Research article
Temporal performance assessment of wastewater treatment plants by
using multivariate statistical analysis
Milad Ebrahimi
a, *
, Erin L. Gerber
b
, Thomas D. Rockaway
a
a
Center for Infrastructure Research, Civil and Environmental Engineering Department, University of Louisville, Louisville, KY, USA
b
Industrial Engineering Department, University of Louisville, Louisville, KY, USA
article info
Article history:
Received 28 November 2016
Received in revised form
9 February 2017
Accepted 12 February 2017
Keywords:
Municipal wastewater
Wastewater Quality Index
Correlation
Principal component analysis
Multivariate regression analysis
abstract
For most water treatment plants, a significant number of performance data variables are attained on a
time series basis. Due to the interconnectedness of the variables, it is often difficult to assess over-arching
trends and quantify operational performance. The objective of this study was to establish simple and
reliable predictive models to correlate target variables with specific measured parameters. This study
presents a multivariate analysis of the physicochemical parameters of municipal wastewater. Fifteen
qualityand quantity parameters were analyzed using data recorded from 2010 to 2016. To determine the
overall quality condition of raw and treated wastewater, a Wastewater Quality Index (WWQI) was
developed. The index summarizes a large amount of measured quality parameters into a single water
quality term by considering pre-established quality limitation standards. To identify treatment process
performance, the interdependencies between the variables were determined by using Principal
Component Analysis (PCA). The five extracted components from the 15 variables accounted for 75.25% of
total dataset information and adequately represented the organic, nutrient, oxygen demanding, and ion
activity loadings of influent and effluent streams. The study also utilized the model to predict quality
parameters such as Biological Oxygen Demand (BOD), Total Phosphorus (TP), and WWQI. High accuracies
ranging from 71% to 97% were achieved for fitting the models with the training dataset and relative
prediction percentage errors less than 9% were achieved for the testing dataset. The presented tech-
niques and procedures in this paper provide an assessment framework for the wastewater treatment
monitoring programs.
© 2017 Elsevier Ltd. All rights reserved.
1. Introduction
Each year, wastewater treatment plants process billions of gal-
lons of sanitary and/or combined stormwater flow. For each treat-
ment plant the physicochemical properties of the influent streams
are unique and dependent on factors such as the origin of
discharge, type of sewer system infrastructure (combined or
separate), development level of the area, climate condition, and
groundwater levels. Thus, in all cases, the wastewater stream not
only has a unique composition, but the organic, inorganic and
nutrient loadings vary in terms of time, place and source (Avella
et al., 2011; Lefkir et al., 2015).
Identifying the dynamics of wastewater's constituents and their
range are critical for establishing the preferred treatment system
(Tchobanoglous and Burton, 1991). Process designs must be opti-
mized to effectively mitigate contaminants throughout all expected
ranges and combinations of flow levels (Ebrahimi et al., 2016). This
is especially important when effluent is directed towards a reuse
project. Depending on the reuse objective, i.e. discharge to surface
or groundwater bodies, irrigation purposes, or industrial reuse, the
effluent should meet established quality limitations at all times.
Thus, understanding the influent variability and its impact within
the treatment process is essential to prevent the adverse health and
environmental impacts of reused wastewater.
Appropriately characterizing wastewater streams and assessing
wastewater treatment plant efficiencies is difficult due to the
abundant chemical, physical, and microbiological parameters that
should be considered (Bryant, 1995). Even if all necessary waste-
water data are collected, it is still challenging for the operators to
make decision due to the complex interrelationships of the pa-
rameters (Timmerman et al., 2010). Thus, there is a need for
* Corresponding author.
E-mail addresses: m.ebrahimi@louisville.edu (M. Ebrahimi), e.gerber@louisville.
edu (E.L. Gerber), tom.rockaway@louisville.edu (T.D. Rockaway).
Contents lists available at ScienceDirect
Journal of Environmental Management
journal homepage: www.elsevier.com/locate/jenvman
http://dx.doi.org/10.1016/j.jenvman.2017.02.027
0301-4797/© 2017 Elsevier Ltd. All rights reserved.
Journal of Environmental Management 193 (2017) 234e246