Evidence-based policies, nudge theory
and Nancy Cartwright: a search for
causal principles
ALEJANDRO HORTAL*
Department of Languages, Literatures, and Cultures, University of North Carolina Greensboro, NC, USA
Abstract: Nancy Cartwright argues that evidence-based policies should not
only rely on randomized controlled trials (RCTs) to test their effectiveness –
they should also use horizontal and vertical searches to find support factors
and causal principles that help define how those policies work. This paper
aims at analyzing Cartwright’s epistemology regarding evidence-based
policies and their use of RCTs while applying her findings to current research
involving nudges as behavioral public policy interventions. Holding a
narrowly instrumental view of rationality, nudge theory tends to neglect
other expressive components. Policymakers, in their quest for causal
principles, should consider the expressive rationality of individuals in their
research. This inclusion would not only increase the effectiveness of nudges,
but also address some ethical issues related to people’s autonomy when
targeted by these interventions.
Introduction
Since the publication of Nudge (Thaler & Sunstein, 2009), public policymakers
have been using nudges as interventions based on behavioral insights to modify
the behavior of citizens predictably by manipulating their choice environment.
Governments and other institutions have created a multitude of nudge units
that draw from this theory since its premise assumes the preservation of
liberty (nudges do not coerce) while paternalistically it is capable of orienting
behavior to the desired target (libertarian paternalism). According to Adam
Oliver, nudges, as they focus upon internalities, are “the dominant framework
in behavioral public policy to date” (2019, p. 147)
* Correspondence to: Department of Languages, Literatures, and Cultures, University of North
Carolina Greensboro, Moore Humanities Research Building, Office 1119, Greensboro, NC. USA.
Email: a_hortal@uncg.edu
Behavioural Public Policy, Page 1 of 20
© The Author(s), 2020. Published by Cambridge University Press doi:10.1017/bpp.2020.55
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