ORIGINAL ARTICLE
ESR1 polymorphisms and statin therapy: a sex-specific
approach
L Smiderle
1
, M Fiegenbaum
1,2
, MH Hutz
3
, CR Van Der Sand
4
, LC Van Der Sand
4
, MEW Ferreira
4
, RC Pires
4
and S Almeida
1,2
Lipid-lowering therapy has shown a high degree of variability in clinical response and there is evidence that the variability in drug
response between individuals is due to genetic factors. Thirteen single nucleotide polymorphisms (SNPs) within the ESR1 gene were
evaluated with basal lipid and lipoprotein levels, as well as response to lipid-lowering therapy, in 495 hypercholesterolemic
individuals of European descent receiving simvastatin or atorvastatin. Significant associations were detected between rs4870061
(P = 0.040, corrected P-value (PC) = 0.440), rs1801132 (P = 0.002, PC = 0.022) and the SNP rs3020314 (P = 0.013, PC = 0.143) with
triglyceride (TG) baseline levels. The rs4870061 was also associated with high-density lipoprotein cholesterol (HDL-C) baseline levels
(P = 0.045, PC = 0.495). Regarding statin efficacy, rs2234693 C/C was associated with greater HDL-C increase (P = 0.037; PC = 0.407)
and rs3798577 T allele was associated with greater total cholesterol (TC) reduction (P = 0.019; PC = 0.209) and greater TG reduction
(P = 0.026; PC = 0.286). These associations suggest that ESR1 polymorphisms are in part responsible for the TC, HDL-C and TG
variation levels and this effect may be sex-specific.
The Pharmacogenomics Journal advance online publication, 25 August 2015; doi:10.1038/tpj.2015.60
INTRODUCTION
Statin therapy shows high efficacy in reducing total cholesterol (TC),
low-density lipoprotein cholesterol (LDL-C) and triglycerides (TG).
1
However, there is a high degree of variability in the clinical response
to statins,
2
and many studies have indicated that this variability
is due to genetic factors.
2–4
It is estimated that the variability in
drug disposition and effect is 20–95% dependent on genetic
background
5
and that a significant proportion of basal high-density
lipoprotein cholesterol (HDL-C) variability is due to genetic factors.
6
Candidate genes that regulate the pharmacokinetic and pharmaco-
dynamic properties of statins are promising targets. The pharma-
cokinetic and pharmacodynamic pathways that regulate statin have
been extensively studied;
3,7–16
however, this only explains a small
part of the observed variation in statin response.
Estrogens are important regulators of metabolic homeostasis
and lipid metabolism that act through cognate nuclear hormone
receptors. The estrogen receptors (ERα and β) are ligand-activated
transcription factors that regulate many genomic events.
17
When
ERα is activated, transcription complexes are recruited to estrogen-
responsive genes, where they act to initiate transcription or modify
the local chromatin structure,
18
ultimately leading to activation of
the estrogen response. ERα has been demonstrated to influence the
expression of proteins involved in the regulation of plasma lipid
metabolism such as apolipoprotein E
19
and LDL receptor.
20
ERα is
encoded by ESR1,
21
and several single nucleotide polymorphisms
(SNPs) have been involved in mediating the effects of estrogen on
LDL-C, HDL-C and TG metabolism.
22–24
Men and women show significant differences with regard to
the risk of cardiovascular disease (CVD) development,
25
which
may be the result of sex-specific differences in gene regulatory
mechanisms, particularly those governed by the response to
sex hormones.
26,27
A review from Yoon
28
suggests that sexual
dimorphism and the ERs (α and β) are involved in the response to
lipid-lowering therapy. To our knowledge, there is only one study
in the literature evaluating ESR1 polymorphisms and response
to statin therapy. Kajinami et al.
7
tested two ESR1 polymorphisms
(rs2234693 and rs9340799) in the context of atorvastatin
(10 mg) response in hypercholesterolemic patients and observed
a sex-specific association with HDL-C levels. Thus, the study of
polymorphisms in ER genes may help determine the role of
genetic variability in the response to lipid-lowering therapy.
Additionally, this approach might identify potential sex-specific
characteristics involved in pharmacological efficacy.
The present work evaluates the association of ESR1 polymor-
phisms with baseline lipid and lipoprotein levels and with the
efficacy of atorvastatin/simvastatin lipid-lowering therapy in a
patient cohort of European descent from Porto Alegre, the
southernmost city of Brazil.
METHODS
Patients
This prospective cohort study was conducted with 495 hypercholesterolemic
patients (331 women and 164 men) receiving simvastatin or atorvastatin. The
inclusion criteria were the use of simvastatin or atorvastatin and European
ascendancy (ascertained by skin color and morphological characteristics).
The exclusion criteria were: age lower than 20 years, TG concentration of
4.52 mmol l
- 1
or higher, altered thyroid-stimulating hormone levels,
impaired hepatic or renal function, an unstable or uncontrolled clinically
significant disease and had previously undergone therapy with other lipid-
lowering drugs within less than 6 months. Physical examinations, clinical
1
Programa de Pós-Graduação em Ciências da Saúde, Universidade Federal de Ciências da Saúde de Porto Alegre – UFCSPA, Porto Alegre, Brazil;
2
Departamento de Ciências
Básicas da Saúde, Universidade Federal de Ciências da Saúde de Porto Alegre – UFCSPA, Porto Alegre, Brazil;
3
Departamento de Genética, Universidade Federal do Rio Grande do
Sul – UFRGS, Porto Alegre, Brazil and
4
Centro de Diagnóstico Cardiológico, Porto Alegre, Brazil. Correspondence: Professor S Almeida, Programa de Pós-Graduação em Ciências da
Saúde, Universidade Federal de Ciências da Saúde de Porto Alegre – UFCSPA, Rua: Sarmento Leite 245 – sala 309, Porto Alegre 90050-170, Brazil.
E-mail: silvana.almeida@pq.cnpq.br
Received 23 April 2015; revised 28 June 2015; accepted 1 July 2015
The Pharmacogenomics Journal (2015), 1 – 7
© 2015 Macmillan Publishers Limited All rights reserved 1470-269X/15
www.nature.com/tpj