SPINE Volume 32, Number 25, pp 2820 –2826
©2007, Lippincott Williams & Wilkins, Inc.
Expression of the Trp2 Allele of COL9A2 Is Associated
With Alterations in the Mechanical Properties of
Human Intervertebral Discs
Darwesh M. K. Aladin, MPhil,* Kenneth M. C. Cheung, FRCS, FHKCOS, FHKAM(Orth),*
Danny Chan, PhD,† Anita F. Y. Yee, BSc,* Jeffrey J. T. Jim, PhD,*†
Keith D. K. Luk, FRCSE, FRCSG, FRACS, MCh(Orth), FHKAM(Orth),* and William W. Lu, PhD*
Study Design. Biomechanical study into the associa-
tion between genetic polymorphism in COL9A2 and me-
chanical properties of human nucleus pulposus.
Objective. To examine whether there is an association
between genetic polymorphism in a structural gene, and
alterations in the mechanical properties of the interverte-
bral discs that may predispose to disc degeneration.
Summary of Background Data. Genetic studies have
demonstrated that a polymorphism (Trp2 allele) in
COL9A2 coding for 2 chain of collagen IX predisposes
the individual to disc degeneration. The mechanism of
this predisposition is not known.
Methods. Blood and whole disc samples were re-
trieved from adolescents and young adults during scoli-
osis surgery, degenerated discs were retrieved from pa-
tients with back pain during anterior spinal fusion. Anulus
fibrosus and nucleus pulposus from a set of the scoliosis
discs were used to perform immunohistochemistry to
demonstrate the presence of collagen IX in the scoliosis
discs. For the remaining samples, DNA was extracted
from blood to determine the Trp2 status by sequencing.
Nondegenerated (Trp2-), nondegenerated (Trp2+), and
degenerated (Trp2-) nucleus pulposus samples were
tested in confined compression. Swelling pressure and
compressive modulus were measured and compared be-
tween groups.
Results. Positive staining of collagen IX was detected
in both anulus fibrosus and nucleus pulposus sections
confirming its presence in the scoliosis discs. The mean
swelling pressure and compressive modulus values of 6
nondegenerated (Trp2+) samples (swelling pressure =
0.0019 MPa, compressive modulus = 0.97 MPa) were
significantly lower (P 0.05) than those of the 6 nonde-
generated (Trp2-) samples (swelling pressure = 0.015
MPa; compressive modulus = 1.89 MPa).
Conclusion. This is the first study to demonstrate an
association between the Trp2 allele and disc mechanics,
thus relating genetic variations and debilitating mechan-
ical alterations that may ultimately result in intervertebral
disc degeneration.
Key words: intervertebral disc, degeneration, nucleus
pulposus, Trp2, COL9A2, collagen, polymorphism, bio-
mechanics. Spine 2007;32:2820 –2826
Intervertebral disc degeneration is a common problem
in young individuals causing sciatica and low back
pain. Although aging and loading patterns are known
to influence the function of intervertebral discs,
1
re-
cently genetic factors have been implicated as an im-
portant predisposing factor.
2–5
A heterozygous substi-
tution of tryptophan for either Gln
326
or Arg
326
(Trp2
allele) in COL9A2 coding for the 2 chain of collagen
IX, is a predisposing genetic factor. Its relevance has
been verified in both Finnish and Chinese populations.
The prevalence of Trp2 has been reported in 4% in
Finns,
6
and 20% in the Southern Chinese.
7
In the lat-
ter study, individuals carrying the Trp2 allele were
found to be 4 times more likely to develop tears in the
anulus fibrosus between 30 to 39 years of age, with
disc degeneration and endplate herniations occurring
between 40 to 49 years of age.
7
The precise function of collagen IX, and how the
alterations in coding sequence of the COL9A2 gene
results in intervertebral disc degeneration is not
known. Collagen IX molecules are cross-linked to one
another, with covalent bonds forming between either
1(IX) or 3((IX) of the COL2 domains and the C-
terminal NC1 domain of 3(IX).
8
The Trp change
(Q326W) in 2(IX) is located only 3 amino acid resi-
dues away from the NH
2
-terminal of the covalent
cross-link between 3(IX) and collagen II.
6
Thus,
there are a number of postulations.
9
First, with colla-
gen IX’s physical location on collagen II fibrils and
their multiple cross-links, collagen IX may play an
important role in the physical integrity of the extracel-
lular matrix; by forming an interconnected network,
they resist the distension by aggrecan and water, to-
gether helping to absorb and distribute loads applied
to the spine, yet preventing excessive deformation of
the matrix. Second, with its COL3 and NC4 domains
forming an arm that projects into the perifibrillar ma-
trix, it may participate in extracellular matrix ho-
meostasis by acting as a molecular mediator.
From the Departments of *Orthopaedics and Traumatology and †Bio-
chemistry, University of Hong Kong, Hong Kong, China. Professor
Cheung and Mr. Aladin contributed equally to the study and prepara-
tion of the manuscript.
Acknowledgment date: October 18, 2006. Revision date: March 6,
2007. Acceptance date: March 13, 2007.
Supported by grants from the Hong Kong Research Grants Council
(HKU 7378/04 M) and University Grants Committee (AoE/M-04/04).
The manuscript submitted does not contain information about medical
device(s)/drug(s).
Other funds were received in support of this work. No benefits in any
form have been or will be received from a commercial party related
directly or indirectly to the subject of this manuscript.
Address correspondence and reprint requests to William W. Lu, PhD,
Department of Orthopaedics and Traumatology, LKS Faculty of Med-
icine, University of Hong Kong, Pokfulam, Hong Kong; E-mail:
wwlu@hkusua.hku.hk
2820