Structural and Optical Properties of GaN Quantum Dots
B. Daudin, N. Gogneau, C. Adelmann, , E. Sarigiannidou, T. Andreev, F. Enjalbert, E. Monroy,
F. Fossard, J. L. Rouvière, Y. Hori
1
, X. Biquard, D. Jalabert,Le Si Dang, M. Tanaka
1
, O. Oda
1
CEA / CNRS / UJF Research Group “Nanophysique et Semiconducteurs” Dept. de Recherche
Fondamentale sur la Matière Condensée, SP2M/PSC, CEA - Grenoble, 17 rue des Martyrs,
38054 - Grenoble Cedex 9, France.
1
NGK Insulators, LTD. 2-54 Sudacho, Mizuhoku, Nagoya, Japan
ABSTRACT
Growth conditions, structural and optical properties of GaN quantum dots (QDs) grown
by plasma-assisted molecular beam epitaxy will be examined. It will be shown that, depending on
the Ga/N ratio value and on growth temperature, the growth mode of GaN deposited on AlN can
be either of the Stranski-Krastanow or of the Frank-Van der Merwe type. It will be shown that
vertical correlation results in a red shift and in a narrowing of the photoluminescence spectra.
Growth of Eu-doped GaN quantum dots embedded in AlN will be described. Intense
photoluminescence associated with Eu has been measured, with no GaN band-edge emission, as
an evidence that carrier recombination mostly occurs through rare earth ion excitation. Persistent
photoluminescence of Eu-doped GaN quantum dots as a function of temperature has been put in
evidence, as a further confirmation of the recombination of confined carriers through Eu ion
excitation.
INTRODUCTION
The sustained interest in quantum dots (QDs) of semiconductors is largely due to the peculiar
physical properties expected from carrier confinement. For instance, it has been predicted that
lasers with QDs in the active layer should present a low threshold current and no temperature
dependence of the threshold current [1]. Such properties combined with the wide
emission/absorption spectral range of nitride semiconductors, extending from UV to visible,
make the realization of GaN or GaInN QDs a highly challenging issue .
Whatever the semiconductor family, the synthesis of quantum dots is often achieved by
taking advantage of the Stranski-Krastanow (SK) growth mode. In this mode, the deposition of a
strained two-dimensional (2D) wetting layer is followed by elastic strain relaxation through three-
dimensional islanding above a given critical thickness. This growth mode has been used to grow
quantum dots of (In, Ga)As on GaAs [2-4], of InP on GaInP [5], of Ge on Si [6, 7] or of GaN on
AlN [8-10].
In the specific case of III-N semiconductors, the SK mode is observed when growing GaN by
plasma-assisted molecular beam epitaxy (PAMBE), at high temperature (710–750 °C) under N-
rich conditions, the critical thickness being about 2 monolayers (ML) [8, 9]. The formation of
three-dimensional (3D) GaN islands has also been observed in ammonia–MBE [10]. However, in
this case, island formation does not obey the SK growth mode and a growth interruption under
vacuum is required to initiate the 2D/3D transition.
The formation of 3D GaN islands has also been demonstrated in metal-organic chemical
vapor deposition (MOCVD), when using Si as an antisurfactant [11]. A large lattice mismatch
between GaN and the substrate is not required in this case, so that GaN islands can be formed on
Y4.7.1 Mat. Res. Soc. Symp. Proc. Vol. 798 © 2004 Materials Research Society