Study of silicon/oxides interfaces by means of Si2p resonant photoemission
Massimo Tallarida ⁎, Dieter Schmeisser
BTU-Cottbus, Konrad-Wachsmann-Allee 17, 03046, Cottbus, Germany
abstract article info
Available online 17 August 2008
Keywords:
Resonant photoemission
Auger spectroscopy
Si oxide
interface states
inter-atomic Auger decay
In this paper we show results from resonant photoemission experiments where energy dispersive curves
(EDC) were collected at various photon energies around the Si2p absorption edge. From the complete
collection we have extracted the spectrum measured at the photon energy of 125 eV and studied the Auger
feature included in the EDC. From the comparison of the Auger line of the bulk SiO
2
with the expected
transitions we demonstrate the occurrence of inter-atomic transitions in the bulk oxide. Comparing the
Auger line from the bulk oxide with that from a native oxide we may observe the occurrence of inter-atomic
transitions localized at the interface. We propose an interpretation of this result by considering the geometry
at the interface.
© 2008 Elsevier B.V. All rights reserved.
1. Introduction
Due to its technological importance the SiO
2
/Si interface is one of
the most extensively investigated semiconductor-oxide system [1]. In
particular, the SiO
2
/Si interface has been investigated by many
spectroscopic techniques like core level photoemission, which has
been the most frequently used [2], producing many experimental
results of both the bulk SiO
2
and its interface with Si that have been
interpreted using theoretical calculations of the electronic properties
[3]. In this context the Auger spectroscopy is usually considered of
minor importance. There are several reasons, first because of the
intrinsic complexity of the involved processes that lead to an
increased difficulty in the interpretation of the data. Second, because,
contrarily to the photoemission spectroscopy, it is impossible to
change the surface sensitivity of the Auger spectroscopy by only
changing the photon energy. Anyway, these reasons are insufficient to
explain why the recent literature is poor of detailed investigations of
the SiO
2
/Si interface through the Auger spectroscopy [4,5]. We will
show that the Auger spectroscopy can indeed delivery important
information about this system, by identifying transitions happening in
the bulk oxide and by comparing the Auger data of the bulk and the
native oxides. We also show that the photon energy at which the
Auger spectra are measured plays an important role in the results. In
fact, we have extracted the Auger spectra from resonant photoemis-
sion measurements at energies near the Si2p absorption energy. At
those energies the interaction between the excited core electron and
the valence electrons involved in the Auger decays is very strong and
may induce unexpected behaviors.
2. Experimental
All experiments were carried out at the Bessy II synchrotron
radiation facility, Berlin, at the undulator beamline U49/2. The total
resolution was set to 50 meV for all measurements. All Auger spectra
that we show were taken from EDC measured in the binding energy
range 0–80 eV at various photon energies. The two samples used for
the measurement were a commercial 50 nm thick SiO
2
film, grown
thermally on an highly n- doped Si(111) substrate; and a 1.5 nm thick
native oxide grown on an Si(001) substrate.
3. Results and discussion: bulk oxide features in the Auger spectrum
First we show and discuss the Si Auger line for the bulk SiO
2
. With
“bulk” SiO
2
we mean the 50 nm thick SiO
2
, and with “native” SiO
2
we
mean the 1.5 nm thick native oxide. Due to the large thickness of the
bulk oxide, much larger than the electronic mean free path, we expect
that the different substrate orientations do not influence the
interpretation of our results. In Fig. 1 we show the Si LVV Auger
spectrum in the range of 45 eV to 95 eV kinetic energy. Also, in the
inset of Fig. 1 , the complete EDC spectrum measured at 125 eV is
included. The valence band spectrum has three main peaks at 7.5 eV
(peak a), 11.5 eV (peak b) and 14.5 eV (peak c) which are due to the O2p
lone pair, and to the bonding O2p bound to hybridized Si3p and Si3s
orbitals, respectively [6]. At about 25 eV binding energy is the O2s
peak (peak d).
We could understand the origin of the peaks in the Auger line
referring to the usual interpretation of the Auger process from valence
electrons, for which only intra-atomic transition are allowed [4]. In the
case of SiO
2
at the Si2p edge, only electrons with Si character should
participate to the Auger transition. As described above, only peaks b
and c have a considerable contribution from Si-derived states, and,
being about 3 eV the energy difference between these two peaks, the
Thin Solid Films 517 (2008) 447–449
⁎ Corresponding author. Angewandte Physik-Sensorik Brandenburgische Technische
Universität Konrad-Wachsmann-Allee 17, D-03046 Cottbus, Germany. Tel.: +49 355
693099; fax: +49 355 693931.
E-mail address: tallamas@tu-cottbus.de (M. Tallarida).
0040-6090/$ – see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.tsf.2008.08.070
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