
indices. This type of monomaterial-based optical filters avoids the
challenges generally faced while fabricating multilayer structures
of different heterogeneous materials having different refractive
indices. The dependence of the filter action on the number
of bilayers of two different-effective refractive-index materials
formed by etching and on the cavity region thicknesses is
studied. Although the study is done mainly on lithium niobate
on insulator, but it is seen that similar effects occur for materials
of varying refractive indices.
Index Terms—Band-pass filters, C band, optical resonator,
periodic structure, WDM network.
I. I NTRODUCTION
O
PTICAL filters are a vital component in wavelength-
division multiplexing (WDM) transmission systems used
in optical communications. A lot of work has already been
done to design and develop various optical filters that can oper-
ate in the infrared (IR) and terahertz (THz) regions [1]–[5].
Narrowband filters have been fabricated by creating a cavity
inside a one-dimensional photonic-bandgap (PBG) structure,
which is actually a periodic layer of thin films of two dissimilar
reflective materials. The choice of materials used depends
upon the desired wavelength and can be dielectrics, metals,
semiconductors, organic materials [5]–[8]. PBG structures fol-
low the Fabry-Perot resonator principle, where the mirrors sur-
rounding the cavity are formed by periodic spatial distributions
of high- and low-index materials of a suitable refractive-index
contrast. These structures utilize the effect of interferences
of light to transmit light over a desirable wavelength range.
The defect mode within the PBG causes the localization of
photons with a corresponding resonant transmittance peak [9].
The chosen materials for these conventional multilayer thin-
film interference filters must exhibit good transparency and
Manuscript received June 1, 2017; revised November 29, 2017; accepted
November 30, 2017. Date of publication December 7, 2017; date of current
version January 3, 2018. The work of R. Bandyopadhyay was supported
by TEQIP Phase II, University of Calcutta. (Corresponding author:
Rajib Chakraborty.)
The authors are with the Department of Applied Optics and Photonics,
University of Calcutta, Kolkata 700098, India (e-mail: rajorshi.aop@
gmail.com; rcaop@caluniv.ac.in).
Color versions of one or more of the figures in this letter are available
online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/LPT.2017.2780825
physical robustness in this frequency region. Moreover, the
materials used for developing thin-film interference optical
filters usually have different thermal expansion coefficients and
are fragile to thermal cycles. As a result, multilayer thin-film
filters generally suffer from a large stress [4]. Maintaining
a proper thickness with subwavelength dimensions is still a
challenge. However, these problems can be avoided if the
filter can be designed using a single material. In that case,
the periodic variation of refractive index and the creation of
defects are possible by complete etching of periodic repeatable
structures of two different dimensions from a single material.
The effective refractive index of each of the periodic layers
will be different and so periodic variations of effective refrac-
tive index can be achieved. This concept is used here to design
narrowband filters on a single material.
In this work, we have proposed a filter based on a single
material (Lithium Niobate on Insulator, LNOI) with periodic
structures of two different dimensions etched in it, which can
work as a multilayer thin-film resonant filter. Monomaterial-
based multilayer optical filters based on similar etched struc-
tures have previously been reported [4], [10]. While in [4] the
fabrication involved costly equipment and yielded transmis-
sion of 65 ∼ 70%, the structure in [10] involved a simpler
fabrication process but the device consisted of three parts and
there was no definite relation between the etched structure
dimensions among the different parts. In the monomaterial-
based optical filter proposed here, the periodic etched struc-
tures are considered to be placed in a regular manner, which
resembles the characteristics of a conventional PBG structure
formed by two different materials. Moreover, these filters can
give almost 100% transmission. Similar to multilayer thin-film
filters, the quality (Q) value of the proposed monomaterial
filter can be improved by increasing the number of bilayers.
It is possible to achieve tunability of the proposed filter by
changing the etched structure dimensions or by utilizing the
electro-optic property of Lithium Niobate.
II. NUMERICAL ANALYSIS
The finite-difference time-domain (FDTD) method is used
here to study the electromagnetic field propagation through
the proposed PBG structure. Normal incidence of light is
considered for the simulation. As normal incidence of light
yields the same result for both transverse electric (TE) and
transverse magnetic (TM) modes in dielectrics, the proposed
structure is simulated using TE modes of light only. For a
linear, isotropic, nondispersive material placed in a source-
free region, wave-evolution equations for field values (in both
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