Barriers to policy implementation and implications for Zambia's
forest ecosystems
Felix Kanungwe Kalaba
Copperbelt University, School of Natural Resources, Department of Plants and Environmental Sciences, P.O Box 21692, Kitwe, Zambia
abstract article info
Article history:
Received 16 December 2015
Received in revised form 22 March 2016
Accepted 8 April 2016
Available online xxxx
Policies play a vital role in setting priorities and actions for forest use and management. High rates of forest loss
can be attributed to failure by policies to reduce deforestation and forest degradation. It is argued that in most
Least Developed Countries such as Zambia, adopted forest and natural resources policies are rarely put into effect
resulting in ecosystem degradation.
This study examined policy actor's perception of implementation of policies aimed at reducing deforestation and
forest degradation and their implications for forest resources.
To examine policy implementation, 55 policy actors were interviewed at national, regional and local levels. This
included government officials, Non-Governmental Organisations, traditional leaders and local people. Interviews
were analysed using discourse analysis.
Findings show that policy implementations deficits are prevalent in Zambia's forest sector. Policy actors identi-
fied the main barriers as inadequate institutional capacity, inadequate legal framework, political influences, inse-
cure land tenure, poor funding, and lack of intersectoral coordination. The paper has shown gaps between
policies and their implementation. To halt deforestation and forest degradation, it is imperative that formulated
policies are implemented. This will require improved communication and coordination among government units
and various stakeholders, sufficient resources and harmonizing policies and legal frameworks.
© 2016 Elsevier B.V. All rights reserved.
Keywords:
Policy implementation
Deforestation
Degradation
Forest ecosystems
1. Introduction
Forest ecosystems provide various ecosystem services to local
people (foods, medicines, fodder, construction material) and the global
population (carbon storage, regulation of water cycle) (Ernst et al.,
2013; Kalaba et al., 2013). Despite the importance of forests, deforesta-
tion and forest degradation remains a challenge in many developing
countries, thereby reducing the flow of ecosystem services provided at
local, national regional and global levels.
Africa loses an average of 3.4 million hectares of forests annually (FAO,
2010). Deforestation and forest degradation accounts for approximately
12% of total greenhouse gases emissions (GHGs) and is the main source
of emissions from developing countries (Ernst et al., 2013). Studies have
highlighted several direct drivers of deforestation among them; expan-
sion of agro-industrial plantations (Tegegne et al., 2016), subsistence
slash and burn agriculture, charcoal production (Vinya et al., 2011;
Syampungani et al., 2009), fuelwood collection (Ernst et al., 2013), infra-
structure development and wood extraction (Tegegne et al., 2016). Most
analysis in the drivers of deforestation literature has traditionally focused
on direct drivers of forest loss while neglecting institutional and policy
drivers that are important in informing policy and practice (Wehkamp
et al., 2015). Additionally, past studies on understanding extent and
drivers of deforestation and forest degradation have mainly been based
on remote sensing (see Campbell et al., 2008) and reviews of literature
(Dewees et al., 2010) and rarely include knowledge, information and
the opinions of experts, policy makers and other policy actors (Tegegne
et al., 2016).
Zambia is a highly forested country in southern Africa with 60% of the
total land area covered by forests. Deforestation is however high occur-
ring at 250,000–300,000 ha annually (GRZ, 2008). Zambia being a
REDD+ (Reduction from Emission from Deforestation and Forest Degra-
dation) pilot country is reflecting on strategies to reduce deforestation.
Wehkamp et al. (2015) have argued that when identifying deforestation
drivers, it is imperative to consider the perspectives of actors who are in
key positions to reduce deforestation. Understanding of policymakers'
perception of drivers of deforestation is an important step towards a
more holistic understanding of drivers that are difficult to define, quantify
and measure (Wehkamp et al., 2015).
Institutional and policy factors are important underling drivers of
forest loss in developing countries and as such must be addressed to
effectively combat deforestation and forest degradation in the long-term
and effectively implement REDD+ (Tegegne et al., 2016). It has been
argued that forest management is hindered by inappropriate policies
(Colchester et al., 2006) and the marginalization of the forest sector,
particularly with regard to low financing when compared to other sectors
Forest Policy and Economics 69 (2016) 40–44
E-mail address: kanungwe@gmail.com.
http://dx.doi.org/10.1016/j.forpol.2016.04.004
1389-9341/© 2016 Elsevier B.V. All rights reserved.
Contents lists available at ScienceDirect
Forest Policy and Economics
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