Sustainability 2022, 14, 9225. https://doi.org/10.3390/su14159225 www.mdpi.com/journal/sustainability
Article
Proposal of Risk Identification Methodology Using the Prompt
List on the Example of an Air Carrier
Monika Blišťanová, Michaela Tirpáková * and Jozef Galanda
Department of Air Traffic Management, Faculty of Aeronautics, Technical University of Košice,
040 01 Košice, Slovakia; monika.blistanova@tuke.sk (M.B.); jozef.galanda@tuke.sk (J.G.)
* Correspondence: michaela.tirpakova@tuke.sk
Abstract: Risk management and safety are often-mentioned topics that dominate, especially in this
period. The Safety Management System (SMS) is based on risk management, the implementation of
which is required in air transport as well as in other modes of transportation. The fact is that the
safety of passengers and staff is a priority for every airline, and such individuals are exposed to
some common groups of risks. Risk identification is vital in successful risk management as only
identified risks can be managed. Based on a study of published frameworks and standards, a risk
identification methodology was designed using a prompt list of a logically arranged list of risks
concerning typical aviation activities and the specific environment in which the methodology oper-
ates. The prompt list was compiled based on a context analysis, which focused on internal and ex-
ternal contexts and on which the structure of the prompt list was based so that risks could be moved
from the list to a risk register for further processing based on various criteria. The list contains risks
from several areas (economic, ecologic, social, individual, business, marketing, etc.). The design of
the prompt list itself also includes a proposal for a methodology for its compilation, use, and updat-
ing.
Keywords: risk management; prompt list; air carrier; Safety Management System
1. Introduction
Safety and security are top priorities in many areas, particularly transportation and
aviation. Each mode of transport has legislation, rules, and recommendations for safety
and security, which must be followed to the greatest possible extent. Since the first aircraft
was designed, aviation safety and security have been everlasting topics, and risk assess-
ment is the fundamental method for aviation safety evaluation. Still, it is usually challeng-
ing to estimate aviation risks because they are often combined and hard to measure [1].
Air transport is considered a complex system with interlinked systems involving the hu-
man operation and connections both of procedural and technical systems. Unlike other
transport modes, aircraft accidents involve added complexities because flying takes place
over long distances and is global, often involving crossing into/over various countries and
continents [2]. Commonly, the priority of research [3–5] on aviation safety and security
has been investigating accidents, analyzing their causes, and suggesting corrective ac-
tions. The complete elimination of accidents and serious incidents in aviation is a desira-
ble goal, though unachievable. In recent years, risk-free systems have developed toward
a perspective centered on safety management and risk management, communicated ac-
cording to different levels (global, state, company, etc.). Aviation organizations are re-
sponsible for maintaining an acceptable level of aviation safety and security due to the
variety of business organizations covering the entire aviation industry [6].
Citation: Blišťanová, M.;
Tirpáková, M.; Galanda, J. Proposal
of Risk Identification Methodology
Using the Prompt List on the
Example of an Air Carrier.
Sustainability 2022, 14, 9225. https://
doi.org/10.3390/su14159225
Academic Editor: Lynnette Dray
Received: 29 June 2022
Accepted: 25 July 2022
Published: 27 July 2022
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