Citation: Hussain, Ammar, Minhas
Akbar, Muhmmad Kaleem Khan,
Marcela Sokolová, and Ahsan Akbar.
2022. The Interplay of Leverage,
Financing Constraints and Real
Earnings Management: A Panel Data
Approach. Risks 10: 110. https://
doi.org/10.3390/risks10060110
Academic Editors: Adriana Dutescu
and Voicu-Dan Dragomir
Received: 11 April 2022
Accepted: 9 May 2022
Published: 27 May 2022
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risks
Article
The Interplay of Leverage, Financing Constraints and Real
Earnings Management: A Panel Data Approach
Ammar Hussain
1
, Minhas Akbar
2,3,
* , Muhmmad Kaleem Khan
4
, Marcela Sokolová
3
and Ahsan Akbar
3,5
1
Department of Management Sciences, Government College University Faisalabad, Sahiwal Campus,
Sahiwal 57000, Pakistan; amhussain572@gmail.com
2
Department of Management Sciences, COMSATS University Islamabad, Sahiwal Campus,
Sahiwal 5700, Pakistan
3
Department of Management, Faculty of Informatics and Management, University of Hradec Králové,
Rokitanského 62, 500 03 Hradec Králové, Czech Republic; marcela.sokolova@uhk.cz (M.S.);
akbar@gcu.edu.cn (A.A.)
4
School of Management, Xi’an Jiaotong University, Xi’an 710061, China; mkaleemkhan@mail.xjtu.edu.cn
5
International Business School, Guangzhou City University of Technology, Guangzhou 510800, China
* Correspondence: minhasakbar@cuisahiwal.edu.pk; Tel.: +92-345-8900493
Abstract: Organizations are formed to gain long-term benefits. However, sometimes myopic man-
agement for feigned value enhancement led to the early demise of the firm. Further, to the best of our
knowledge empirical role of financing constraints has not yet been explored between the relationship
of leverage and earnings management practices. Therefore, the present study aims to empirically
examine the impact of leverage on Real Earnings Management (REM) practices and how financing
constraints influence this association. Employs a panel dataset of 3250 non-financial Chinese listed
firms for a time period spanning from 2009 to 2018. Leverage is categorized into short-term, long-term,
and total leverage to check the individual effects of each leverage category on REM practices. The
data were analyzed through panel data fixed-effects and random-effects techniques as an econometric
approach. First, consistent with positive accounting theory, the impact of total leverage on REM is
positive. Second, compared to the long-term leverage, short-term leverage has more pronounced
effects on managers’ opportunistic behavior towards using REM. Third, the influence of total leverage
is higher (lower) on REM practices in financially unconstrained (constrained) firms. Fourth, the
influence of short-term leverage on REM practices compared to long-term leverage is also weak in
the financially constrained firms. These findings imply that, to avoid the consequences of managerial
myopia, investors should abstain to invest in the firms that use higher amount of short-term debt
and are financially unconstrained. This study is the first research to examine the impact of different
leverage categories on REM practices in an emerging market, i.e., China, where the legal and financial
structure is much poor.
Keywords: leverage; real earnings management; financing constraints; panel data
1. Introduction
Earnings Management (EM, hereafter) involve managers attempt to manipulate the
earnings level by employing multiple accounting tactics to achieve short-term objectives
(Almutairi 2021; Haga et al. 2021). EM can negatively affect customers, employees, share-
holders, accounting professionals, lenders, and led to demise of the organization as demon-
strated by Satyam computer services, WorldCom, and Enron’s debacle (Hickman et al. 2020;
Lara et al. 2020). Still, firm managers have extensive motivation to fabricate the earnings op-
portunistically, but factors that attract managers towards EM practices remain an important
research question in the literature (Hickman et al. 2020).
Risks 2022, 10, 110. https://doi.org/10.3390/risks10060110 https://www.mdpi.com/journal/risks