Emerging Roles of Transforming
Growth Factor b Signaling in
Diabetic Retinopathy
SARAH E. WHEELER
1
AND NAM Y. LEE
1,2,3
*
1
Division of Pharmacology, College of Pharmacy, The Ohio State University, Columbus, Ohio
2
Davis Heart Lung Research Institute, The Ohio State University, Columbus, Ohio
3
James Comprehensive Cancer Center, The Ohio State University, Columbus, Ohio
Diabetic retinopathy (DR) is a serious complication of diabetes mellitus affecting about one third of diabetic adults. Despite its prevalence,
treatment options are limited and often implemented only in the later stages of the disease. To date, the pathogenesis of DR has been
extensively characterized in the context of elevated glucose, insulin, and VEGF signaling, although a growing number of other growth
factors and molecules, including transforming growth factor b (TGF-b) are being recognized as important contributors and/or therapeutic
targets. Here, we review the complex roles of TGF-b signaling in DR pathogenesis and progression.
J. Cell. Physiol. 9999: 1–4, 2016. ß 2016 Wiley Periodicals, Inc.
Diabetic retinopathy (DR) is one of the most serious
complications of type 1 and 2 diabetes mellitus and remains a
leading cause of blindness worldwide (Pascolini and Mariotti,
2012; Yau et al., 2012). Currently, about one third of adults with
diabetes in the United States suffer from DR (Zhang et al., 2010),
and by 2030, over 16 million Americans are predicted to be
afflicted by this condition (Saaddine et al., 2008). Management of
risk factors such as hypertension and hyperglycemia are deemed
critical in preventing the onset and progression of the disease,
alongside current treatments including photocoagulation, anti-
VEGF agents, corticosteroids, or vitreoretinal surgery (Simo and
Hernandez, 1995). The pathogenesis of DR has been studied
extensively in the context of glucose (The Diabetes Control and
Complications Trial, 1995; Stratton et al., 2001; Zhang et al.,
2001; Holman et al., 2008), insulin (Bronson et al., 2003; Reiter
and Gardner, 2003), and VEGF signaling (Osaadon et al., 2014;
Wang et al., 2015), all of which have central roles and therefore
have been covered extensively in a number of comprehensive
reviews. Nevertheless, there are a growing number of other
growth factors and cytokines underlying this complex disorder
(Simo et al., 2006; Zorena et al., 2013a). Here, we review the
emerging roles of transforming growth factor b (TGF-b) signaling
pathways in DR and their potential as therapeutic targets.
Pathophysiology of DR
DR is a progressive disease classified into two stages: non-
proliferative (NPDR) and proliferative (PDR) (Cheung et al.,
2010). Roughly 90% of type 1 diabetic patients are affected by
DR, with clinical symptoms typically manifesting 5 or more
years following the onset of diabetes (Zorena et al., 2013b).
Although prolonged hyperglycemia is one of the primary causes
of DR (Zorena et al., 2013a), it is becoming increasingly clear
that substrate imbalance, ischemia, and other factors
contribute to the development of this disease (Frank, 2004;
Zorena et al., 2013a).
The early signs of DR observed in NPDR are inflammation,
leukostasis, and thickening of the basal lamina surrounding the
blood vessels and capillaries. This gradual thickening promotes
the loss of retinal pericytes and endothelial cells (ECs) and
causes breakdown of the blood-retinal barrier to mediate
vascular hyperpermeability (Frank, 2004; Kuiper et al., 2007;
Walshe et al., 2009; Zhang et al., 2011). These early changes
precede initial microangiopathies including the formation of
microaneurysms, small outpouchings from retinal capillaries,
and dot intraretinal hemorrhages (Frank, 2004; Sapieha et al.,
2010; Antonetti et al., 2012).
During disease progression, capillary damage and
hemorrhages increase in frequency and size. Damage to the
retinal capillary barrier can result in deposition of plasma lipids
and lipoproteins, eventually occluding the vessels toward
ischemia and hypoxia and subsequent apoptosis of nerve cells.
Release of growth factors such as VEGF from retinal ECs,
pericytes, and pigment epithelial cells occurs in response to
hypoxia (Cheung et al., 2010; Braunger et al., 2015). VEGF
production allows for uncontrolled neovascularization of
retinal capillaries, marking the progression of the disease from
NPDR to PDR, and increasing the overall risk of vision loss
(Cheung et al., 2010; Braunger et al., 2015). These new
capillaries are prone to damage since they tend to be
hyperpermeable, fragile, and breach the internal limiting
membrane separating the retina from the vitreous, allowing
them to extend into the vitreous (Frank, 2004; Hendrick
et al., 2015). In end stage PDR, newly formed fibrogenic tissues
surrounding the vasculature contract, leading to hemorrhages,
retinal detachment, and blindness (Saika et al., 2009; Klaassen
et al., 2015).
TGF-b Signaling in DR
Overview of TGF-b superfamily signaling
The TGF-b superfamily consists of over 30 members, including
the prototype, TGF-b1, as well as activins, nodals, and bone
morphogenetic proteins (BMPs 1–20) (Gordon and Blobe,
2008; Weiss and Attisano, 2013). These ligands have diverse
and often context-specific actions including growth-inhibition,
differentiation, apoptosis, and migration, and as such, TGF-b
pathways have underlying roles in a wide range of disease states
*Correspondence to: Prof. Nam Y. Lee, Division of Pharmacology,
College of Pharmacy, The Ohio State University, 442 Riffe Building,
496 West 12th Ave, Columbus 43210, OH.
E-mail: lee.5064@osu.edu
Manuscript Received: 27 July 2016
Manuscript Accepted: 28 July 2016
Accepted manuscript online in Wiley Online Library
(wileyonlinelibrary.com): 00 Month 2015.
DOI: 10.1002/jcp.25506
MINI-REVIEW 1
Journal of
Journal of
Cellular
Physiology
Cellular
Physiology
© 2016 WILEY PERIODICALS, INC.