IEEE TRANSACTIONS ON ENERGY CONVERSION, VOL. 27, NO. 1, MARCH 2012 71
An Active–Reactive Power Method for the Diagnosis
of Rotor Faults in Three-Phase Induction Motors
Operating Under Time-Varying Load Conditions
S´ ergio M. A. Cruz, Member, IEEE
Abstract—This paper presents a new method to diagnose rotor
faults in operating three-phase induction motors under the pres-
ence of time-varying loads. The proposed diagnostic strategy relies
on a combined analysis of the amplitude and phase spectra of the
instantaneous active and reactive powers of the motor, and allows
to discriminate the effects introduced by a rotor fault from the ones
caused by an oscillating load torque, even when these phenomena
occur simultaneously. A theoretical analysis carried out using a lin-
earized model of the induction motor in a synchronous reference
frame, complemented with several simulation and experimental
results, confirms the validity of the proposed diagnostic approach.
Index Terms—Active–reactive power, condition monitoring, in-
duction machines, load torque oscillations, rotor faults.
NOMENCLATURE
Δ
˜
I
sp
, Δ
˜
I
sn
Positive (negative) sequence component of
the stator incremental currents.
Δx Instantaneous incremental value of quantity
x.
Δˆ x Amplitude of Δx.
ω
e
Angular supply frequency.
ω
L
Load torque oscillation angular frequency.
ω
x
Arbitrary oscillation angular frequency.
ϕ
1
, ϕ
2
Initial phase angles of load torque oscillation
and rotor slip variations, respectively.
σ Total leakage factor.
¯ τ
r
=
L
r
¯
R
r
Rotor time constant for a faulty motor.
τ
s
=
L
s
R
s
Stator time constant.
θ
e
Angular position of the dq axes in a syn-
chronously rotating reference frame.
θ
r
Rotor electrical position.
θ
sω
Slip angle.
f
e
Fundamental supply frequency.
i
ds
,i
qs
, Stator/rotor dq current components in
i
dr
,i
qr
a synchronous reference frame.
Manuscript received March 31, 2011; revised September 1, 2011; accepted
November 13, 2011. Date of publication February 3, 2012; date of current ver-
sion February 17, 2012. This work was supported by the Portuguese Foundation
for Science and Technology under Project PTDC/EEA-ENE/67350/2006. Paper
no. TEC-00163-2011.
The author is with the Department of Electrical and Computer Engineering
and the Instituto de Telecomunicac ¸˜ oes, University of Coimbra, 3030-290 Coim-
bra, Portugal (e-mail: smacruz@ieee.org).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TEC.2011.2178027
¯
i
s
,
¯
i
r
Space phasor of the steady-state stator (rotor)
currents.
J Moment of inertia.
L
m
Mutual inductance between stator and rotor.
L
r
Rotor inductance.
L
s
Stator inductance.
M Current ratio.
n
F
Number or broken rotor bars.
N
b
Number of rotor bars.
p Total instantaneous active power.
p
0
No-load active power.
p = d/dt Time derivative operator.
p
p
Number of pole pairs.
q Total instantaneous reactive power.
q
0
No-load reactive power.
R
F
Additional resistance due to a rotor fault.
R
r
Rotor resistance in healthy conditions.
R
r
Average value of rotor resistance with a rotor
fault.
R
s
Stator resistance.
s Rotor slip.
t
em
,t
L
Electromagnetic / load torque.
u
ds
,u
qs
Supply voltage components in dq axes.
U Amplitude of the motor supply voltages.
¯ x Steady-state value of quantity x.
x
∗
Conjugate of complex x.
˜
X Phasor of x.
Z
rp
,Z
rn
Positive (negative) sequence component
impedance of the motor seen from the rotor
side.
I. INTRODUCTION
I
N the past decades, several methods have been proposed
with the aim to diagnose rotor faults in operating three-
phase induction motors [1]. Techniques such as the motor cur-
rent signature analysis (MCSA) [2]–[8], spectral analysis of
the electromagnetic torque [9], active power [10]–[12], reac-
tive power [13], axial vibrations [14], analysis of the swing
angle [15], or the extended Park’s vector approach [16] are just
some examples of the vast research done in this field [17], [18].
In spite of the wide range of diagnostic techniques available to
detect a rotor fault, most of them rely on the assumption that the
motor is coupled to a constant load. If this is not verified, incon-
clusive or erroneous results can be obtained, thus compromising
the reliability of the diagnostic process.
0885-8969/$26.00 © 2011 IEEE